First author, year
Patients
Design
Population
Intubation rate
Risk factors for intubation
Wysocki, 1995
41
Monocenter RCT: NIV vs. O2
ARF not related to AECOPD
NIV: 62% vs. O2: 70%
Not reported
Antonelli, 1998
64
Monocenter RCT: NIV vs. IMV
ARDS (25%)
10/32 (31%)
Not reported
Confalonieri, 1999
56
Monocenter RCT: NIV vs. O2
Community acquired pneumonia and ARF
NIV: 21% vs. O2: 50%
Not reported
Delclaux, 2000
123
Multicenter RCT: CPAP vs. O2
ALI (1994 definition)
CPAP: 21 (34%) vs. 24 (39%)
High SAPS II
Absence of cardiac disease
PaO2/FiO2 after 1h of NIV
Antonelli, 2001
354
Observational multicenter cohort study
ARDS (25%)
108/354 (30%)
Age > 40
SAPS II > 35
ARDS
PaO2/FiO2 after 1h
Auriant, 2001
24
Monocenter, RCT: NIV vs. O2
ARF post lung surgery
NIV: 20% vs. O2: 50%
Not reported
Ferrer, 2003
105
Multicenter, RCT: NIV vs. O2
Severe acute hypoxemic respiratory failure, ARDS (14%)
NIV: 25% vs. O2: 52%
ARDS
Rana, 2006
54
Observational prospective study, NIV first line
ALI, Berlin definition
70%
Metabolic acidosis
Severe hypoxemia
Antonelli, 2007
147
Observational first-line NIV
ARDS (1994 definition)
54%
Age>58
Gender male
SAPS II>34
pH after 1 h>7.37
PaO2/FiO2 after 1 h>175
Agarwal, 2009
40 (21 ARDS/ALI)
Observational study with NIV in first line
ALI, Berlin definition
47%, 57% in ARDS/ALI and 37% in others
PaO2/FiO2 ratio
Zhan, 2012
40
Multicenter RCT: NIV vs. O2 (Venturi)
ALI, Berlin definition
NIV: 5% vs. O2: 21%
Not reported
Thille, 2013
113 (87 with ARDS)
Observational with NIV in first line
ALI, Berlin definition
54%
Active cancer
Shock
Moderate/severe ARDS
Low Glasgow coma score
Kangelaris, 2015
457
Observational cohort study
ARDS (Berlin definition)
23% non-intubated
Not reported
Frat, 2015
310
Multicenter RCT: NIV vs. O2 vs. HFNC
ALI/ARDS (Berlin definition)
O2: 47% vs. HFNC: 38% vs. NIV: 50%
Not reported
The role of NIV in the treatment of ALI was assessed in critically ill patients with bilateral infiltrates of different origin in a study from the Mayo Clinic [38]. In this observational cohort study, Rana et al. prospectively assessed the outcomes of 54 consecutive patients. They found that 70% of the patients failed NIV. It was of notice that in patients who failed NIV, the observed mortality was higher than APACHE-predicted mortality (68% vs. 39%, p < 0.01). Among 113 patients receiving NIV for acute hypoxemic respiratory failure (82 with acute ARDS and 31 without), Thille et al. reported intubation rates significantly different between ARDS and non-ARDS patients (61% vs. 35%, p = 0.015) and according to clinical severity of ARDS: 31% in mild, 62% in moderate, and 84% in severe ARDS ( p = 0.0016) [39].
More recently, Frat et al. randomized 310 patients presenting acute hypoxemic respiratory failure without hypercapnia to receive either high-flow oxygen therapy or standard oxygen therapy delivered through a face mask or NIV [36]. The intubation rate was similar between the three groups (38%, 47%, and 50%, respectively, for the high-flow oxygen group, the standard group, and the NIV group; p = 0.18). However, it is important to note that the hazard ratio for death at 90 days was 2.01 (95% confidence interval [CI], 1.01–3.99) with standard oxygen versus high-flow oxygen ( p = 0.046) and 2.50 (95% CI, 1.31–4.78) with NIV versus high-flow oxygen (p=0.006). Finally, another monocentric study reported intriguing results [40]. In this prospective study, investigators randomized 83 hypoxemic patients after 8 h of NIV to receive NIV provided with a helmet or NIV with a facial mask (as it was previously provided) [40]. The study was stopped earlier for safety since the preestablished criteria for stoppage were met. Hence, the main primary endpoint, the intubation rate, was 61.5% in the face mask group and 18.2% in the helmet group (absolute difference, −43.3%; 95% CI, −62.4% to −24.3%; p < .001). The helmet group had a higher PEEP (8 vs. 5 cmH2O), whereas the pressure support level was higher in the face mask group (11 vs. 8 cmH2O). With helmet, the assessment of tidal volume is not possible; however, the results could be explained by more protective ventilation provided by the helmet. Since it was a monocentric study, further studies are mandatory to confirm these challenging results.
15.3.6 When NIV Should Not Be Used in Acute Hypoxemic Respiratory Failure
Based on the high intubation rate reported above, it is important to know when NIV should not be applied in patients with acute hypoxemic respiratory failure. Most of the studies that reported the experience of using NIV in acute hypoxemic respiratory failure have proposed predictors of NIV failure. In 2001, Antonelli et al. investigated in a prospective multicenter cohort study factors involved in NIV failure [41]. In a heterogeneous population, the overall efficacy of NIV in avoiding intubation (70%) contrasted with the high rate of failure observed in 86 patients fulfilling the diagnosis of ARDS (51%). The intubation rate was similar among patients with ARDS of pulmonary versus extrapulmonary origin, but sepsis on admission was associated, among other variables, with NIV failure. In a large prospective observational study of NIV in 147 ARDS patients in experienced centers (NIV failure rate around 50%), a high Simplified Acute Physiology Score (SAPS) II and PaO2/FiO2 ≤ 175 mmHg 1 h after initiation of NIV were independently associated with NIV failure [42]. Rana et al. [38] found that NIV success was significantly correlated with low severity scores (Acute Physiology and Chronic Health Evaluation III or Sequential Organ Failure Assessment), with high PaO2/FiO2 (147 vs. 112), and with less pronounced acidosis than patients with NIV failure. Last, Thille et al. found that shock, active cancer, low level of consciousness, and mild/severe ARDS were independently associated with NIV failure [39].
15.3.7 Recommendations for clinical practice
The efficiency of NIV in patients with acute hypoxemic respiratory failure due to ALI, ARDS, or severe pulmonary infiltrates, and for whom endotracheal intubation is not mandatory, depends on the degree of hypoxia, the presence of comorbidities and complications, and the illness severity scores. It also probably depends on the respiratory drive of the patients. The high rate of NIV failure suggests a cautious approach with these patients, consisting of early NIV trial and no delay of needed intubation. Measurement of tidal volume under NIV may be important, and patients having tidal volume above 8 mL/kg of predicted body weight may be at higher risk of failure and of having an injurious breathing pattern. In those patients, lung-protective ventilation may be considered as a therapy. In addition, when using NIV in a patient with acute hypoxic respiratory failure, in an attempt to avoid intubation, one should always consider the risks of inappropriate intubation delay. Demoule et al. found that the effect of NIV differs between acute hypoxemic respiratory failure (including mainly in this definition, ALI and ARDS) and patients with cardiogenic pulmonary edema or acute exacerbation of COPD, because NIV failure was associated with higher mortality in patients with acute hypoxemic respiratory failure [32]. This finding should therefore raise a note of caution when applying NIV for this indication and make the clinician wonder whether a lung-protective ventilation is not more appropriate. Close monitoring is therefore crucial when using this technique as a first-line therapy in patients with ARDS. Delaying intubation may contribute to mortality [43]. NIV should not be considered primarily as an alternative to invasive ventilation.
15.4 Rationale, Benefits, and Risks of High-Flow Oxygenation Through Nasal Cannula in ARDS
The most conventional form of oxygen delivery relies on face masks, nasal cannula, or nasal prongs. However, some drawbacks limit their use in case of severe hypoxemia if oxygen flow higher than 15 L/min is needed and in case of high patients’ inspiratory flow that may induce a certain amount of oxygen dilution. An alternative to conventional oxygen therapy has received growing attention: heated, humidified high-flow nasal cannula oxygen (HFNC) is a technique that can deliver heated and humidified oxygen, with a controlled FiO2, at a maximum flow of 60 L/min of gas via nasal prongs or cannula. Many data with this technique have been published in the neonatal field where it is increasingly used [44]. Since a decade, the use of HFNC has been considered for patients with acute hypoxemic respiratory failure. The high flow rates used generate low levels of positive pressure in the upper airways [45, 46]. The high flow rates may also decrease physiological dead space by flushing the expired carbon dioxide from the upper airway [47, 48], a process that potentially explains the observed decrease in the respiratory rate and the work of breathing [49]. In patients with acute respiratory failure of various origins, HFNC has been shown to result in better comfort and oxygenation than standard oxygen therapy delivered through a face mask [50–52]. HFNC has gained increasing clinical and scientific interest [36, 50–53]. The larger study on the use of HFNC in patients with acute hypoxemic respiratory failure was conducted by Frat and coworkers in 2015 [36]. In this randomized controlled trial, investigators aimed at determining whether HFNC administered through a large-bore close-fitting nasal cannula or NIV could reduce the intubation rate and improve outcomes in acute hypoxemic patients compared with standard oxygen administration [36]. In this trial, patients had mild or moderate ARDS (PaO2/FiO2 ratio around 155 mmHg) mainly due to pneumonia. The primary outcome, the rate of endotracheal intubation, was lower among patients treated with high-flow oxygen than among those who received standard oxygen therapy or NIV, but the rates did not differ significantly (38% vs. 47% and 50%, respectively) (p = 0.18). However, in a post hoc adjusted analysis that included the 238 patients with severe initial hypoxemia (PaO2/FiO2 ≤200 mmHg), the intubation rate was significantly lower among patients who received high-flow oxygen than among patients in the other two groups ( p = 0.009). Furthermore, the hazard ratio for death at 90 days after randomization was 2.01 in the standard oxygen group versus the high-flow oxygen group ( p = 0.046) and 2.5 in the NIV group versus the high-flow oxygen group ( p = 0.006). One explanation proposed by the authors was that NIV and spontaneous breathing could have provided tidal volume greater than 9 mL/kg of predicted body weight. Hence, the degree of lung injury might have been increased in this group, contributing to a higher mortality than that observed in the high-flow oxygen group.
15.5 Noninvasive Ventilator Support in Immunocompromised Patients with ARDS
Acute respiratory failure remains the most common and severe life-threatening complication in immunocompromised patients [54, 55]. Many immunocompromised patients with acute respiratory failure require ventilatory support within a few hours after admission to the ICU. Avoiding invasive mechanical ventilation significantly decreases the risk of death. Thus, choosing the optimal device for delivering oxygen is of the utmost importance. In a large multicenter study of 1,004 patients with solid or hematologic malignancies and ARDS meeting the new operational Berlin definition, Azoulay et al. reported that NIV was used initially in one-third of the patients. They frequently failed, with the highest failure rates occurring in the most severe ARDS category [55]. Nevertheless, a favorable impact of NIV has been described in retrospective studies [56–58] and in a few randomized controlled trials including a relatively small number of patients [25, 26, 59] (Table 15.2). Hence, the efficacy of NIV in this population appears to be promising. More recently, the use of HFNC has also been investigated in immunocompromised patients. Below, we will discuss the advantages and limits of using NIV and HFNC in immunocompromised patients.
Table 15.2
Studies exploring the effect of noninvasive ventilation on acute hypoxemic respiratory failure in immunocompromised patients
First author, year | Patients | Design | Population description | Intubation rate | Risk factors for intubation |
---|---|---|---|---|---|
Hilbert, 2000 | 52 | Monocenter RCT: NIV vs. O2 | Immunocompromised patients with ARF | 46% vs. 77% ( p = 0.03) | Not reported |
Antonelli, 2000 | 40 | Monocenter RCT: NIV vs. O2 | Immunocompromised patients with ARF | 20% vs. 70% ( p = 0.002) | Not reported |
Adda, 2008 | 99 | Retrospective cohort study, NIV in first line | Immunocompromised patients with ARF (32% ARDS) | 54% | Respiratory rate under NIV Need for vasopressor Need for RRT ARDS |
Squadrone, 2010 | 40 | Monocenter RCT, CPAP vs. O2 | Hematologic malignancy | 40% vs. 10% ( p< 0.001) | Not reported |
Wermke, 2012 | 86 | Monocenter RCT, NIV vs. 02 | Allogenic hematopoietic stem cell transplant
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