Chapter 1 Legal Issues for Emergency Nurses
Nurse Practice Acts
Every state has its own NPA that determines qualifications for entry into professional nursing, defines educational responsibilities, and regulates advanced practice nurses. Each licensed practitioner should be aware of the scope of practice delineated in the NPA of the state in which he or she practices. While there is variability in the language and definitions contained in each state’s NPA, some major themes have been identified, including care in the context of nursing, definition of the nursing process, supervision or delegation as well as executing the medical treatment plan and health maintenance and prevention.1
Some NPAs specify situations where the basic practice of nursing might overlap into either advanced nursing practice or the practice of medicine, as in the case of some nurse-driven protocols that would involve either ordering diagnostic procedures or administering medications. These protocols may be referred to as “standardized procedures” and must conform to regulations as outlined in the specific NPA. Many involve a collaboration between the medical staff and include advanced training, ongoing documentation of education and competency. It is crucial for the emergency nurse to understand the difference between nursing policies and these advanced protocols or procedures.2,3
Unlicensed Assistive Personnel
Supervision of unlicensed personnel is a growing responsibility of the licensed practitioner. Many hospitals use unlicensed assistive personnel (UAP); depending on the state this may include emergency medical technicians, paramedics, or certified nursing assistants. Delegation of nursing functions to these individuals can create legal problems for the licensed practitioner. A registered nurse may not delegate any task to UAPs that rightfully only a licensed practitioner should perform. These activities include tasks that involve professional clinical judgment related to the diagnosis and treatment of patients. This may include such nursing functions as assessment, planning, and evaluation, depending on the specific state NPA.4
Confidentiality and HIPAA Regulations
The Health Insurance Portability and Accountability Act of 1996 (HIPAA), enacted in part to simplify administration of health insurance, provides for protection of personal health information by directing ways it may be stored, shared, or released.5,6 Under the regulations of the act, individuals are entitled to do the following:
• Receive information regarding how their health data will be used and disclosed
• Access their personal medical records (with an option to amend the record)
• Access a list of nonroutine disclosures of their information
• Authorize the use of their medical records
• Object to or restrict the use of their medical records
• Seek recourse through the U.S. Department of Health and Human Services if privacy protections are violated
Situations That Mandate Reporting in Most States*
• Any death in the emergency department and deaths within 48 hours of hospital admission
• Communicable diseases such as human immunodeficiency virus (HIV), hepatitis, and tuberculosis
• Elopement of psychiatric patients
• Serious injury, illness, or death reasonably suggested to be related to the use of a medical device
• Sexually transmitted infections
EMTALA and Interfacility Transfers
All personnel working in the emergency department must have a working knowledge of the Emergency Medical Treatment and Active Labor Act (EMTALA). It is also important to understand state and local regulations that might apply to medical screening examinations as well as to interfacility transfers. The law applies to all institutions with Medicare provider agreements in effect. The act defines an emergency medical condition as “any condition manifesting itself by acute symptoms of sufficient severity (including pain) that if medical treatment is not rendered, the individual or the unborn child would be subject to serious injury or death.”7 The act provides that a hospital with an emergency department must do the following7:
• Provide appropriate medical screening—to determine the nature and severity of the emergency condition—to any individual presenting to the emergency department and requesting treatment.
• Provide appropriate stabilizing treatment (within the capability of the hospital emergency department) for emergency medical conditions and active labor.
• With regard to transfers, EMTALA requires8:
Consent
Consent is the patient’s acknowledgment and acceptance of medical treatment. Treatment of a patient without consent can constitute battery, which is defined as intentional, unwanted touching. Consent may be implied or express. In health care, express consent often goes beyond a simple “yes” or “no,” through a process known as informed consent. Table 1-1 summarizes types of consent.
TYPE | DESCRIPTION |
---|---|
Implied consent | Allows any appropriate treatment in an emergency situation when the patient is unable to give consent. Based on the assumption that a patient, if able, would provide consent for lifesaving treatment. |
Express consent | Written or oral agreement to treatment. Examples include assessment, evaluation, medications, radiographs, and laboratory studies. |
Informed consent | The patient has a full understanding of risks and benefits of the proposed treatment, is not under the influence of mind-altering substances, and has the legal capacity to consent. Examples of situations requiring informed consent include surgery, invasive procedures, and participation in research protocols. |
Involuntary consent | When an individual refuses to consent to needed medical treatment a physician or police officer can ensure that the individual receives treatment. Examples include suicidal, delusional, or demented patients. |
Most health care laws concerning consent involve informed consent. Informed consent requires the capacity to consent. Sometimes the terms “capacity” and “competency” are used interchangeably; however, there is a difference. Capacity is the individual’s ability to make informed decisions. Competency is a legal term and is usually only determined through the court system.9 The age at which an individual may provide informed consent (or refusal) varies among states and according to the patient’s condition. Importantly, the age of consent may differ from the age of majority. Many state regulations define situations where a minor may legally give consent, such as in the case of emancipated minors, active duty military, and married or pregnant minors. Informed consent occurs after full disclosure to the patient of the medical procedure. Essential components of informed consent include8:
• An explanation of the procedure
• Discussion of potential risks and benefits of the procedure
• Alternatives to the procedure
• Confirmation that the patient understands the risks, benefits, and any alternatives