Regulation of Hemostasis and Thrombosis

CHAPTER 9 Regulation of Hemostasis and Thrombosis





Overview and Definitions


COAGULATION IS the clotting of blood or plasma. Hemostasis is the process by which bleeding is stopped, and is the first component of the host response to injury. Its product is a hemostatic plug or hemostatic clot. Thrombosis is inappropriate clot formation within an intact vascular structure. Its product is a thrombus. Blood coagulation can occur at a site of injury (hemostasis), within an intact vessel (thrombosis), or in a test tube, but hemostasis is a physiologic process that can occur only in a living, bleeding organism.


Hemostasis consists of primary hemostasis, in which platelets adhere and are activated at a site of injury, and secondary hemostasis, in which the initial platelet plug is consolidated in a meshwork of fibrin. The hemostatic process represents a delicate, tightly regulated balance between effective activation of local hemostatic mechanisms in response to injury and control by regulatory mechanisms that prevent inappropriate activation or extension of coagulation reactions. The interactions of the protein components of coagulation can be studied in cell-free plasma and have been described as a “cascade” of proteolytic reactions. By contrast, the process of hemostasis occurs on cell surfaces in a tissue environment and is subject to regulation by various biochemical and cellular mechanisms.


The adequacy of procoagulant levels can be assessed in the routine plasma clotting assays: the prothrombin time (PT) and activated partial thromboplastin time (aPTT). Platelet number and function can be assessed in the clinical laboratory. Levels of individual plasma coagulation inhibitors and other regulatory proteins can also be assayed. There is no laboratory test, however, that can provide a global assessment of the adequacy of hemostasis or the risk of thrombosis. Each laboratory test gives only a part of the picture, and the assessment of hemostatic function always requires that laboratory results be interpreted in the context of the clinical picture.



Hemostasis


Because hemostasis involves more than simply getting blood to clot—it must clot at the right time and place and only to the extent needed to stop bleeding—our understanding of hemostasis must include a consideration not only of the proteins, but also the cellular and tissue components that are needed to regulate the coagulation process adequately in vivo.



Necessary Components




Extravascular Tissues


When an injury disrupts a blood vessel, it allows blood to contact extravascular cells and matrix. Extracellular matrix proteins, such as collagen, fibronectin, thrombospondin, and laminin, interact with adhesive receptors on blood platelets and support formation of the initial platelet plug at the site of injury. Perivascular tissues also express significant levels of tissue factor (TF).1,2 Exposure of TF to blood initiates the process of thrombin generation on the surfaces of adherent platelets and ultimately leads to stabilization of the initial platelet plug in a fibrin clot (i.e., secondary hemostasis). Different tissues express different complements of matrix components and procoagulants. The tissue environment plays a role in determining the intensity of the procoagulant response to an injury.



Platelets


Membrane receptors for collagen and other subendothelial and extravascular matrix proteins are present on the platelet membrane and mediate binding of unactivated platelets at sites of injury.35 Platelet binding is also mediated by von Willebrand factor (vWF) bridging between collagen and the platelet receptor glycoprotein (GP) Ib. These receptor binding events also transmit an activation signal to the platelets. Full platelet activation also requires stimulation by thrombin, however, which is produced as the coagulation reactions are initiated. The platelet surface receptor for fibrinogen, GPIIb/IIIa, rapidly changes conformation from an inactive to an active form on platelet activation.6 This change in conformation allows platelet aggregates to be stabilized by binding to fibrinogen even before conversion to fibrin begins. Platelet activation also initiates the synthesis of prostaglandins and thromboxanes—compounds that modulate platelet activation and promote vasoconstriction.7


Platelet adhesion and activation at a site of injury, in concert with local vasoconstriction, provides initial hemostasis for small caliber vessels. When hemostasis is achieved by these mechanisms, the subsequent stabilization of the platelet plug in a fibrin meshwork can proceed more effectively than if bleeding continues. Initial hemostasis may be established even if a deficiency of plasma coagulation proteins is present. The platelet plug is insufficient, however, to provide long-term hemostasis, and delayed rebleeding occurs if it is not reinforced by a stable fibrin clot during secondary hemostasis.



Coagulation Proteins


Adequate levels and function of each of a series of procoagulant proteins are required for hemostasis. The coagulation proteins can be organized into several groups based on their structural features.


The vitamin K–dependent factors include factors II (prothrombin), VII, IX, and X. These factors each have a structural domain in which several glutamic acid residues are post-translationally modified to γ-carboxyglutamic acid (Gla) residues by a vitamin K–dependent carboxylase.8 The vitamin K cofactor is oxidized from a quinone to an epoxide in the process. A vitamin K epoxide reductase cycles the vitamin K back to the quinone form to allow carboxylation of additional glutamic acid residues. The negatively charged Gla residues bind calcium ions. These binding interactions hold the Gla-containing proteins in their active conformation. The calcium-bound form of the Gla-domain is responsible for mediating binding of the coagulation factors to phospholipid membranes. Lipids with negatively charged head groups, particularly phosphatidylserine, are required for binding and activity of the Gla-containing factors.


The carboxylation process is inhibited by the anticoagulant warfarin, which competes with vitamin K for binding to the reductase.9 Inhibition by warfarin results in the production of undercarboxylated forms of the vitamin K–dependent proteins, which are nonfunctional.


The vitamin K–dependent procoagulants are zymogens (inactive precursors) of serine proteases. Each is activated by cleavage of at least one peptide bond. The activated form is indicated by the letter “a.” Factors VIIa, IXa, and Xa each require calcium ions, a suitable cell (phospholipid) membrane surface, and a protein cofactor for their activity in hemostasis.


Factor IIa (thrombin) is a little different from the activated forms of the other vitamin K–dependent factors. Its Gla domain is released from the protease domain during activation. It no longer binds directly to phospholipid membranes. It also does not require a cofactor to cleave fibrinogen and initiate fibrin assembly, or to activate platelet receptors. Factor IIa that escapes the vicinity of a hemostatic plug can bind, however, to a cofactor on endothelial cell surfaces, thrombomodulin.10 After binding to thrombomodulin, factor IIa can no longer activate platelets or cleave fibrinogen. Instead, it triggers an antithrombotic pathway by activating protein C on the endothelial surface.


Proteins C and S are also vitamin K–dependent factors. They do not act as procoagulants, but rather as antithrombotics on endothelial surfaces.11 Protein C is the zymogen of a protease, whereas protein S has no enzymatic activity, but serves as a cofactor for activated protein C. The activated protein C/protein S complex cleaves and inactivates factor Va and factor VIIIa, preventing propagation of thrombin generation on normal healthy endothelium.


Factors V and VIII are large structurally related glycoproteins that act as cofactors. They have no enzymatic activity of their own, but when activated by proteolytic cleavage, they dramatically enhance the proteolytic activity of factors Xa and IXa.


Factor VIII circulates in a noncovalent complex with vWF, which prolongs its half-life in the circulation. The vWF/factor VIII complex binds to the platelet surface via GPIb as vWF mediates adhesion of platelets to collagen under high shear conditions. Cleavage and activation of factor VIII releases it from vWF so that it can assemble into a complex with factor IXa on the platelet surface, where it activates factor X.


Factor V circulates in the plasma, and it is packaged in the alpha granules of platelets. It is released on platelet activation in a partially activated form. Plasma and platelet-derived factor V can be fully activated by cleavage by factor Xa or IIa. Factor Va then assembles into a complex with factor Xa on the platelet surface, where it activates prothrombin to factor IIa.


TF is also a cofactor, but is structurally unrelated to any of the other coagulation factors. Instead, it is related to one class of cytokine receptors.12 This lineage emphasizes the close evolutionary and physiologic links between the coagulation system and the other components of the host response to injury. Rather than circulating in the plasma as do the other coagulation factors, TF is a transmembrane protein.13 TF serves as the cellular receptor and cofactor for factor VIIa. It is primarily expressed on cells outside the vascular space under normal conditions, although monocytes and endothelial cells can express TF in response to inflammatory cytokines. The factor VIIa/TF complex can activate factor IX and factor X, and is the major initiator of hemostatic coagulation.13


Another group of related proteins are the contact factors—factors XI and XII, prekallikrein, and high-molecular-weight kininogen. These proteins share the feature of binding to charged surfaces. The only one of this group that is needed for normal hemostasis is factor XI.14 The other contact factors may play a role, however, in thrombosis in some settings. Factor XI is a zymogen that can be activated to a protease by factor XIIa, but is likely activated primarily by thrombin during the hemostatic process. Factor XIa activates factor IX.


Fibrinogen provides the key structural component of the hemostatic clot. Two small peptides, fibrinopeptides A and B, are cleaved from fibrinogen by thrombin, and the resulting fibrin monomer polymerizes into a network of fibers. The fibrin polymer is stabilized further when it is cross-linked by activated factor XIII. Factor XIIIa is a transglutaminase that is activated by thrombin coincident with fibrin formation.15


Thrombin plays a key role in activating procoagulant and anticoagulant factors and triggering formation of fibrin. In addition, thrombin has cytokine-like activities that bridge the transition between hemostasis, inflammatory/immune responses, and wound healing. Thrombin is truly a multifunctional molecule that affects the host response to injury at many levels.


Even before the structure and function of the various factors had been defined, their interactions had been studied during plasma clotting. In the 1960s, two groups proposed a “waterfall” or “cascade” model of the interactions of the coagulation factors leading to thrombin generation. These schemes were composed of a sequential series of steps in which activation of one clotting factor led to the activation of another, finally leading to a burst of thrombin generation.16,17 At that time, each clotting factor was thought to exist as a proenzyme that was activated by proteolysis. The existence of cofactors without enzymatic activity was not recognized until later. The original models were subsequently modified as information about the coagulation factors accumulated and eventually evolved into the Y-shaped scheme shown in Figure 9-1. The “cascade” model shows distinct intrinsic and extrinsic pathways that are initiated by factor XIIa and the factor VIIa/TF complex. The pathways converge on a “common” pathway at the level of the factor Xa/factor Va (prothrombinase) complex.



This scheme was not proposed as a literal model of the hemostatic process in vivo; rather, it was derived from studies of plasma clotting in a test tube and was intended to represent the biochemical interactions of the procoagulant factors. The coagulation “cascade” does reflect well the process of plasma clotting, as in the PT and aPTT tests. The lack of any other clear and predictive concept of hemostasis has meant, however, that until more recently most physicians have also viewed the “cascade” as a model of physiology, and the PT and aPTT as reflecting the risk of clinical bleeding.


The limitations of the coagulation cascade as a model of the hemostatic process in vivo are highlighted by certain clinical observations. Patients deficient in the initial components of the intrinsic pathway—factor XII, high-molecular-weight kininogen, or prekallikrein—have a greatly prolonged aPTT, but no bleeding tendency. Patients deficient in factor XI also have a prolonged aPTT, but usually have a mild to moderate bleeding tendency. Other components of the intrinsic pathway have a crucial role in hemostasis because patients deficient in factor VIII or factor IX have a serious bleeding tendency even though the extrinsic pathway is intact. Similarly, patients deficient in factor VII also have a serious bleeding tendency even though the intrinsic pathway is intact. Although the cascade model accurately reflects the protein interactions that lead to plasma clotting, and is an essential guide to interpretation of PT and aPTT results, it is not an adequate model of hemostasis in vivo.


The numbering of the coagulation factors does not follow their order in the cascade. The coagulation factors were numbered roughly in the order in which they were discovered. Because many workers had described the same molecules under different names, designating them with roman numerals seemed the fairest way to reconcile the nomenclature confusion.18



Process of Hemostasis


Having all the right ingredients is not enough to ensure an effective hemostatic process. Cellular interactions are crucial to directing and controlling hemostasis. Normal hemostasis is impossible in the absence of platelets. In addition, TF is an integral membrane protein, and its activity is normally associated with cells, but platelets have little TF activity. Interactions between at least these two types of cells are necessary. Because different cells express different levels of procoagulants and anticoagulants and have different complements of receptors, it is logical that simply representing the cells involved in coagulation as phospholipid vesicles overlooks the active role of cells in directing hemostasis. Hemostasis in vivo can be conceptualized as occurring in a stepwise process, regulated by cellular components,19 as described subsequently.



Step 1: Initiation of Coagulation on Tissue Factor–Bearing Cells


The process of thrombin generation is initiated when TF-bearing cells are exposed to blood at a site of injury. TF is a transmembrane protein that acts as a receptor and cofactor for factor VII. When bound to TF, zymogen factor VII is rapidly converted to factor VIIa through mechanisms not yet completely understood, but that may involve factor Xa or noncoagulation proteases. The resulting factor VIIa/TF complex catalyzes activation of factor X and activation of factor IX. The factors Xa and IXa formed on TF-bearing cells have very distinct and separate functions in initiating blood coagulation.20 The factor Xa formed on TF-bearing cells interacts with its cofactor, factor Va, to form prothrombinase complexes and generate small amounts of thrombin on the TF cells (Fig. 9-2). The small amounts of factor Va required for prothrombinase assembly on TF-bearing cells are activated by factor Xa,21 activated by noncoagulation proteases produced by the cells,22 or released from platelets that adhere nearby. The activity of the factor Xa formed by the factor VIIa/TF complex is largely restricted to the TF-bearing cell because factor Xa that dissociates from the cell surface is rapidly inhibited by tissue factor pathway inhibitor (TFPI) or AT in the fluid phase.


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Jun 4, 2016 | Posted by in CRITICAL CARE | Comments Off on Regulation of Hemostasis and Thrombosis

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