Abstract:
More than 5 of the world’s 7 billion people lack access to safe anesthesia and surgical services. Surgical disease accounts for 30% of global disease burden, yet less than 1% of development assistance for health supports delivery of anesthesia and surgical care.
Lack of access to safe anesthesia and surgical services are among the most neglected crises in global health. Anesthesia-related mortality in some low-income countries is reported in the 1:100s and is mostly avoidable.
Pain is one of the top causes of morbidity worldwide, and inadequate access to analgesia is among the most inequitable global public health crises the world faces today. 5.5 billion people have limited or no access to narcotic medications for analgesia. Key drug control policies, organizations, and politics continue to influence issues of access and abuse, with disproportionately negative impacts for under-served populations.
Critical shortages and the inequitable distribution of anesthesia providers are significant barriers to increasing access to safe anesthesia and surgical care. The density of surgery, anesthesia, and obstetric providers is 0.7 per 100,000 population for low-income countries as compared with 57 per 100,000 population for high-income countries.
Anesthesia, analgesia, and surgical services are feasible in resource-constrained settings and are as cost-effective as many other public health interventions (e.g. vaccinations).
Preparing anesthesia providers with the knowledge and skills needed to address global challenges in anesthesia will become increasingly important in order to expand access to safe and affordable anesthesia care worldwide.
The global anesthesia community is lagging behind other health disciplines in addressing global health challenges and must rapidly expand investment in initiatives to help characterize (research), address (implementation and policy), and support (financing) global anesthesia challenges.
Keywords
disparities disparities, global health global health, health equity health equity, low and middle-income countries (LMICs) low and middle-income countries (LMICs), resource-constrained resource-constrained
Key Points
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More than 5 of the world’s 7 billion people lack access to safe anesthesia and surgical services. Surgical disease accounts for 30% of global disease burden, yet less than 1% of development assistance for health supports delivery of anesthesia and surgical care. Lack of access to safe, timely, and affordable anesthesia and surgery kills more than 4 times as many as acquired immunodeficiency syndrome (AIDS), tuberculosis (TB), and malaria combined.
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Lack of access to safe anesthesia and surgical services are among the most neglected crises in global health. Anesthesia-related mortality in some low-income countries (LICs) is reported in the 1:100s and is mostly avoidable. The burden of surgical disease is growing and disproportionately affects low- and middle-income countries.
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Pain is one of the top causes of morbidity worldwide, and inadequate access to analgesia is among the most inequitable global public health crises the world faces today. Five and a half billion people have limited or no access to narcotic medications for analgesia. Six high-income countries (HICs) account for 80% of the world’s opioid consumption. Key drug control policies, organizations, and politics continue to influence issues of access and abuse, with disproportionately negative impacts for underserved populations.
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Critical shortages and the inequitable distribution of anesthesia providers are significant barriers to increasing access to safe anesthesia and surgical care. The density of surgery, anesthesia, and obstetric providers is 0.7 per 100,000 population for LICs as compared with 57 per 100,000 population for HICs.
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Modern anesthesia workforce training and practice models vary widely from country to country. Innovative workforce solutions are needed to increase provider numbers while simultaneously ensuring quality and promoting access for underserved populations.
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Anesthesia, analgesia, and surgical services are feasible in resource-constrained settings and are as cost-effective as many other public health interventions (e.g., vaccinations).
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Issues of access, safety, and resource utilization are relevant to all anesthesia providers. Equipping anesthesia providers with knowledge and skills needed to address global challenges in anesthesia will become increasingly important in order to expand access to safe and affordable anesthesia care worldwide.
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Health care providers from multiple disciplines (nursing, surgery, obstetrics, anesthesia, and many more) are needed to effectively provide surgical and perioperative care. Anesthesiologists routinely work across the perioperative disciplines and can play a significant role to improve cohesive advocacy efforts and lead progress in global health equity for surgical disease and analgesia.
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The global anesthesia community is lagging behind other health disciplines in addressing global health challenges and must rapidly expand investment in initiatives to help characterize (research), address (implementation and policy), and support (financing) global anesthesia challenges.
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Developing infrastructure, expanding workforce, improving data to drive policy, providing financial risk protection mechanisms for surgical patients, improving referral and prehospital systems, and providing essential medicines are actions the global anesthesia community must prioritize. The need to act promptly is immense and must be balanced but not overshadowed by research agendas.
Acknowledgments
The editors and publisher would like to thank the following collaborators for their contributions to this ever-evolving chapter: Maria Carmona, Deepak Tempe, Naoyuki Hirata, Michiaki Yamakage, Anis Baraka (deceased), Fouad Salim Haddad (deceased), Yury Polushin, Olga Afonin, Guillermo Lema, Florian Nuevo, Lars Eriksson, and D.G. Bogod.
This chapter greatly benefited from the contribution and thoughtful editing of Michael Cooper, Maytinee Lilaonitkul, Fred Bulamba, Cephas Mijumbi, and Doruk Ozgediz.
Outline
Section 1: Anesthesia and “Global Health”
Scope and Scale of the Global Anesthesia, Surgery, and Pain Crises
Global Anesthesia, Surgery, and Pain Crises: Origins and Areas for Intervention
Section 2: Evolution of Anesthesia Care Models and Challenges Around the World
Section 3: Essentials for Practice in Resource-Constrained Settings
Introduction
There have been considerable efforts in recent years to define a global “standard” or “optimal” practice of anesthesia. These debates, investigations, and innovations have most often been framed in the context of maximizing patient safety. More recently the focus of these efforts has expanded to also incorporate the important goals of maximizing not only safety, but also accessibility and affordability of anesthesia services.
With scientific advancement and economic development, anesthesia—like much of medicine—has changed dramatically since the first public display of ether anesthesia in October of 1846. However, over the past 150-plus years, advances in anesthesia have been neither uniform nor universal, resulting in vastly heterogeneous anesthesia practice models and massive inequities in access to safe anesthesia care worldwide. The majority of the world’s population does not have access to safe, affordable surgical, anesthesia, or pain services, and relatively few resources are being invested by governments, donors, or the global anesthesia community to address this crisis.
In this chapter we build off the work of Dr. Miller and colleagues’ to explore not only the evolution and diversity of anesthesia practice models from around the world, but also challenges facing the global anesthesia community. A better understanding of the evolution of modern anesthesia care models, as well as the challenges they face and have overcome, is a key step to improving access and patient safety worldwide.
The first section of this chapter describes the scope and magnitude of the ongoing global surgical, anesthesia, and pain crises. This section also explores reasons why these crises have been relatively neglected by the global public health community, and reviews potential areas for intervention, advocacy, and change.
The second section of this chapter presents examples of different anesthesia care models from around the world, including select historical milestones and snapshots of current challenges from regional and country-level perspectives.
The final section of this chapter provides a primer on essential clinical and nonclinical knowledge relevant for anesthesia practice in resource-constrained settings. The chapter concludes by discussing the role of anesthesia providers beyond the confines of the operating room or hospital setting, who increasingly will be called upon for solutions that increase access to safe anesthesia, surgery, and analgesia in the global context.
Section 1: Anesthesia and “Global Health”
The terms anesthesia and global health, when used together, often invoke thoughts of providers from high-income countries (HICs) providing clinical care in low- and middle-income countries (LMICs) as part of humanitarian outreach or “mission trips” ( Table 2.1 ). Although such initiatives comprise a substantial proportion of efforts that aim to increase access to surgical and anesthesia services in resource-constrained settings, they represent only a fraction of the ever-expanding role of the anesthesia community in global health.
GNI per Capita (US $) | |
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Low income | <1,005 |
Lower-middle income | 1,006-3,955 |
Upper-middle income | 3,956-12,235 |
High income | >12,235 |
In this chapter, the term “global health” refers to a multidisciplinary field of study, research, practice, and advocacy that develops and implements solutions to promote health equity. Global health transcends national boundaries, requires global cooperation, and utilizes both population-level (e.g., injury prevention) and individual-level (e.g., clinical care) strategies ( Table 2.2 ). Although some debate exists over the optimal definition of global health and its distinction, or lack thereof, from public health, it is worth highlighting that global health is not synonymous with international aid (i.e., going abroad from one’s own country) or the transfer of technologies or interventions from HICs to LMICs. Global health encompasses much more, including local providers working in the local environment (whether that is a low-, middle-, or high-income setting), and increasing emphasis on health equity.
Global Health ∗ | Global Surgery † | |
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Approach | Field of study, research, practice and advocacy. Emphasizes global perspective and a scientific approach to health promotion and disease prevention, including broad determinants of health. | Area for study, research, practice, and advocacy that places priority on improving health outcomes and achieving health equity for all people worldwide who are affected by surgical conditions or have a need for surgical care. |
Geography | Focuses on issues that directly or indirectly affect health but that can transcend national boundaries. | Global surgery emphasizes supraterritorial and transnational issues, determinants, and solutions. |
Level of cooperation | Development and implementation of solutions often require global cooperation. | Recognizes that the determinants of inadequate or inequitable surgical care are often the result of common and interdependent global structures and processes, and require global cooperation for global solutions. |
Individuals or populations | Embraces both prevention in populations and clinical care of individuals. | Encompasses surgical care for underserved populations in all countries with special emphasis on those affected by conflict, displacement, and disaster. |
Access to health | Health equity among nations and for all people is a major objective. | Equitable access to safe and affordable anesthesia, analgesia, and surgical care is a major objective. |
Range of disciplines | Highly interdisciplinary and multidisciplinary within and beyond health sciences. | Incorporates all surgical specialties including obstetric and gynecological surgery, anesthesia, perioperative care, aspects of emergency medicine, rehabilitation, and palliative care, and nursing and the allied health professions involved in the care of the surgical patient. Engages non-clinical stakeholders including health economists, governments, and policymakers. |
∗ Modified from Koplan JP, Bond TC, Merson MH, et al. Towards a common definition of global health. Lancet . 2009;(9679);1993–1995; Fried LP, Bentley ME, Buekens P, et al. Global health is public health. Lancet . 2010;375(9714):535–537.
† Modified from Dare AJ, Grimes CE, Gillies R, et al. Global surgery: defining an emerging global heath field. Lancet . 2014;384(9961):2245–2247.
Global health has received unprecedented levels of interest in recent decades, expanding from its infectious disease origins to now incorporate a wider range of diseases, including the social and environmental factors affecting health. Despite this expanded scope, surgery and anesthesia have remained relatively forgotten by the global health community.
In June of 1980, then Director-General of the World Health Organization (WHO), Dr. Halfdan Mahler, gave a presentation to the International College of Surgeons in Mexico City entitled “Surgery and Health for All.” In this speech, Dr. Mahler stated that “ Surgery clearly has an important role to play in primary health care and in the services supporting it. Yet , the vast majority of the world’s population has no access whatsoever to skilled surgical care, and little is being done to find a solution. I beg of you to give serious consideration to this most serious manifestation of social inequity in health care.”
Despite recognition of the global anesthesia and surgical crises several decades ago, it has been only recently that the global health community has begun to take notice and action. In 2004, the WHO created the Emergency and Essential Surgical Care Program (EESC) and in 2005, the WHO Global Initiative for Emergency and Essential Surgical Care (GIEESC) was formed to convene multidisciplinary stakeholders interested in surgical disease. In 2007, the Bellagio Essential Surgery Group and Burden of Surgical Disease Working Group (later renamed the Alliance for Surgery and Anesthesia Presence [ASAP]) formed as two of the earliest concerted efforts to raise international awareness for surgical disease by advocating for the integration of surgery into health systems and the promotion of research and collaboration across disciplines. These efforts followed in the wake of a seminal chapter on surgery in the Second Edition of the Disease Control Priorities in Developing Countries (DCP2) book in 2006. In 2008, the WHO launched the Safe Surgery Saves Lives initiative along with the WHO Safe Surgery Checklist. Also in 2008 multiple leaders in global health highlighted surgery as the “neglected stepchild” and as the “other neglected disease” in global health, drawing comparison with the then emerging term, “neglected tropical diseases.”
Despite these pleas and consistent, albeit limited, data demonstrating the massive scale of the surgical disease crisis, it was not until 2014–15 that greater attention began to be realized. In 2014, the Amsterdam Declaration on Essential Surgical Care was created, and in 2015, the 68th World Health Assembly (WHA) unanimously passed resolution 68.15 (WHA68.15) to strengthen emergency and essential surgical and anesthesia care as a component of universal health coverage. Also in 2015, publication of DCP3 and the Lancet Commission on Global Surgery (LCOGS) “Global Surgery 2030” report significantly expanded the body of data characterizing the global surgical and anesthesia crises, and also outlined strategies for addressing some of these challenges ( Boxes 2.1and 2.2 ). During the LCOGS development, Jim Kim, President of the World Bank, echoed the words of Dr. Mahler from 35 years earlier by stating, “…surgery is an indivisible, indispensable part of health care and of progress towards universal health coverage.”
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Provision of essential surgical procedures would avert an estimated 1.5 million deaths a year, or 6%-7% of all avertable deaths in low- and middle-income countries (LMICs).
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Essential surgical procedures rank among the most cost-effective of all health interventions. The surgical platform of first-level hospitals delivers 28 of the 44 essential procedures, making investment in this platform also highly cost-effective.
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Measures to expand access to surgery, such as task-sharing, have been shown to be safe and effective while countries make long-term investments in building surgical and anesthesia workforces.
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Because emergency procedures constitute 23 of the 28 procedures provided at first-level hospitals, such facilities must be widely geographically available.
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Substantial disparities remain in the safety of surgical care, driven by high perioperative mortality rates and anesthesia-related deaths in LMICs. Feasible measures, such as the World Health Organization’s (WHO’s) Surgical Safety Checklist, have led to improvements in safety and quality.
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The large burden of surgical conditions, the cost-effectiveness of essential surgery, and the strong public demand for surgical services suggest that universal coverage of essential surgery (UCES) should be financed early on the path to universal health coverage.
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We point to estimates that full coverage of the component of UCES applicable to first-level hospitals would require slightly more than $3 billion annually of additional spending and yield a benefit to cost ratio of better than 10:1. It would efficiently and equitably provide health benefits and financial protection, and it would contribute to stronger health systems.
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5 billion people do not have access to safe, affordable surgical and anesthesia care when needed. Access is worst in low-income and lower-middle-income countries (LMICs), where 9 of 10 people cannot access basic surgical care. 143 Million additional surgical procedures are needed in LMICs each year to save lives and prevent disability. Of the 313 million procedures undertaken worldwide each year, only 6% occur in the poorest countries, where over a third of the world’s population lives. Low operative volumes are associated with high case-fatality rates from common, treatable surgical conditions. Unmet need is greatest in eastern, western, and central sub-Saharan Africa, and South Asia.
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33 Million individuals face catastrophic health expenditure due to payment for surgery and anesthesia care each year. An additional 48 million cases of catastrophic expenditure are attributable to the nonmedical costs of accessing surgical care. A quarter of people who have a surgical procedure will incur financial catastrophe as a result of seeking care. The burden of catastrophic expenditure for surgery is highest in low-income and lower-middle-income countries and, within any country, lands most heavily on poor people.
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Investing in surgical services in LMICs is affordable, saves lives, and promotes economic growth. To meet present and projected population demands, urgent investment in human and physical resources for surgical and anesthesia care is needed. If LMICs were to scale-up surgical services at rates achieved by the present best-performing LMICs, two thirds of countries would be able to reach a minimum operative volume of 5000 surgical procedures per 100,000 population by 2030. Without urgent and accelerated investment in surgical scale-up, LMICs will continue to have losses in economic productivity, estimated cumulatively at US$12.3 trillion (2010 US$, purchasing power parity) between 2015 and 2030.
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Surgery is an “indivisible, indispensable part of health care.” Surgical and anesthesia care should be an integral component of a national health system in countries at all levels of development. Surgical services are a prerequisite for the full attainment of local and global health goals in areas as diverse as cancer, injury, cardiovascular disease, infection, and reproductive, maternal, neonatal, and child health. Universal health coverage and the health aspirations set out in the post-2015 Sustainable Development Goals will be impossible to achieve without ensuring that surgical and anesthesia care is available, accessible, safe, timely, and affordable.
These events provided a much needed boost to efforts aimed at improving the accessibility, affordability, and safety of surgical, obstetric, and anesthesia care worldwide. They also helped provide a framework for including surgery and anesthesia as global health priorities by linking surgery and anesthesia care to universal health coverage. Surgery and anesthesia were not included in previous priority-setting efforts, in part, because it was not clear how to incorporate them. Limited data about the scale of the crises, as well as misperceptions around complexity and cost-effectiveness (as discussed in the next section) resulted in surgery and anesthesia care being peripheral to global health priority-setting efforts like the Millennium Development Goals (MDGs). Although surgery and anesthesia are not explicitly a focus of more recent global health priority initiatives like the Global Health 2035 report and the United Nations (UN) Sustainable Development Goals (SDGs), these reports emphasize noncommunicable diseases, injuries, healthcare workforce expansion, and universal health coverage, which incontrovertibly depend on surgery and anesthesia.
Milestones like LCOGS, the WHA resolution 68.15, and the Lancet Commission on Palliative Care and Pain Relief have helped call attention to the global anesthesia, analgesia, and surgery crises at hand. Entities like the World Federation of Societies of Anaesthesiologists (WFSA), Association of Anesthetists of Great Britain and Ireland (AAGBI), Canadian Anesthesiologists’ Society International Education Foundation (CASIEF), and Lifebox are among the increasing number of anesthesia organizations working on system-level changes, research, and large-scale education initiatives in LMICs. Many national anesthesia societies, such as the United Kingdom’s Royal College of Anaesthetists (RCoA), the Royal College of Anesthesiologists of Thailand, and the Chilean Society of Anesthesiologists are also actively engaged in such activities. The number of these global anesthesia efforts is unprecedented, but still nascent and evolving.
If surgery is described as the neglected step-child of global health, then anesthesia is the forgotten relative. Despite significant interdependence, surgery, anesthesia, and obstetrics have yet to harmonize global health efforts and maximize impact. Global health efforts involving either surgery or anesthesia have become known collectively as “global surgery” (see Table 2.2 ). In 2014, “global surgery” was defined “…as an area for study, research, practice, and advocacy that places priority on improving health outcomes and achieving health equity for all people worldwide who are affected by surgical conditions or have a need for surgical care. Global surgery incorporates all surgical specialties, including obstetric and gynecologic surgery; anesthesia; perioperative care; aspects of emergency medicine; rehabilitation; palliative care; and nursing and the allied health professions involved in the care of the surgical patient. It encompasses surgical care for underserved populations in all countries and for populations affected by conflict, displacement, and disaster, and promotes access to safe, quality care. Global surgery emphasizes supraterritorial and transnational issues, determinants, and solutions, recognizing that the determinants of inadequate or inequitable surgical care are often the result of common and interdependent global structures and processes, even though they are predominantly experienced within individual countries and communities. ” This definition was abbreviated to state “global surgery is an area of study, research, practice, and advocacy that seeks to improve health outcomes and achieve health equity for all people who require surgical care, with a special emphasis on underserved populations and populations in crisis. It uses collaborative, cross-sectoral, and transnational approaches and is a synthesis of population-based strategies with individual surgical care.” Although anesthesia is not directly mentioned in this definition, “global surgery” has become a rallying point for anesthesia global health efforts.
Scope and Scale of the Global Anesthesia, Surgery, and Pain Crises
Global Burden of Surgical Disease
Nearly 30% of global morbidity and mortality is surgically treatable, with tens of millions of lives lost each year due to surgical conditions. This burden of surgical disease predominantly affects LMICs and kills 4 times more people than human immunodeficiency virus (HIV), TB, and malaria combined ( Fig. 2.1 ). In addition to negative impacts on health and well-being, there is also significant economic burden associated with surgical morbidity and mortality. By 2030, morbidity and mortality from surgical conditions could reduce annual gross domestic product (GDP) growth by an estimated 2% in LMICs. In the past, similar calculations were used to successfully generate global investment in malaria, but had estimated much lower (1.3%) decreases in GDP due to malaria. Without significant and immediate intervention, surgical disease will produce economic productivity losses of more than US$12 trillion for LMICs between 2015 and 2030. While it is generally agreed that surgical conditions account for a large proportion of global morbidity and mortality, precise data to support this have been lacking. This challenge has been attributed in part to a lack of resources being invested in such research and also to several inherent difficulties in quantifying surgical diseases.
The term “global burden of disease” (GBD) uses the disability-adjusted-life-year (DALY) as a unit to quantify premature death (years of life lost) and disability (years of life lived in a state of less than full health) ( Fig. 2.2 ). The DALY was originally developed for the seminal GBD 1990 Study to quantify the burden of different diseases around the world and has since become commonly used in public health and health economics. Because the DALY is routinely used to inform resource allocation, it has been utilized to describe surgical and pain disease burdens as well. The global health community has moved away from using terms such as third world, developed, or developing when describing countries’ level of economic development. Leading causes of DALYs are often reported geographically by World Bank income level (see Table 2.1 ) or more recently by socio-demographic index (SDI) ( Figs. 2.3 and 2.4 ). The SDI is a composite average of three indicators predictive of health outcomes: income per capita, average educational attainment (for population >15 years old), and total fertility rate.
The 2006 DCP2 publication was one of the first attempts to quantify surgical disease burden and did so by asking 18 surgeons for an educated guess, using convenience sampling and an online survey. Although the reported number (11%) was eye-opening and widely quoted, it was likely a significant underestimation.
In 2015, the DCP3 provided another attempt to assess the public health impact of surgical care by estimating morbidity and mortality averted by scaling up basic surgical and anesthesia services in LMICs (i.e., surgical care for appendicitis, paralytic ileus, intestinal obstruction, hernias, gallbladder and bile duct disease, maternal hemorrhage, obstructed labor, abortion and neonatal encephalopathy, trauma resuscitation, surgical airway, peripheral venous access, suturing, laceration and wound management, chest tube or needle decompression, fracture reduction, escharotomy, fasciotomy, skin grafting, and trauma-related laparotomy and amputation). They concluded that an estimated 1.4 million deaths and 77.2 million DALYs could be prevented each year by scaling up basic surgical and anesthesia services in LMICs.
The LCOGS produced another attempt to estimate global morbidity and mortality from surgical disease by asking 173 surgeons, anesthesiologists, internists, nurses, and public health practitioners from around the world, “What proportion of patients with the following conditions would, in an ideal world, require a surgeon for management?” The result of this survey was 28% to 32% of overall GBD requires a surgeon for management. Based on these results, LCOGS estimated that 30% of GBD is surgically treatable with an estimated 17 million lives lost per year due to surgical conditions.
These reports are consistent with the 1990 GBD Study data, which demonstrate that the morbidity and mortality associated with surgical diseases is significantly larger than that of HIV, TB, and malaria combined. Unintentional injuries are the single largest contributor of DALYs worldwide. The majority of deaths that can be prevented with surgical care are due to injuries (77%), maternal-neonatal conditions (14%), and digestive diseases (9%). Global industrialization and an “epidemiological transition” (i.e., people living longer) in many LMICs have resulted in rising noncommunicable disease and injury burdens (most notably from road traffic crashes) that will likely contribute to increased global surgical disease burden in the coming years.
Each of the methods previously described to estimate surgical disease burden is imperfect. Challenges and limitations include complex methodologies (e.g., Institute for Health Metrics and Evaluation [IHME], GBD Studies), difficulty with measuring and defining surgical diseases (e.g., the same neoplasm in one person may be treated with surgery but in another person may be treated with chemotherapy), and challenges in assigning DALYs to diseases (i.e., disability weighting) and assigning DALYs averted to surgical procedures. To overcome these shortcomings, additional metrics for global surgery and anesthesia have been proposed and include measuring disease prevalence, treatment backlogs for non fatal conditions, morbidity and mortality as a result of delays in care, social benefit, economic benefit, and value of a statistical life (rather than costs per DALY averted).
One significant role for the academic anesthesia community in the global context is working to increase efforts that better quantify the growing surgical disease and pain burdens in order to facilitate appropriate resource allocation and subsequent evaluation of interventions.
Global Burden of Pain
As with surgical disease burden, there is general consensus on the staggering prevalence and incidence of pain worldwide though there are relatively limited data and significant challenges to quantifying pain burden in the global context. Pain is one of the most common reasons for seeking medical attention, is among the top five causes of DALYs worldwide, and directly accounts for four (low back pain, neck pain, musculoskeletal pain, migraine) of the top 10 causes of years lived with disability (YLDs). These statistics do not even account for pain secondary to oncology, injury, or postoperative etiologies, which likely increase these numbers substantially. It is estimated that 10% to 25% of the world’s population suffer from recurring and chronic pain, with increasing numbers caused by intentional physical harm such as war, violence, and torture. Uncontrolled pain has many potential negative impacts on health, well-being, and economic productivity, including increased risk of myocardial infarction and chronic pain.
The 2017 Lancet Commission on Palliative Care and Pain Relief defined serious health-related suffering (SHS) as suffering associated with illness or injury that compromises physical, social, or emotional functioning, and cannot be relieved without medical intervention. Approximately half of all deaths worldwide involve SHS and more than 80% of people who die with SHS are from LMICs. It is estimated that 2.5 million children die with SHS each year. Ninety-eight percent of these children live in LMICs, and more than 90% of these deaths are avoidable. Among the top 10 conditions associated with SHS are HIV, malignancy, and injury. Though not as obvious as injury or cancer, HIV/AIDS is a major source of pain and analgesia need. Pain related to HIV is not routinely managed by anesthesiologists when compared to other more common pain etiologies, however, the relevance of HIV as a rallying point to advocate for greater access to analgesics in LMICs is discussed further in this chapter. In many countries, conditions such as diabetes, sickle cell, and leprosy are also responsible for significant pain burdens. With increasing longevity and industrialization, the disease burden for malignancy and injury are expected to increase significantly in LMICs. As providers with often the most experience administering analgesics, anesthesia providers play an expanded and critical role in pain management, especially in resource-constrained settings.
Disparities in Access, Affordability, and Safety
The exact level of disease burden attributable to surgical disease or pain is a focus of ongoing debate and research, yet it is generally accepted that the surgical, anesthesia, and pain crises are massive, largely avoidable, and disproportionately affect LMICs. Of the roughly 300,000 maternal deaths worldwide, 99% occur in low-resource settings (66% in sub-Saharan Africa) and the majority are preventable with relatively basic surgical, anesthesia, and perioperative care. Approximately 70% of global cancer deaths occur in LMICs, with the majority requiring surgical, anesthesia, or analgesia services. Scaling access to basic surgical and anesthesia services in LMICs could avert 77 million DALYs and 1.5 million deaths per year. Injury represents the majority (77%) of this avoidable morbidity and mortality, followed by maternal and neonatal conditions (14%). Approximately 90% of deaths and DALYs that are lost due to road traffic accidents occur in LMICs.
Based solely on the inequitable distribution of operating theatres, more than two billion people have no access to surgical services. When also accounting for timeliness, facility capacity, safety, and affordability, nearly 5 billion people—the majority of the world’s population—lack access to surgical and anesthesia care. The Global Initiative for Children’s Surgery (GICS) estimates that 1.7 billion children lack access to surgical care. [CR] It is estimated that approximately 143 million additional surgeries are required each year. Of the 234 million major surgical procedures performed annually, only 3% to 6% of them are estimated to occur in LIMCs. Disparities in access disproportionally affect lower-income areas like sub-Saharan Africa or South Asia, where more than 95% of the population do not have access to surgical and anesthesia care. In some higher-income areas like North America and Europe, access varies considerably, but generally more than 95% of the population has access ( Fig. 2.5 ). Even in HIC like the United States, access to anesthesia, surgical, and analgesia care can be limited for rural and underserved populations. It is estimated that universal access to “essential” surgical procedures (which include treatments for injury, obstetric complications, abdominal emergencies, cataracts, and congenital anomalies) would prevent approximately 1.5 million deaths per year or 6% to 7% of all preventable deaths in LMICs.
Inadequate access to analgesia is among the most neglected and inequitable global public health challenges. The global burden of pain disproportionately affects the world’s poor due to the high-burden conditions associated with pain (e.g., HIV, malignancy, and injury) in LMICs, and the general lack of access to analgesics. Although pain is the most common reason for seeking medical attention, and analgesia is considered a basic human right, gaps in access to analgesia are significant and among the most striking global health disparities worldwide. Injury and malignancy, two conditions with significant analgesia needs, represent a significant proportion of surgical disease burden in LMICs, yet the vast majority of LMIC populations have limited or nonexistent access to opiate analgesia. Six HICs account for 80% of the world’s opiate consumption, and countries that contain 17% of the world’s population (Canada, United States, Western Europe, Australia, and New Zealand) are responsible for 92% of the world’s opiate consumption ( Figs. 2.6 and 2.7 ). Pain and palliative care remain relatively neglected by the global health community and disproportionately affect vulnerable populations in LMICs. In recent decades, access to opiates has improved in some LMICs, but not all (e.g., consumption in Africa and South Asia has declined). Inequitable access to analgesia is not unique to LMICs and has been repeatedly described in many HICs, including the United States. Reasons for the inequitable distribution of analgesia are discussed further in the next section of this chapter.
For the proportion of the world’s population that has access to surgical and anesthesia care, they must confront significant disparities in safety. In the last half-century perioperative patient safety has improved by more than 10-fold, though the majority of the gains have been seen in HICs. In the United States during the 21st century, anesthesia-related mortality decreased from 1:1560 around 1950 to less than 1:13,000, and is significantly better than this in healthy patients. Worldwide, approximately 32 million people per year receive anesthesia without adequate monitoring, and more than 77,000 operating rooms (19%) worldwide lack pulse oximetry. In some regions, more than 70% of operating rooms lack pulse oximetry. Data on surgical outcomes in LMICs remain limited but have expanded significantly in the early part of the 21st century. Reports of perioperative mortality rates (POMRs) from low-income countries (LICs) have varied widely in both methodology and results, ranging from 0.2% to 6% overall, with significantly higher mortality for emergent procedures (10% overall, 20% for typhoid intestinal perforations). One international, prospective, observational cohort study of adults undergoing inpatient surgery in 247 hospitals from 25 African countries reported a 30-day in-hospital mortality rate (2.1%) that was twice the reported global average, despite a significantly younger and lower American Society of Anesthesiologists (ASA) physical classification patient population. In several African countries, anesthesia-related mortality has been reported to be in the 1:100s (Malawi 1:504; Zimbabwe 1:482; Nigeria 1:387 for C-sections; Togo 1:133 to 1:250). In one report of 24-hour surgical outcomes in Togo, 30 deaths occurred (total cases 1464), 22 were deemed avoidable, and 11 were due to avoidable anesthesia complications. Another report from Togo reported a mortality rate of 1:250 and found less than half of the 26 facilities surveyed had pulse oximetry, and none had capnography. In a national report on maternal mortality in South Africa, nearly 2.35% of recorded maternal mortalities were anesthesia related, and the majority (93%) were deemed avoidable. One of the most common causes of anesthesia death in this report was the provision of spinal anesthesia without skills necessary to manage an airway or convert to general anesthesia. Other commonly cited causes of avoidable anesthesia mortality in resource-constrained settings include inadequate staffing, monitoring, and drug overdose. A recent meta-analysis of anesthesia-related maternal mortality in LMICs found the risk of death from anesthesia for women undergoing obstetric procedures to be 1.2 per 1000 (vs. 3.8 per million in the United States), with higher risk reported if general anesthesia was used or if anesthesia was provided by a nonphysician . In this analysis, anesthesia was the cause in 2.8% of maternal deaths in LMICs and 13.8% of all deaths during or after C-section in LMICs. To state this differently, anesthesia-related maternal mortality is 300-fold higher for neuraxial and 900-fold higher for general anesthesia than is reported in the United States.
It is important to note that the relationship between hospital-based perioperative morbidity and mortality and surgical disease morbidity and mortality must be interpreted with caution in settings where patients lack access to hospitals. In other words, in an HIC a patient’s chances of dying from a ruptured viscous are roughly the same as the chances of dying from surgery for a ruptured viscous because more than 95% of the population has access to care. However, in an LIC, while the perioperative mortality for a ruptured viscous may be 10%, the majority of patients with this condition never make it to surgery and have mortality rates that are dramatically higher.
Affordability is another significant barrier to accessing surgical and anesthesia services. Each year, approximately 33 million people face catastrophic out-of-pocket expenditure due to payment for surgery and anesthesia ( Fig. 2.8 ) with an additional 48 million people facing catastrophic expenditure related to non medical costs of accessing surgical care (e.g., transportation, lodging, and food). Nearly half (3.7 billion) of the world’s population is at risk of catastrophic expenditure if they were to have surgical and anesthesia care. The majority of those at risk live in sub-Saharan Africa, and South and Southeast Asia. The issue of affordability applies not only to surgery itself but also to components of perioperative care including analgesia and transfusions. For example, in South America, a monthly prescription of opiate for chronic pain may cost 200% of annual income. In India (where nominal gross national income per capita is $1670), a unit of blood often costs up to $247 despite a legal limit of $25. Global health and development leaders including the WHO and World Bank prioritize financial risk protection as a key component of achieving universal health coverage goals for all countries. Despite relatively high out-of-pocket costs at the individual level for some procedures, surgery is a highly cost-effective public health intervention as discussed further in the following sections.
Global Anesthesia, Surgery, and Pain Crises: Origins and Areas for Intervention
Workforce shortages, inadequate infrastructure, lack of policy and prioritization, and increasing burden of surgical disease are among many factors contributing to current limitations in access, affordability, and safety of anesthesia and surgical services worldwide. As previously discussed, global industrialization and an “epidemiological transition” in many LMICs have resulted in rising noncommunicable disease and injury burdens with lagging investment to address these issues. While these fundamental imbalances between healthcare needs and healthcare resources underlie much of the current global surgery, anesthesia, and pain crises, several additional factors have also contributed.
Misperceptions and Limited Data
Two common misperceptions about surgery and anesthesia have contributed to the delayed recognition of these fields as global public health priorities: (1) the scope and scale of surgical disease and pain burdens were vastly underestimated; and (2) surgical and anesthesia care were erroneously assumed to be too expensive and technology dependent to be done safely or cost-effectively in resource-constrained environments. In this section we discuss reasons why the surgical disease and pain burdens are historically poorly characterized. Misperceptions about cost-effectiveness and feasibility of safe surgery and anesthesia care also have roots in a historical data void, especially from LMICs.
Several innovative service delivery models in the public and private sectors of LMICs (e.g., Indus hospital, Aravind Eye Hospitals, and Narayana Hrudayalaya Heart Hospital) have demonstrated that it is feasible to provide cost-effective, safe, and affordable surgical and anesthesia care in resource-constrained countries.
Recent data have consistently demonstrated that surgical services are among the most cost-effective public health interventions ( Fig. 2.9 ). There are several methods to define cost-effectiveness thresholds, each with pros and cons. One of the most commonly cited methods uses GDP-based thresholds. This approach was suggested by the WHO Commission on Macroeconomics and Health and has been defined by authors from the WHO’s Choosing Interventions that are Cost–Effective project (WHO-CHOICE) as, “interventions that avert one DALY for less than average per capita income for a given country or region are considered very cost–effective; interventions that cost less than three times average per capita income per DALY averted are still considered cost–effective; and those that exceed this level are considered not cost–effective.”
In 2003 in Bangladesh, one of the earliest cost-effectiveness studies on surgical care reported the cost of emergency obstetric care at less than $11 per DALY averted. This was 3 times more cost-effective than the measles vaccine (in 2003 dollars). The DCP2 and DCP3 demonstrated cost-effectiveness of the first-level surgical hospital, with essential surgical services all being highly cost effective and many costing $10 to $100 per DALY averted. This is comparable to the cost-effectiveness of other public health interventions such as immunizations ($13-$26 per DALY) or bed nets for malaria prevention ($6-$22 per DALY), and much more cost-effective than other high-priority public health interventions such as HIV treatment ($500 per DALY). A recent analysis of the cost-effectiveness of a pediatric operating room in Uganda found a cost of $6.39 per DALY averted and $397.95 per life saved, with a net economic benefit of over US$5 million per year (cost of $41,000 per year).
In a 2012 forum hosted by the Copenhagen Consensus, five leading health economists, including four Nobel laureates, were asked how best to spend US$75 billion over 4 years to “advance global welfare,” especially in LMICs. The leading priority identified by the group was the expansion of surgical care capacity (US$3 billion per year).
In the past 5 years the global surgery and anesthesia communities have expanded the volume of data that dispel prior misconceptions and support prioritization of surgical and anesthesia care in the global health agenda. During this timeframe, there has also been an explosion of articles that expand available data on a wide range of global anesthesia and surgical topics. The majority of these articles have been published in the surgical journals though recently anesthesia publications have begun to actively support global anesthesia research. The global anesthesia community must increase research productivity in global health and also invest in advocacy, policy, and implementation sciences in order to ensure impact.
Advocacy and Policy
There are many reasons why surgery, anesthesia, and pain have historically not been prioritized by national health systems, donors, or the broader global health community. Although surgical disease accounts for 30% of global disease burden, less than 1% of development assistance for health supports delivery of anesthesia and surgical care. Imbalance between resource allocation and disease burden is found in many health conditions, though the degree of this disparity for surgical disease and pain is particularly striking.
As discussed previously, lack of disease burden data and misperceptions about safety and cost-effectiveness have significantly hindered advocacy efforts for global anesthesia and surgery. In a qualitative analysis of factors that have hindered political prioritization for global surgery, several additional factors were identified including: fragmentation of the global surgery community, lack of leadership and consensus, and inadequate political strategy (e.g., not capitalizing on opportunities such as the MDGs). In another analysis to determine why certain disease-specific global health networks are relatively more or less effective than others, four common challenges were highlighted, each with relevance to global anesthesia and surgery: (1) defining the problem and how it should be addressed; (2) positioning the issue in a way to inspire action by external audiences; (3) building coalitions that include stakeholders outside the healthcare sector (coalitions are too often dominated by HIC providers); and (4) creating governance institutions that facilitate collective action ( Fig. 2.10 ). Another study that examined factors influencing prioritization of surgery in national health systems concluded that sustained advocacy, effective framing of problems and solutions, robust country-level data, and support from regional and international partners were critical for success but often lacking.
Advocacy efforts for surgery, anesthesia, and pain face a few additional and relatively unique challenges. Unlike infectious diseases such as HIV or Ebola, surgical disease and pain are not pandemic and do not incite similar action by the HIC donor community. Furthermore, most surgical conditions and pain are difficult to advertise and are not disease specific. While select pediatric conditions (e.g., cleft lips) are easily marketable, other conditions like trauma, hernias, and cesarean section are more difficult to compassionately portray in media in attempts to improve public awareness.
The WHA resolution 68.15 emphasized advocacy and resource development in five key focus areas for global surgery (workforce, essential medicines, information management, service delivery, and advocacy). The LCOGS provided clear framing of problems (see Box 2.2 ), outlined priorities for country-level data collection, and helped to provide frameworks for national surgical, obstetric, and anesthesia plans (NSOAPs) in LMICs. As more NSOAPs are produced, they have the potential to serve as key rallying points for national advocacy efforts.
Anesthesia, surgery, and pain need global champions. Only recently has advocacy by leading global organization (e.g., the World Bank, WHO) and select local governments in LMICs focused attention on anesthesia and surgery in the global context. This is in part due to advocacy efforts by several relatively recent initiatives (e.g., LCOGS, The Global Alliance for Surgical, Obstetric, Trauma, and Anaesthesia Care [G4 Alliance], WFSA, GICS, and several more). These multidisciplinary efforts must be expanded and sustained in order to reach the critical mass needed to overcome prior misperceptions and affect change. It is essential that advocacy efforts for surgery, anesthesia, and pain be consistent with the key messages of LCOGS, the Global Health 2035 Report, WHA resolution 68.15, and the SDGs, and emphasize that anesthesia, surgery, and analgesia are indispensable components of “universal health coverage.” No longer can surgery be seen as a vertical (i.e., disease-specific) program.
One key objective for advocacy efforts will be to identify new streams of funding from global donors, national budgets, private sectors, and innovative models. Similar to the large-scale funding initiatives to combat HIV/AIDS and other infectious diseases (e.g., the U.S. President’s Emergency Plan for AIDS relief, Gavi Vaccine Alliance, The Global Fund), surgery and pain require comparable attention and support. In addition to domestic and international financing mechanisms to support health system scale-up, public-private partnerships and innovative patient-level financial risk protection strategies must be integral components to advocacy efforts.
As leaders in safety, pain, perioperative care, and more, the global anesthesia community must actively engage in policy, research, and innovative global initiatives to expand access to quality care. Academic institutions from all countries can play a significant role in supporting a coordinated research agenda, creating a global voice for advocacy, sharing information, and harmonizing educational standards and opportunities. Anesthesia must follow the lead of other medical disciplines to not only cultivate but also support faculty and trainees with interests in global public health careers. Such advocacy will likely require coordination and partnership with multiple disciplines, including nonphysician provider cadres who perform a significant proportion of anesthesia services, especially in LICs.
Workforce Shortages and Strategies for Expansion
The critical shortage of trained anesthesia providers in resource-constrained settings is one of the most significant barriers to expanding access to safe surgical, anesthesia, and pain services for billions of people worldwide. Although shortages of many key members of the surgical workforce exist (including surgeons, obstetricians, pathologists, radiologists, laboratory technicians, nurses, biomedical engineers, and more), anesthesia provider shortages in LMICs are particularly striking and relatively neglected. Countries like the Central African Republic have no physician anesthesiologists and only 24 nonphysician anesthesia providers (NPAPs) for a population of nearly 5 million. Ethiopia, with a population of over 100 million people, has only 35 physician specialist anesthesiologists. A survey of emergency obstetric care capacity at facilities in Uganda found that lack of staff had the greatest correlation with observed mortality rates. In a survey of 64 public and private hospitals in Uganda, 84% did not have a physician specialist anesthesiologist, and 8% had no trained anesthesia providers at all. In another survey of anesthesia providers from five main referral hospitals in East Africa (Uganda, Kenya, Tanzania, Rwanda, and Burundi), only 7% reported adequate anesthesia staffing. In settings where providers exist but in small numbers, the workforce shortage is compounded by heavy administrative burdens and non-clinical duties.
While the anesthesia workforce shortage is most severe in LICs and particularly pronounced in sub-Saharan Africa, regional workforce shortages also exist in HICs and can significantly limit access to care for rural populations. In one survey of rural hospitals in the United States, 36% reported delay or cancellation of surgery due to a lack of anesthesia providers. Data from HICs demonstrate differences in trauma mortality are significantly worse starting at five miles from a trauma center in a major urban city. One can only imagine outcome differences in settings where there may be no surgical or anesthesia provider for tens or even hundreds of miles.
The optimal number of specialist surgical, anesthetic, and obstetric workforce (SAO) providers needed to give access to safe surgery is unknown and likely to vary significantly based on local resources and needs. The SAO density correlates with life-expectancy and in one study, as SAO providers increased from 0 to 20 per 100,000 population, maternal mortality decreased by 13.1% for each 10 unit increase in provider density ( Fig. 2.11 ). These benefits were also observed with workforce expansion beyond 20, though with less magnitude beyond 30 and 40 providers per 100,000 ( Fig. 2.12 ). Based on these findings, the LCOGS recommended prioritizing expansion of the SAO workforce to 20 per 100,000 population by 2030, with anesthesia-specific targets of 5 to 10 anesthesia providers per 100,000.
The density of SAO providers has been estimated at 0.7 per 100,000 population for LICs as compared with 56.9 per 100,000 population for HICs. Worldwide, 77 countries report an anesthesia provider density less than 5 per 100,000, with a 90-fold difference between the average physician workforce density in HICs as compared to LICs. The anesthesia workforce crisis is most severe in sub-Saharan Africa, where most countries have approximately 1.0 physician anesthesiologist per 100,000 population as compared to approximately 19 in Europe or 21 per 100,000 in the United States ( Fig. 2.13 ). Twenty-six countries in sub-Saharan Africa reported less than 0.5 physician anesthesia providers (PAPs) per 100,000. In many LICs, NPAPs provide the majority of anesthesia care. When NPAPs are included in calculations of total anesthesia provider density, 16 countries in sub-Saharan Africa still report less than 1 anesthesia provider per 100,000, and worldwide 70 countries still report less than 5 anesthesia providers per 100,000 population. Estimates from the WHO Global Surgical Workforce database demonstrate that 12% of the SAO workforce provides care for approximately a third of the world’s population. Worldwide, LICs and LMICs have 48% of the world’s population but only 20% of the SAO workforce.
Multiple factors have contributed to the ongoing surgical and anesthesia workforce crises in LMICs, including limited training infrastructure, relatively low professional status, lack of career advancement (especially for NPAPs), perceived limited job opportunities relative to other professions (e.g., infectious disease in LMICs), cost of training, inefficient hiring mechanisms, provider burnout, as well as internal (e.g., private practice in urban settings) and external brain drain (e.g., leaving the country). Lack of consensus on anesthesia practice models and polarized views on who should provide anesthesia care (i.e., physician versus nonphysician, supervised versus independent) are additional factors limiting a clear path for rapidly scaling the global anesthesia workforce ( Table 2.3 ). Task-sharing is a prominent and controversial component of many surgical workforce expansion efforts.
Australia | Canada | China | Colombia | Fiji | India | Lebanon | Mexico | Norway | Pakistan | Paraguay | Romania | South Africa | Uganda | USA | Vietnam | |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Population (millions) | 24.1 | 36.3 | 1,379 | 45.5 | 0.9 | 1,324 | 6 | 127.5 | 5.3 | 193.2 | 6.7 | 19.7 | 55.9 | 41.5 | 325.7 | 92.7 |
GNI per capita (USD) | $54,230 | $43,880 | $8,250 | $6,310 | $4,780 | $1,670 | $7,980 | $9,040 | $81,980 | $1,500 | $4,060 | $9,480 | $5,480 | $630 | $56,850 | $2,060 |
Year formed as a specialty | 1952 | 1910 | 1989 | 1963 | 1970 | 1964 | 1954 | 1934 | 1949 | 1960 | 1973 | 1957 | 1935 | 1985 | 1940 | 1960 |
∗ Specialist physician anesthesiologists | 5,535 | 3,318 | 71,698 | 3,600 | 18 | 25,000 | 500 | 13,000 | 1,138 | 3,000 | 258 | 1,400 | 1,500 | 72 | 50,000 | 1,000 |
∗ Nonphysician anesthetists | 0 | 0 | 0 | 0 | 0 | 0 | 70 | 10 | 2,000 | 0 | 497 | 0 | 0 | 430 | 50,000 | 2,000 |
Anesthesia providers per 100,000 people † | 23.0 | 9.1 | 5.2 | 7.9 | 2.0 | 1.9 | 9.5 | 10.2 | 59.2 | 1.6 | 11.3 | 7.1 | 2.7 | 1.2 | 30.7 | 3.2 |
Years of post-secondary education to qualify as specialist physician anesthesiologist | 12 | 13 | 11 | 10 | 13 | 8 | 11 | 10 | 11 | 10 | 10 | 11 | 13 | 9 | 12 | 11 |
Duration of physician specialist training | 5 | 5 | 3 | 3 | 4 | 4 † | 4 | 3 | 5 | 4 | 3 | 5 | 4 | 3 | 4 | 5 |
Members of anesthesia care team | ||||||||||||||||
| Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
| Yes | Yes | No | No | No | No | No | No | Yes | No | No | No | Yes | No | No | No |
| No | No | No | No | No | No | Yes | No | Yes | No | No | No | No | Yes | Yes | Yes |
| No | No∗∗ | No | No | No | No | Yes | No | No | No | Yes | No | No | Yes | Yes | No |
Key national challenges | Rural staffing and training, salaries at risk from governmental defunding | Rural staffing, large rural population | Inconsistent medical training, workforce shortage limiting obstetric and NORA coverage | Rural staffing and inequity, low salaries, high workload | Workforce shortage, few specialist job posts, limited postgraduate funding, limited access to resources | Workforce shortage, rural staffing, polarized views on task-sharing, poverty | Regional instability, limited resources and workforce, large refugee population (∼1⁄3 population) | Rural staffing, large rural population, political and civil stability | Inadequate time for non-clinical activities during training | Medication and workforce shortages, geographic distribution and inconsistent quality of care | Inconsistent training standards for non-physicians | Workforce shortages, regional staffing shortages, no standardized nurse curriculum | Workforce shortage, large poor and rural population, inequitable access to care | Workforce shortage, rural staffing, high workload, low remuneration, medication and equipment access, polarized views on task-sharing | Rural access to specialists, high cost of care, polarized views on task-sharing, maternal mortality | Inconsistent medication and equipment access, geographic distribution of workforce |
Subspecialty training programs | ||||||||||||||||
| Yes | Yes | No | Yes | Yes | Yes | No | Yes | Yes | Yes | No | Yes |
| No | Yes | Yes |
| No | Yes | Yes | Yes | No | Yes | Yes | Yes | Yes | Yes | No | No | No | No | Yes | No |
| No | Yes | Yes | No | No | Yes | No | Yes | Yes | No | No | No | No | No | Yes | Yes |
| No | Yes | Yes | No | No | Yes | No | Yes | No | No | No | No | No | No | Yes | Yes |
| No | Yes | Yes | No | No | Yes | No | Yes | Yes | No | No | No | No | No | Yes | Yes |
∗ In many countries (e.g., South Africa) large numbers of physician non-specialists provide anesthesia, but accurate counts of these cadres are unavailable.
† Physician specialist anesthesia training in India includes 3 years anesthesia training after 1 year as a “house surgeon.”∗∗In Canada, Anesthesia Assistants are trained to perform many of the anesthesia tasks including intubation, extubation, maintenance of anesthesia (including administering drugs) as directed by the anesthesiologist, but are not designated as the primary anesthesia provider for a given case.
Each of the aforementioned challenges must be addressed as part of any national or international effort to expand the anesthesia workforce. The long-term goal of building robust training infrastructures in low-resource settings requires locally led plans for national advocacy, implementation, and evaluation. Such efforts can benefit from international investment and collaboration.
Significant heterogeneity in anesthesia care models exists worldwide. Although the varied anesthesia practice and training models have evolved to address different local needs and challenges, excess heterogeneity and lack of consensus on anesthesia workforce strategy may provide an additional challenge to global workforce expansion. For example, within sub-Saharan Africa, formal nonphysician training programs range from 3 to 72 months in duration with widely different entry requirements, no standardized curricula or assessment tools, and different scopes of practice. For countries seeking to increase anesthesia provider numbers, no clear roadmap exists. In most of these countries, task-sharing with NPAPs will likely play a key role in workforce expansion efforts. Collaborative efforts involving stakeholders from different countries and different anesthesia provider cadres can support anesthesia workforce expansion efforts by offering frameworks for anesthesia training, competency assessments, and potential practice models that are feasible with local resources and that meet local needs. Initiatives that ensure quality (e.g., education programs, credentialing bodies, and licensing exams) are as important as those that focus on increasing absolute numbers. The global anesthesia community can play a significant role via advocacy, research, education, and partnership to address many of the challenges that have created the current global anesthesia workforce crisis.
Infrastructure Challenges
The provision of surgical and anesthesia care requires infrastructure that is often lacking in many LMICs. As discussed elsewhere in this chapter, such infrastructure does not necessarily need to be high-cost or based on advanced technologies to provide safe care. In addition to the provider shortages already discussed, additional infrastructure challenges that frequently limit surgical and anesthesia service delivery include: underdeveloped patient referral and prehospital systems, medication and equipment shortages, and inadequate supply chains and facility resources.
In maternal health, and more recently for surgery and anesthesia, a “three delays framework” has been used to describe factors delaying timely access to safe healthcare services. The “first delay” in this model (delay in seeking care) may occur due to financial, cultural, education, or other patient factors. Anecdotally, fear of bad surgical outcomes (whether true or not) and more specifically a fear of anesthesia may also contribute to the “first delay.” The second and third delays are more directly linked to infrastructure limitations. The “second delay” (delay in reaching care) occurs when health facilities cannot be reached in a timely manner and may be due to geographic distance or challenges with transportation (e.g., bad road conditions, no access to a car, no money for public transport). Although efforts to improve healthcare infrastructure often focus on facility-based interventions, emphasis on infrastructure that minimizes this “second delay” is underappreciated despite evidence of cost-effectiveness. For example, the lack of prehospital care systems in many LMICs is a significant source of avoidable morbidity and mortality. The DCP3 estimates that 4.7 million deaths in LMICs each year are due to surgical conditions that are potentially addressable through prehospital and emergency care systems. In Uganda, less than 25% of the population lives within 2 hours of a surgical facility, and worldwide approximately 2 billion people lack access due to this second delay.
When discussing infrastructure limitations, most people think of the “third delay” (delay in receiving care), which occurs when patients reach a facility but may not receive adequate care because of limitations in facility resources. Data from 800 first-level health facilities in LICs demonstrate that relatively few first-level hospitals could provide C-sections (64%), laparotomies (58%), or open fracture repairs (40%), and most did not have reliable electricity (31%), running water (22%), oxygen (24%), or Internet access. Without reliable utilities, standard equipment like monitors, ventilators, anesthesia machines, and autoclaves are often not functional, assuming they are even present at all. In recent years, the number of surgical and anesthesia capacity assessment tools increased significantly, although most tools have focused on surgical care with limited ability to assess anesthesia or analgesia capacity.
The WHO Surgical Safety Checklist includes requirements for pulse oximetry, anesthesia machine check, and confirmation of instrument sterility, yet these may not currently be feasible in many LMIC health facilities. As the consensus on what constitutes “essential” or “standard” anesthesia and surgical safety equipment is evolving, it is universally agreed that far too many health facilities face routine shortages of even the most basic anesthesia equipment.
Inadequate access to indicator strips, maintenance support, power, and distilled water result in low compliance with the 2016 WHO/Pan American Health Organization (PAHO) standards for cleaning, disinfection, and sterilization in most LMICs. In a survey of 28 district hospitals in Zambia, 35% did not have a laryngoscope. A study from Nigeria found that most facilities could not provide general anesthesia (53%); another survey in the Democratic Republic of Congo demonstrated 40% of hospitals lack suction, and in Guatemala only 17% of facilities surveyed had capnography. In Uganda, a 2014 survey of health facilities that offer emergency services and surgical care revealed only 22% had pediatric airway equipment, 41% adult airway equipment, and 28% a pulse oximeter. In one survey about obstetric operating room capacity in the five main referral hospitals in East Africa (Uganda, Kenya, Tanzania, Rwanda, and Burundi), only 4% of the providers surveyed reported the presence of electrocardiograph (ECG), pulse oximetry, continuous blood pressure monitoring, capnography, thermometer, stethoscope, difficult airway cart, suction machine, recovery room, and intensive care unit (ICU) facilities. Access to reliable oxygen is a common problem in resource-constrained health systems. In such settings, oxygen is rarely available through central pressurized gas lines and more often provided via tanks or oxygen concentrators, the latter of which has been shown to offer long-term cost savings and increased reliability. (Further discussion of oxygen supply challenges in resource-limited settings is provided in the section, Essentials for Practice in Resource-Constrained Settings of this chapter)
Equipment donations are common in LMICs, however, they often have limited long-term impact and multiple unintended consequences. Donations are frequently made with limited understanding of local needs, lack of communication between donor and recipient, and absence of ongoing technical support or access to consumables. Well-intentioned donors are often unaware of WHO Guidelines for Medical Device Donation, or of the fact that purchase costs account for only 20% of total lifetime costs for a piece of equipment. As a result, up to 30% of donated equipment may only transiently or never become operational, and commonly accumulates in equipment graveyards because of a sense of obligation by recipients to not throw anything away. For example, donations of modern anesthesia machines from HICs is commonly encountered in many LMICs. Without reliable power, pressurized gas supplies, biomedical support, or access to disposables (e.g., carbon dioxide absorbent, humidity filters, circuit tubing), it is sometimes hard to argue in favor of these machines.
Reliable access to medications and blood are two additional common infrastructure challenges limiting access to safe surgery and anesthesia services worldwide. The WHO Essential Medicines List includes medications to safely perform general anesthesia, monitored anesthesia care (MAC), neuraxial, regional, local anesthesia, as well as acute and chronic pain management ( Box 2.3 ). Despite the existence of the list for more than 40 years, critical shortages of many medications persist. A WHO survey of all health facilities in Uganda examined availability of twelve anesthetic drugs (atracurium, bupivacaine, halothane, isoflurane, desflurane, sevoflurane, ketamine, lidocaine 2%, lidocaine 5% heavy spinal injection, midazolam, nitrous oxide, and suxamethonium) and found that only 2% of the surgical health facilities had all of these medications and only 19% had half. The same WHO survey in the Democratic Republic of Congo found that only 33% of hospitals had bupivacaine, 21% thiopental, and 16% halothane. Factors specifically affecting access to analgesics are discussed further in the next section, though supply chain, cold storage, and cost are common challenges that limit availability for many drugs. Drug quality is also a factor in some LMICs where variable manufacturing quality and fraud (i.e., counterfeiting) are commonly encountered. It is estimated that 1 in 10 medical products (e.g., medications) found in LMICs are substandard or falsified and result in hundreds of thousands of deaths each year.
General Anesthetics and Oxygen
- ▪
Halothane, isoflurane, nitrous oxide
- ▪
Oxygen
- ▪
Ketamine
- ▪
Propofol (or thiopental)
- ▪
Bupivacaine
- ▪
Lidocaine
Muscle Relaxants
- ▪
Atracurium
- ▪
Neostigmine
- ▪
Suxamethonium
- ▪
Vecuronium
- ▪
Pyridostigmine ∗
∗ Ephedrine is listed in the complementary list of medications in the 2017 20th Edition EML. The complementary list presents essential medicines for priority diseases, for which specialized diagnostic or monitoring facilities, and/or specialist medical care, and/or specialist training are needed.
Preoperative Medication and Sedation for Short-Term Procedures
- ▪
Atropine
- ▪
Midazolam
- ▪
Morphine
Medicines for Pain and Palliative Care
- ▪
Acetylsalicylic acid
- ▪
Ibuprofen
- ▪
Paracetamol
- ▪
Codeine
- ▪
Fentanyl transdermal (for cancer pain)
- ▪
Morphine
- ▪
Methadone
- ▪
Dexamethasone
- ▪
Amitriptyline
- ▪
Diazepam
- ▪
Haloperidol
- ▪
Ondansetron
Additional Medications †
† Blood products, antiseptics, and antibiotics are included in the EML and not listed here.
- ▪
Epinephrine
- ▪
Hydrocortisone
- ▪
Naloxone
- ▪
Lorazepam
- ▪
Enoxaparin
- ▪
Heparin
- ▪
Tranexamic acid
- ▪
Digoxin
- ▪
Verapamil
- ▪
Amiodarone ∗
- ▪
Hydralazine
- ▪
Lasix
- ▪
Sodium nitroprusside ∗
- ▪
Dopamine ∗
- ▪
Mannitol
- ▪
Insulin
- ▪
Glucose
- ▪
Ergometrine
- ▪
Misoprostol
- ▪
Oxytocin
- ▪
Misoprostol ∗
Notable deletions
- ▪
Ether (2005)
- ▪
Ephedrine (1995) ∗
- ▪
Magnesium sulfate (1988)
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Pethidine (2003)
The WHO Essential Medicines List also includes blood products. Despite more than four decades of global advocacy (1975 WHA28.72) for universal access to safe blood, limited transfusion capacity significantly impacts the ability to provide safe surgery and anesthesia care, especially for rural and LMIC populations. Most rural surgical facilities are unable to provide consistent access to safe blood. Patients lack timely access to safe blood as a result of several common challenges including inadequate blood supply, distribution networks, rural blood banking capacity, safety protocols, workforce (e.g., pathologists, laboratory technicians), testing supplies, and policy implementation, as well as high costs of blood and high prevalence of infectious diseases. The whole blood donation rate is used as an indicator of blood availability. The LCOGS recommends a minimum of 15 blood donations per 1000 people per year, yet this rate is 4.6 per 1000 people per year in LICs (compared with 32.1 per 1000 people per year in HICs). Most LMICs cannot maintain adequate supply from voluntary non-remunerated donors (VNRDs) alone (as advocated by WHO), and the use of paid donors or family donors poses numerous logistic and safety concerns. According to WHO data, 71 countries collect the majority of their blood supply from family or paid donors, 50% lack capacity to separate blood components, and 23.5% of countries have less than 100% screening for at least one of these transfusion-transmissible infections: HIV, hepatitis B, hepatitis C , or syphilis. For many LMICs, investment in transfusion infrastructure, expansion of transfusion research, and advocacy (including rethinking of well-intentioned but context-limited policies such as VNRD-only mandates, requirements for onsite pathologists, and mandatory replacement units) are critical areas for engagement by anesthesia providers in the greater global health community.
There is an evolving consensus on global standards for anesthesia equipment, medications, and other infrastructure. As a result, most assessments of facility or national capacity capture different data that may over- or underestimate current infrastructure limitations. For example, lack of access to rocuronium, sevoflurane, or propofol does not necessarily indicate inability to safely perform anesthesia if suxamethonium, halothane, isoflurane, or thiopental are available. Currently efforts are underway by the WFSA, GICS, and other organizations to develop anesthesia-specific research tools to assist LMICs in monitoring and evaluation of anesthesia capacity. The global anesthesia and surgical communities are likely to benefit from continued collaboration and harmonization of efforts that assess global anesthesia infrastructure.
Inequities in Analgesia
Five billion people worldwide have little or no access to analgesia. As with the surgical disease crisis, inequities in analgesia access are in part a result of the limited availability of data that quantify the problem. Unlike most traditional global health metrics that focus on extending healthy life and productivity, alleviating pain may not always target these same goals (e.g., acute surgical pain relief and palliative care), thus adding to the complexity of quantifying pain burden. Massive inequities in access to analgesia are also attributed to several additional factors including advocacy challenges (pain is not disease specific or easy to associate with a “face”), limited training opportunities for healthcare professions, fear of addiction and diversion, financing, supply chain limitations, cultural attitudes, and regulatory and legal barriers ( Box 2.4 ). In the ensuing discussion, we consider some of these barriers and potential areas for intervention by the global anesthesia community.
Knowledge and Attitudes
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Providers—limited training
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Patients—limited health literacy
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Opiophobia—fear of addiction, diversion, or side effects
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Cultural attitudes and beliefs about pain
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Limited data to estimate pain burden or accurate national analgesia needs
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Challenging advocacy (pain is not disease specific or easy to associate with a “face”)
Regulations and Policy
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Prohibitionist bias
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Implementation requires significant resources
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Onerous regulations (e.g., limits on who can prescribe, duration, dose and indication)
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Complex regulations create fear of prosecution among providers
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Limited global advocacy efforts to expand analgesia access
Economics and Financing
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Poverty
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Relatively high analgesic costs in LMICs
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Costs of implementing/enforcing international regulations
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Few mechanisms for financial protection from analgesic costs (e.g., subsidies or UHC)
Health Systems
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Supply chains (timely import, procurement, storage, and distribution)
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Limited analgesic options
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Few providers trained/skilled to provide adequate analgesia
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Inadequate number/distribution of facilities providing analgesia care
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Limited national government capacity
LMIC , Low- and middle-income countries; UHC, universal health coverage.
Limited financial resources and infrastructure hinder the ability of healthcare systems to deliver analgesia (i.e., effective supply chains) and limit the ability of patients to afford such care. Countries with a lower GDP or human development index have less access and use of opiates. Opiate prices in LMICs are often significantly higher relative to GDP. In the recent past in Argentina and Mexico, the monthly cost of an opioid prescription for oncologic pain was reported to be more than 200% the average monthly income. In Rwanda, the reported price of injectable morphine is 6 times the lowest cost reported in the International Drug Price Indicator Guide. Drivers of these inflated prices include import costs, taxes, licensing fees, storage and sales restrictions, and limited public finance programs. International regulations and misconceptions about pain treatment and addiction form the basis for many of these interventions.
Misinformation about analgesia has biased knowledge and attitudes among providers, patients, and policymakers, and has resulted in significant undertreatment of pain. Several studies have demonstrated that the risk of addiction associated with appropriate analgesic administration is significantly exaggerated and especially low for acute, oncologic, or end-of-life pain. Nonetheless, widespread and excessive fears over diversion and addiction have resulted in unnecessarily onerous regulatory barriers that often confuse tolerance and dependence, users and addicts, and disproportionately affect poor and marginalized populations. In China, for example, a domestic ketamine abuse problem has led to repeat lobbying of the International Narcotics Control Board (INCB) by the Chinese government to reschedule ketamine as a schedule I drug for all countries. Such regulation would effectively remove the nearly ubiquitous access to ketamine in LMICs, and further exacerbate the ongoing global pain crisis. Ketamine is inexpensive, accessible, and safe, and as a result has become a critical resource for the provision of safe and accessible anesthesia and analgesia services worldwide. Fortunately, attempts to restrict ketamine have been promptly recognized as heartless and a violation of international regulatory policies.
Tramadol is another analgesic with frequently misunderstood pharmacology that is commonly found in LMICs. Tramadol is not controlled by international regulations, which has led to its widespread availability for analgesia but also to its abuse. Abuse is widely reported in many HICs (e.g., Canada) and LMICs (e.g., many countries in Africa and the Middle East) and is so severe that in countries like Cameroon, it can literally be found in the groundwater as a result of human excretion. Tramadol is not considered an adequate substitute for opiates and is not included in the WHO Essential Medicines List.
Contemporary legal and regulatory/policy frameworks have significantly exacerbated disparities in access to analgesia care. In the wake of several key events in the 1800s that fueled skyrocketing opioid abuse, including the Opium Wars and invention of the hypodermic syringe, the beginning of the 20th century produced several of the first national and international efforts to restrict and regulate narcotics. This included the first international conference on narcotics in 1909 (International Opium Convention in Shanghai) and the first multilateral drug treaty in 1912 (The Hague Opium Convention). One of the most notable regulations of the 20th century is the 1961 UN Single Convention on Narcotic Drugs. The opening sentence of the “Single Convention” recognizes, “…that the medical use of narcotic drugs continues to be indispensable for the relief of pain and suffering and that adequate provision must be made to ensure the availability of narcotic drugs for such purposes…” The Single Convention set out to control the use and trade of plant-based drugs (opium, cannabis, and cocaine) while also assuring availability for medical purposes. This regulation mandated government participation (reporting national estimates of narcotic needs, meticulous record keeping), regulated drug cultivation, restricted trade to authorized international parties, and created the INCB. The INCB was tasked with monitoring UN drug convention implementation and required each country to designate an enforcement office (e.g., the Drug Enforcement Administration [DEA] in the United States). While most countries adopted this onerous regulation, most poor countries did not have the extensive resources needed to enact all of these changes. The Single Convention’s “global estimates” system has been particularly difficult for many countries to implement. This system requires all countries to provide an estimate of opiate need (for medical purposes) in order to inform global production goals and limit excess opiate supplies that are at risk for illicit use. Accurate estimates require significant resources, and for many LMICs, inability to provide accurate estimates translates directly to inadequate supply. For example, 2017 opiate estimates for Chad (population 14.5 million) predicted 341 g fentanyl, 249 g morphine, and 105 g codeine. When compared to estimates from Canada (population 36.3 million: 150,000 g fentanyl, 4,750,000 g morphine, 40,020,000 g codeine, and 70 other controlled substances) the disparity and gross underestimation is apparent. By approving such gross underestimates, the INCB effectively is legally prohibiting patients from having access to opiates. In times of humanitarian crisis, the Single Convention impedes the ability to emergently augment local analgesia capacity as became evident in the wake of the 2010 Haiti earthquake.
Global regulations to curb illicit use have dominated efforts to ensure access to analgesics for medical purposes (or to ensure access to substance abuse treatment). In 1985, the Parliament of India passed the Narcotic Drugs and Psychotropic Substances Act to enforce international drug policy (e.g., the Single Convention). The Act’s onerous regulations and extreme penalties (including the death penalty for certain drug-related crimes) resulted in more than a 90% decrease in the medicinal use of morphine. This imbalance, referred to by some as “collateral damage from the war on drugs,” disproportionately affects LMICs and continues to cripple access to analgesics for the majority of the world’s population. Such bias has also impaired scaleup of addiction treatment initiatives. For example, addiction treatment (methadone and buprenorphine) was not added to the WHO Essential Medicines List until 2006, approximately 100 years after the passage of the earliest narcotic regulations and 40 years after the list’s creation.
The prohibitory biases of prior international drug policy has resulted in numerous national regulatory barriers that include limitations on who can prescribe, dispense, or administer opiates, as well as limitations on indications (e.g., postoperative but not cancer pain), dosages, or duration of therapy. For example, in Armenia only oncologists with the approval of multiple providers can prescribe outpatient opiates, whereas in the Ukraine, healthcare providers must travel to the patients’ homes to administer outpatient opiates. In Jordan, the maximum duration of an opiate prescription for oncologic pain is 10 days, and only three days for all other conditions. These myriad regulations create an additional barrier by inducing fear of prosecution for noncompliance among health professionals, thereby reducing provider willingness to prescribe. Lack of adequate training opportunities for healthcare providers, especially in LMICs, coupled with the rare use of analgesics in clinical practice, create a cycle whereby fewer and fewer providers feel comfortable prescribing opiates.
Several amendments to the Single Convention have been enacted including the 1971 Convention of Psychotropic Substances, the 1988 UN Convention Against Illicit Traffic in Narcotic Drugs and Psychotropic Substances, the inclusion of morphine in the first WHO Essential Medicines List in 1977, and introduction of the WHO Pain Ladder in 1986. Despite these efforts most of the world’s population remains without reliable access to analgesia. Nearly 60 years after the Single Convention, the number of drug abusers in many countries is near all-time highs while 150 countries still lack reliable access to analgesia. Even the UN’s SDGs, which aim to set development priorities for the world, reflect the prohibitory bias of prior international policies. SDG 3.5 calls for improved prevention and treatment for substance abuse, including narcotics, but fails to mention pain or palliative care anywhere else in the SDGs.
Advocacy and education efforts by the global stakeholders, including the anesthesia community, as well as rethinking of international analgesic policy (including the Single Convention) are essential for progress in addressing the global pain crisis. Education for healthcare providers, policymakers, and the public can play a significant role in expanding access to analgesia. Such efforts should focus on pharmacologic treatment strategies, but should also emphasize better understanding and management of causes and contributors to pain, including social and economic determinants. Efforts by numerous Ministry of Health agencies have had small successes. In Vietnam and India, grassroots- and civil-society-led policy initiatives to allay opiophobia and reduce institutional licensing regulations have significantly increased access to analgesia without an increased diversion. In Uganda, advocacy efforts by the nongovernmental organization Hospice Africa Uganda helped convince the Uganda Ministry of Health in 1993 to import morphine powder and to provide domestically made morphine liquid free to all cancer or HIV/AIDS patients. In 2004, the Uganda Ministry of Health legalized opioid prescribing by nurses and clinical officers with palliative care training, which significantly expanded access to analgesia especially in rural communities. The import and domestic packaging of oral morphine for palliative care has translated into greater access to oral morphine for the anesthesia and surgical communities. A similar model is currently being adopted in Rwanda, Nigeria, Kenya, Swaziland, and Malawi.
Section 2: Evolution of Anesthesia Care Models and Challenges Around the World
In the mid-19th century the use of inhaled anesthetics (e.g., most notably ether) began in HICs and spread relatively quickly even to many relatively less resourced countries as a consequence of colonial systems. Today, more than 170 years later, ether is still used in some LICs ( Fig. 2.14 ). The practice of anesthesia has changed significantly, though these changes—including large improvements in patient safety—disproportionately occurred in HICs. The practice of anesthesia varies widely between, and even within, countries. Of the numerous challenges and factors that have shaped this heterogeneity, many are shared by multiple countries regardless of income level. These include common challenges such as inadequate workforce (number, composition, or distribution); high cost of care; limited access for rural and poor populations; and lack of standards for practice and training.