Parturients with respiratory disease present several areas of concern to the obstetric anesthesia provider, including airway hyperresponsiveness and obstruction and reactions to tracheal intubation. This chapter reviews the pathophysiology, clinical presentation, and management during the puerperium of asthma, cigarette smoking, cystic fibrosis, and respiratory failure.
ASTHMA
Definition
Asthma is defined by clinical symptoms with three characteristics: (1) reversible airway obstruction, (2) airway inflammation, and (3) airway hyperresponsiveness. Airway obstruction produces the clinical manifestations of wheezing, cough, and dyspnea. Airway inflammation modulates the course of asthma by independently producing airway obstruction and enhancing airway hyperresponsiveness. Airway hyperresponsiveness is marked by exaggerated responses to a wide variety of bronchoconstrictor stimuli, including histamine, methacholine, prostaglandin F 2α , hypoosmotic solutions, and cold air.
Epidemiology
From 2006 to 2018, the prevalence of asthma remained stable among adults in the United States at 7.9%. There are geographic, ethnic, and socioeconomic differences in the rates of asthma with higher rates in the Northeast than in the South or West; higher prevalence in Black, Puerto Rican, and Hispanic persons; and higher prevalence in low-income populations.
The prevalence of asthma in women of childbearing age continues to rise; it was approximately 3% in the 1990s and increased to approximately 8.8% in the early 2000s. Flores et al. found that from 2001 to 2016, the rate of asthma rose from 8.8% to 12% in women of childbearing age (18 to 44 years); during the study period, overall, 10.9% of pregnant women reported having asthma. Women with Medicaid or public health insurance, body mass index ≥ 30 kg/m 2 , or hypertension were more likely to have asthma and/or asthma attacks.
Pathophysiology
Asthma is believed to occur under a variety of environmental influences in the presence of genetic susceptibility. Although in the past it was considered to be a single disease, the current view is that it is a syndrome consisting of various phenotypes. The most important potential mechanisms are (1) an enhancement of contractility or an impairment of relaxation of airway smooth muscle, (2) a neural imbalance, (3) airway inflammation, and (4) changes in the function of the airway epithelium.
Airway Smooth Muscle
Contraction of airway smooth muscle is believed to be the most important factor producing acute airway obstruction. For many years, an enhancement of airway smooth muscle responsiveness to contractile agonists was assumed to be a major mechanism of asthma; however, in vitro and in vivo studies have not consistently demonstrated this pathophysiology. Instead of an enhancement in responsiveness to contractile stimuli, a reduction in responsiveness to relaxant stimuli may contribute to airway obstruction. Although the mechanism for this effect is poorly understood, a reduction in airway sensitivity to beta-adrenergic agonists could contribute to airway hyperresponsiveness by altering the balance between constricting and dilating influences.
Neural Components
A balance between constricting and dilating influences also exists with respect to the autonomic nervous system. A shift in this balance, with an increase in constricting influences, may be a mechanism of asthma.
The parasympathetic nervous system provides the dominant constrictor input to the airways ( Fig. 51.1 ). Efferent cholinergic fibers travel in the vagus nerve to synapse in ganglia within the airway wall. Postganglionic fibers release acetylcholine to activate muscarinic receptors and stimulate airway smooth muscle contraction. A negative feedback system limits release of acetylcholine from nerve terminals. Muscarinic autoreceptors, or receptors on the nerve ending, also are activated by acetylcholine and inhibit further release of acetylcholine from the nerve terminal.
Neural Control of the Airway. Parasympathetic, sympathetic, and nonadrenergic noncholinergic (NANC) efferents innervate ganglia within the airway wall. Postganglionic cholinergic efferents release acetylcholine (ACh) to constrict airway smooth muscle. Postganglionic NANC efferents release nitric oxide (NO) to relax airway smooth muscle. Circulating epinephrine relaxes the airway. Afferents from the airway originate in the epithelium and are activated by airway irritation, as occurs with tracheal intubation.
The importance of exaggerated cholinergic efferent activity in the pathogenesis of airway hyperreactivity has been debated extensively. The relatively limited efficacy of anticholinergic agents in relieving clinical bronchospasm and growing evidence supporting other mechanisms suggest that this pathway has a limited role in the pathophysiology of asthma. However, this mechanism appears to be very important in the perioperative management of asthmatic subjects. Reflex stimulation of airway smooth muscle during placement of a tracheal tube represents one of the most important causes of bronchospasm in the perioperative period.
An alternative mechanism by which the parasympathetic nervous system may contribute to airway hyperresponsiveness is through dysfunction of the muscarinic autoreceptors, which allows increased postganglionic release of acetylcholine after reflex stimulation. This mechanism may explain the airway hyperresponsiveness that occurs for several weeks after an upper respiratory tract infection, although additional autoreceptor-independent mechanisms may also be present. The role of this mechanism in the pathophysiology of clinical asthma is unclear.
The sympathetic nervous system primarily acts to decrease airway tone. In contrast to the parasympathetic nervous system, sympathetic innervation of airway smooth muscle in humans is either sparse or absent. Circulating catecholamines activate beta-adrenergic receptors in airway smooth muscle and provide the primary sympathetic input to human airways. Because airways of normal human subjects do not become hyperresponsive after beta-adrenergic blockade, it is unlikely that impaired catecholamine secretion contributes significantly to the pathogenesis of asthma.
The alpha-adrenergic system is thought to play a relatively minor role in determining the state of airway responsiveness. Although alpha-adrenergic receptors are present in human airways, the protective effects of alpha-adrenergic antagonists have been disappointing and can be attributed to other properties, such as antihistamine activity.
In addition to cholinergic and adrenergic input, a third neural system, the nonadrenergic noncholinergic (NANC) system, provides efferent nerves to the airways. Both constricting and dilating pathways have been identified. Nitric oxide serves as the inhibitory NANC neurotransmitter in human airways. A relative increase in constricting influences or a decrease in dilating influences in the NANC system could potentially contribute to asthma. However, asthmatic subjects demonstrated no deficit in NANC inhibitory pathways, and inhibition of NANC excitatory neurotransmission did not improve airway hyperresponsiveness. Thus, current evidence does not support imbalance of the NANC system as a major mechanism of asthma.
Airway Inflammation
Airway inflammation appears to serve primarily as a modulating influence in asthma. Inflammation is certainly present in some but not all asthmatic subjects. The process of inflammation involves airway wall edema and infiltration of the mucosa by a variety of inflammatory cells, including neutrophils, mast cells, helper T lymphocytes, macrophages, and eosinophils. These cells produce and release mediators of inflammation, such as histamine, leukotrienes, platelet-activating factor, prostaglandins, thromboxanes, cytokines, serotonin, and nitric oxide. Airway inflammation can also reduce airway diameter. Airway hyperresponsiveness is correlated with increased baseline airway tone. Although inflammation appears to modulate the course of asthma, other factors certainly contribute to the pathogenesis.
Airway Epithelium
The epithelium provides a barrier to protect the subepithelial layers against stimuli that could provoke bronchospasm. Airways of asthmatic subjects demonstrate areas of epithelial destruction, and the clinical significance of this finding has been demonstrated.
The epithelium not only serves as a barrier but also plays an active role in the maintenance of airway tone, producing constricting and dilating factors. An alteration in the balance between these factors could alter airway responsiveness. The relative importance of alterations in epithelial function in the pathogenesis of asthma is unknown.
Diagnosis
Medical History
The classic symptoms of asthma include wheezing, cough, dyspnea, and chest tightness. A patient’s medical history also should include information about the pattern and severity of the symptoms, precipitating and aggravating factors, and the duration and course of these symptoms.
Physical Examination
Physical examination is directed to the respiratory tract. Auscultation of the chest may reveal expiratory wheezing and a prolonged phase of expiration. During asthma exacerbations, wheezes may not be heard because of severely reduced air exchange. The airway examination may also be notable for allergic rhinitis or nasal polyps, which are associated with asthma.
Laboratory Studies
Laboratory studies that aid in the diagnosis of asthma depend on findings from the medical history and physical examination. In general, pulmonary function tests are useful to document the severity and establish the reversibility of obstruction; spirometry tests used in patients with asthma are shown in Box 51.1 . Although these tests may aid the diagnosis of asthma, pulmonary function measurements often do not correlate directly with symptoms. An expert working group of the National Heart, Lung and Blood Institute recommended that spirometry measurements before and after inhalation of a short-acting bronchodilator should be undertaken for patients in whom the diagnosis of asthma is being considered.
Box 51.1
Pulmonary Function Tests in Patients With Asthma
Forced vital capacity
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The volume of gas exhaled after maximal inspiration
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May be reduced in asthma
Forced expiratory volume in 1 s
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The volume exhaled in the first second after maximal inspiration
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May be reduced in asthma
FEV 1 /FVC
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< 0.75 in asthma
Peak expiratory flow rate
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Maximal flow rate that can be exhaled following a full inspiration
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May be reduced in asthma
FEV 1 , Forced expiratory volume in 1 s; FVC , forced vital capacity.
For patients in whom the diagnosis is uncertain using traditional methods, the National Asthma Education and Prevention Program (NAEPP) conditionally recommends measurement of fractional exhaled nitric oxide (FeNO) to aid the diagnosis.
Interaction With Pregnancy
Effects of Pregnancy on Asthma
The overall course of asthma has been reported to improve, worsen, or remain the same during pregnancy. A likely reason for the variation in the results of published studies is a difference in methods of assessing the severity of asthma. Most studies have used either clinical symptoms or requirements for pharmacologic therapy as indicators of the course of the disease. These measures do not correlate with objective measures of airway obstruction. A US obstetric cohort study found that exacerbations of asthma during pregnancy occur in as many as 40% of subjects receiving standard clinical care, and risk of exacerbation correlates with severity of prepregnancy asthma.
Several mechanisms may be responsible for the changes in the clinical course of asthma during pregnancy ( Box 51.2 ). An increase in progesterone level is thought to be one mechanism that improves asthma during pregnancy. Progesterone relaxes uterine and gastrointestinal smooth muscle and may or may not have similar effects on airway smooth muscle. Conversely, progesterone may actually worsen asthma by enhancing inflammation. Thus, effects of pregnancy on asthma appear to involve a number of factors other than direct effects of hormones on airway smooth muscle.
Box 51.2
Factors That May Improve or Worsen Asthma During Pregnancy
Factors that may improve asthma
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Progesterone-induced relaxation of airway smooth muscle
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Increased production of bronchodilating prostaglandins
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Higher circulating cortisol level
Factors that may worsen asthma
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Decreased sensitivity to beta-adrenergic agonists
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Increased production of bronchoconstricting prostaglandins
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Reduced sensitivity to circulating cortisol because of binding of steroid hormones (e.g., progesterone) to cortisol receptors
Effects of Asthma on the Parturient and Fetus
Many investigators have questioned whether maternal asthma adversely affects perinatal outcome. Variation in study design (e.g., retrospective and prospective) and differences in severity and treatment of asthma may account for differences in study results. A systematic review reported increased incidences of cesarean delivery, gestational diabetes, antepartum and postpartum hemorrhage, placenta previa and abruption, and premature rupture of membranes in patients with severe asthma. Moderate to severe asthma increased the risk for cesarean delivery and gestational diabetes compared with mild asthma. Although asthma in pregnancy is associated with an increased risk for adverse perinatal outcomes, a metaanalysis of cohort studies suggested that active asthma management, which is intended to reduce the exacerbation rate, may reduce the risk for perinatal complications, particularly preterm delivery. No controlled studies have documented better perinatal outcome with aggressive asthma treatment. Potential mechanisms of increased perinatal morbidity and mortality in patients with uncontrolled asthma include hypoxemia and hypocapnia, inflammation, and altered placental function from asthma-associated mediator release. A prospective cohort study of nearly 80,000 parous women demonstrated that hypertensive disorders of pregnancy were associated with an increased risk for asthma, which may reflect shared mechanisms such as vascular remodeling and endothelial abnormalities.
Medical Management
Pharmacologic therapy for asthma during pregnancy is directed toward avoiding acute exacerbations and episodes of status asthmaticus. Management algorithms generally rely on consensus opinions owing to a paucity of randomized controlled trials. Two of the most widely cited sources, the Global Initiative for Asthma (GINA) and the NAEPP in the United States, base guidelines on systematic reviews and metaanalyses in addition to individual studies. Although general principles typically dictate that unnecessary medication should be avoided during pregnancy, GINA guidelines state that risks for uncontrolled asthma exceed medication-associated risks in pregnancy. Medications that are currently used to treat asthma fall into two general categories: bronchodilators and antiinflammatory agents. These agents generally are safe for the fetus.
Bronchodilators
Beta-adrenergic agonists exert beneficial effects in asthmatic patients by activation of beta 2 -adrenergic receptors, which mediate several processes ( Box 51.3 ). Short-acting beta-adrenergic agonists (SABAs) are frequently used for acute exacerbations of asthma. Long-acting beta-adrenergic agonists (LABAs) , when combined with inhaled corticosteroids (ICSs), are also effective in treating acute asthma and for asthma maintenance. Both SABAs and LABAs may be administered as aerosols, orally, or parenterally. The aerosol route is generally preferred during pregnancy because high concentrations of the medication can be delivered directly to the site of action in the airways, with relatively less drug delivered to the uteroplacental circulation.
Box 51.3
Mechanisms of Beneficial Effects of Beta-Adrenergic Agonists in Asthma
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Direct airway smooth muscle relaxation
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Enhanced mucociliary transport
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Decreased airway edema
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Inhibition of cholinergic neurotransmission
The limited number of human studies investigating the fetal safety of long-term administration of beta-adrenergic agonists have not shown significant adverse neonatal outcomes. In addition, the long history of use of these agents without reports of teratogenicity suggests that their use should not be restricted because of fetal concerns (see Chapter 16 ).
Methylxanthines (e.g., theophylline , aminophylline ) were used for many years in the long-term treatment of asthma. Although their mechanism of action is controversial, relaxation of airway smooth muscle is the most prominent effect. The ability of these agents to inhibit intracellular phosphodiesterase and increase concentrations of cyclic adenosine monophosphate (cAMP) is not the mechanism of bronchodilation, because these effects do not occur at clinically relevant concentrations in vivo . Their use is now limited to patients whose asthma responds poorly to other forms of therapy. Methylxanthines do not appear to cause significant adverse fetal outcomes. Serum concentrations of theophylline should be monitored carefully, especially in the third trimester, when theophylline clearance decreases.
Bronchodilation with anticholinergic agents occurs through the blockade of muscarinic receptors on airway smooth muscle. Because of their limited efficacy, the NAEPP recommends only using anticholinergic medications in combination with other bronchodilators or antiinflammatory agents. The quaternary anticholinergic agent ipratropium bromide can be delivered as an aerosol, allowing higher concentrations in the lung with reductions in systemic absorption and potential effects on the fetus. Human data on the safety of anticholinergic agents and on potential teratogenicity are lacking, but ipratropium bromide is not associated with teratogenicity in animal studies.
Magnesium sulfate relaxes airway smooth muscle, most likely via its antagonism of calcium entry into airway smooth muscle cells. Its use is limited primarily to acute bronchospasm.
Antiinflammatory Agents
Proposed mechanisms of action for corticosteroids are (1) decreases in cellular infiltration and mediator release, (2) reduction in airway permeability, and (3) upregulation of the beta-adrenergic system. Unlike bronchodilators, corticosteroids not only reduce airway sensitivity to a constrictor stimulus but also decrease the maximal extent of airway narrowing, a feature that may predict severity of an acute asthmatic episode.
Both systemic and inhaled corticosteroids serve as mainstays in acute and maintenance asthma therapy. Neither systemic nor inhaled corticosteroids have been proven to increase the risk for congenital malformations in humans, but ICSs are preferred over systemic corticosteroids because of fewer maternal side effects and reduced delivery to the fetus. Systemic corticosteroids are now limited to acute exacerbations and persistent, severe asthma. Although oral corticosteroid use is associated with an increased incidence of low-birth-weight infants, ICSs do not appear to increase perinatal risk.
Corticosteroids may exacerbate maternal glucose intolerance, especially in women who also receive treatment with a beta-adrenergic agonist. Thus, careful monitoring of maternal glucose concentration is indicated when corticosteroids are used. However, because corticosteroids are efficacious in controlling severe asthma during pregnancy, these agents should not be withheld from the medical regimen.
Some authorities have recommended that corticosteroid-dependent asthmatic women receive large doses of parenteral corticosteroids during labor to prevent complications related to adrenal suppression. The scientific basis for this recommendation is questionable as ICSs in moderate doses do not produce adrenocortical suppression. The potential for adrenal insufficiency in infants of asthmatic mothers taking systemic or inhaled corticosteroids appears to be very low, most likely owing to the widespread use of either prednisone or prednisolone. In the mother, prednisone is converted rapidly to prednisolone, which crosses the placental barrier to a very limited extent.
Cromolyn sodium and nedocromil sodium belong to a class of drugs that are thought to reduce inflammation and mediator release primarily by stabilizing mast cells and perhaps other inflammatory cells. These medications are no longer recommended for asthma management.
Based on the observation that leukotrienes are released into the airways by immune cells and contribute to the inflammatory process, other forms of antiinflammatory therapy are leukotriene receptor antagonists and leukotriene synthesis inhibitors . Safety data for the use of these agents in pregnancy are scarce (see Chapter 16 ). A large, retrospective cohort analysis that included more than 1500 women who received montelukast during pregnancy found no difference in congenital malformations compared with women who did not have asthma.
A recombinant monoclonal anti-IgE antibody, omalizumab , is used specifically in patients with allergic asthma that is refractory to ICSs. A prospective, observational study of 250 women who received omalizumab during pregnancy demonstrated no increased risk of major congenital malformations, preterm birth, and small-for-gestational-age babies compared with pregnant women with asthma who did not receive the medication. Omalizumab may be continued in women who are already receiving therapy and become pregnant if the benefit is deemed to outweigh potential harm.
Obstetric Management
The following aspects of obstetric management of the asthmatic parturient may differ from that of the nonasthmatic patient: (1) induction of labor, (2) management of postpartum hemorrhage, and (3) treatment of hypertension.
For induction of labor, prostaglandins should be administered cautiously in women with asthma. Prostaglandin F 2α constricts airways in vivo and in vitro . Airways of asthmatic subjects demonstrate greater sensitivity to prostaglandin F 2α , and its use to induce labor is associated with bronchospasm. Prostaglandin E 2 can have either dilating or constricting effects on the airways, perhaps because of its ability to activate a variety of different types of prostaglandin receptors. Because of the known risk for bronchospasm after exposure to prostaglandin F 2α and the possible risk after exposure to prostaglandin E 2 , alternative methods of induction of labor are preferred in asthmatic women.
Likewise, asthma represents a relative contraindication to the administration of 15-methyl prostaglandin F 2α ( carboprost , Hemabate ) for the treatment of postpartum hemorrhage. Oxytocin , ergot alkaloids , and misoprostol are all considered safe for the treatment of postpartum hemorrhage in the parturient with asthma.
Beta-adrenergic receptor antagonists are used to treat hypertension in some pregnant women. In asthmatic women, these agents may provoke bronchospasm when used acutely and should not be used as first-line treatment. Other antihypertensive agents, such as hydralazine , nifedipine , and nitroglycerin , do not seem to enhance airway responsiveness.
Anesthetic Management
Preoperative Assessment
During the preoperative evaluation, the anesthesia provider should assess the severity of the disease and whether an acute asthmatic episode is present. The medical history should include information about symptoms of wheezing, dyspnea, and cough. Further information should be sought about the frequency and severity of symptoms, the course of these symptoms during pregnancy, and the date of the most recent exacerbation, as well as any history of tracheal intubation or hospitalization. Patients who have frequent, severe attacks are at increased risk for morbidity in the peripartum period.
Physical examination should focus on the pulmonary system. Chest auscultation may demonstrate wheezing with or without a prolonged expiratory phase. However, wheezing may not be audible if air movement is markedly reduced. Additional signs of an acute exacerbation of asthma include tachypnea, exaggerated (>20 mm Hg) pulsus paradoxus, and the use of accessory respiratory muscles.
In a pregnant woman with stable asthma, laboratory tests add little to anesthetic management. However, if an acute exacerbation is suspected, chest radiographic examination, arterial blood gas measurement, and pulmonary function tests may assist with diagnosis and therapy. Chest radiographic examination helps diagnose precipitating or complicating conditions such as pneumonia, pneumothorax, and heart failure. During an episode of acute asthma, arterial blood gas measurement often shows hypoxemia and respiratory alkalosis. After a prolonged, severe episode, arterial carbon dioxide tension increases as a result of fatigue. Spirometry measures the volume of gas exhaled over time (see Box 51.1 ). The most convenient indirect measurement for assessing airway obstruction during labor is the peak expiratory flow rate , which can be measured at the bedside with a flowmeter.
Management During Labor and Vaginal Delivery
The goals of analgesia for labor and delivery in asthmatic women include (1) provision of pain relief, (2) reduction in the stimulus to hyperpnea, and (3) prevention or relief of maternal stress. The goal of adequate pain relief does not differ for asthmatic women. It is important to prevent hyperpnea and stress in women with a history of asthmatic episodes triggered by exercise or stress. These goals should be accomplished with minimal sedation, minimal paralysis of the muscles of respiration, and minimal depression of the fetus, and can be accomplished with a number of analgesic modalities.
Systemic opioids may provide reasonable pain relief and reduce the stimulus to hyperpnea, especially during the early part of the first stage of labor. In theory, opioids reduce the risk for bronchospasm in asthmatic subjects. Opioid receptors are believed to be present in the respiratory tract and to inhibit release of excitatory neuropeptides. The clinical relevance of these findings is unknown, because moderate doses of inhaled morphine do not significantly alter airway tone. Conversely, high doses of some opioids (e.g., morphine) may increase the risk for bronchospasm by releasing histamine. The risk associated with using moderate doses of morphine does not seem excessive, because airway tone does not change in subjects with moderate to severe asthma after inhalation of morphine. An opioid that does not release histamine (e.g., fentanyl , remifentanil ) may be a better choice for the asthmatic parturient. High doses of opioids are not desirable in subjects with active wheezing because of the risks for maternal and neonatal respiratory depression (see Chapter 23 ).
Neuraxial analgesic techniques, including epidural or combined spinal-epidural (CSE) analgesia, provide continuous pain relief with a reduction in the stimulus to hyperventilation (see C hapter 24 ). These goals typically are achieved without maternal sedation or neonatal depression. Unlike other analgesic techniques, continuous lumbar epidural analgesia adds a margin of safety by providing the opportunity to extend the sensory block for cesarean delivery. The possibility of extension allows the anesthesia provider to avoid some of the risks associated with general anesthesia, particularly airway manipulation and bronchospasm. The most significant disadvantage of epidural anesthesia in an asthmatic subject is the risk of high thoracic motor block and respiratory insufficiency. Use of an appropriate epidural test dose and maintenance of sensory level at the T10 dermatome minimize this risk. In addition, the use of a dilute concentration of local anesthetic combined with a modest dose of a lipophilic opioid produces satisfactory analgesia with less motor block than local anesthetic alone.
Management During Cesarean Delivery
The choice between neuraxial anesthesia and general anesthesia for cesarean delivery depends on obstetric considerations and the respiratory status of the parturient. In general, avoidance of airway instrumentation is desirable because tracheal intubation markedly increases airway tone in asthmatic subjects.
The most important advantage of neuraxial anesthesia in the asthmatic patient is the avoidance of tracheal intubation. Stable asthmatic patients can undergo either spinal or epidural anesthesia. In unstable asthmatic patients who require the use of accessory muscles of respiration, neuraxial anesthesia may be hazardous because of impaired ventilatory capacity in the presence of a high thoracic motor block. Although it has been suggested that ropivacaine and levobupivacaine may cause less motor block than bupivacaine, decreases in maternal pulmonary function tests were similar following spinal anesthesia with bupivacaine, ropivacaine, or levobupivacaine for cesarean delivery.
The adrenal medulla receives innervation from preganglionic sympathetic fibers arising from the T6 to L2 spinal segments. Some authors have postulated that neuraxial anesthesia and the ensuing sympathectomy could precipitate or potentiate bronchospasm during cesarean delivery in asthmatic subjects by reducing adrenal output of epinephrine (adrenaline). This possibility seems remote. First, although epinephrine infusion can reduce airway reactivity in asthmatic subjects, epinephrine concentrations do not decrease during nonobstetric surgery performed with neuraxial anesthesia that achieves high thoracic sensory levels. Second, the contention that neuraxial anesthesia may prevent increases in circulating epinephrine that are required to compensate for stress-induced bronchospasm does not appear to be valid. Bronchoconstriction does not stimulate epinephrine secretion in human asthmatic subjects. Thus, neuraxial anesthesia is appropriate for cesarean delivery in stable asthmatic subjects.
General anesthesia for asthmatic women undergoing cesarean delivery requires a balance between the competing considerations of pulmonary aspiration and intraoperative bronchospasm. Although airway instrumentation provides a significant stimulus for bronchospasm, the high risk for aspiration mandates tracheal intubation during administration of general anesthesia in parturients.
The main options for tracheal intubation are rapid-sequence induction and awake fiberoptic intubation, although inhalational induction of general anesthesia with sevoflurane has been described in a parturient with status asthmaticus. Indications for awake intubation in asthmatic subjects are similar to those for nonasthmatic patients. Pretreatment with a local anesthetic and a beta-adrenergic agonist can attenuate reflex-induced bronchoconstriction. The benefits of topical local anesthesia and airway nerve blocks for awake intubation should be weighed against a possible increase in the risk for aspiration from the loss of protective airway reflexes. Rapid-sequence induction for cesarean delivery in asthmatic patients is most often accomplished using either propofol or ketamine , with ketamine long considered the agent of choice because of its sympathomimetic properties, which relax airway smooth muscle and inhibit neural reflexes. Beneficial airway effects of propofol also appear to occur via inhibition of airway reflexes. Intravenous lidocaine (lignocaine) , administered prior to the induction agent, inhibits airway reflexes and attenuates irritant-induced bronchoconstriction, including during tracheal intubation, and produces an additional protective effect above that of beta-adrenergic agonist pretreatment alone.
Although volatile halogenated anesthetic agents can relax uterine tone, their use should be considered for the maintenance of anesthesia. These agents attenuate airway responsiveness through direct effects on airway smooth muscle, inhibition of airway reflexes, and effects on the epithelium. If possible, the inhaled concentration should be administered at less than 0.5 minimum alveolar concentration to limit the possibility of uterine relaxation and hemorrhage. Sevoflurane acts as a bronchodilator in large and small airways and reverses airway constriction associated with tracheal intubation. Desflurane may have irritant effects on the airway owing to smooth muscle contraction in the airway. Based on a systematic review, isoflurane and sevoflurane are considered superior to desflurane in asthmatic patients.
An inhaled bronchodilator can be added if bronchospasm occurs. The potential disadvantage of this technique is that the most effective bronchodilators (i.e., the beta-adrenergic agonists) also relax uterine smooth muscle. The administration of a beta-adrenergic agonist by aerosol delivers a relatively greater dose of drug to the airways and minimizes uterine relaxation.
Emergence from general anesthesia, as with induction, requires a balance between reducing the risk for aspiration and lowering the risk for bronchospasm. Extubation of the trachea when the patient is awake minimizes the risk for aspiration, but the tracheal tube may stimulate reflexes and precipitate bronchospasm as the depth of anesthesia is reduced. If bronchospasm occurs during emergence, bronchodilators can be administered.
CIGARETTE SMOKING AND ELECTRONIC NICOTINE DELIVERY SYSTEMS
Epidemiology
Cigarette smoking is a significant, preventable cause of maternal morbidity and perinatal morbidity and mortality. From 2016 to 2021 the prevalence of smoking among pregnant women in the United States declined significantly, from 7.2% to 4.6%. E-cigarettes and other electronic nicotine delivery systems (ENDS) that deliver nicotine as an inhaled aerosol have increased in popularity, especially in young adults. The Pregnancy Risk Assessment Monitoring System (PRAMS) revealed increasing use of ENDS from 2016 to 2019, to 4.3% of women just before pregnancy and 1.3% in the last trimester. This estimate may underreport true prevalence, as the US Centers for Disease Control and Prevention collect PRAMS data by mail or telephone questionnaire.
Pathophysiology
Cigarette smoke contains a large number of separate components that have a variety of biologic effects. Nonrespiratory effects of cigarette smoking are described in Chapter 52 .
The primary respiratory effects of cigarette smoking include small airway obstruction, altered ventilation/perfusion relationship, and impairment of ciliary transport. The precise mechanisms for these effects are unknown. Smoking increases airway mucus production and reduces clearance, presumably by impairment of ciliary transport. Cigarette smoking is associated with an increase in nonspecific airway reactivity, possibly through epithelial damage, altered airway geometry caused by increased mucus secretion, or upregulation of endothelin receptors. These changes lead to a marked increase in the incidence of postoperative pulmonary complications.
E-cigarettes and other ENDS aerosols consist of nicotine and a multitude of other chemicals in various combinations. Acute effects of ENDS in humans include increased airway resistance, inflammation, and airway reactivity. Self-reported studies of chronic effects describe the development of symptoms similar to asthma associated with ENDS use, but the pathophysiology is unclear.
Interaction With Pregnancy
Few studies have documented the respiratory effects of cigarette smoking or ENDS use during pregnancy. In one study, reductions in forced expiratory flow rates suggested that pregnant women who smoke cigarettes have greater small airway resistance than those who do not smoke. These and other abnormalities were similar to the changes in airway function observed in nonpregnant smokers; although further studies are needed, other respiratory effects of cigarette smoking in pregnant women are likely similar to those in nonpregnant women.
Cigarette smoking adversely affects pregnancy in a number of ways. The association between smoking and low birth weight has a genetic influence, such that the specific variation of the nicotinic acetylcholine receptor gene cluster is associated with lower newborn birth weight in smokers but not in nonsmokers. Respiratory effects of maternal cigarette smoking on the fetus include impaired lung growth and pulmonary function. Further details regarding adverse maternal and fetal effects of smoking are described in Chapter 52 .
Evidence of respiratory effects of e-cigarettes in the fetus continues to emerge as usage increases. Animal models demonstrate defects of fetal lung development in the presence of chronic maternal exposure to e-cigarette vapor.
Medical Management
Cessation of smoking is the preferred form of medical management. Smoking cessation techniques include nonpharmacologic and pharmacologic methods. Nonpharmacologic methods incur little risk, are moderately effective, and are preferred to pharmacologic methods owing to a paucity of randomized controlled trials assessing risks and benefits. Das et al. demonstrated that smoking cessation before or early in pregnancy resulted in prompt improvement in maternal airway function, but no controlled studies have evaluated effects of smoking cessation on peripartum outcome. Despite a paucity of data, the American College of Obstetrics and Gynecology recommends cessation of e-cigarette use during pregnancy.
Anesthetic Management
For vaginal delivery, any of the analgesic techniques described earlier for asthmatic parturients are acceptable. For cesarean delivery, tracheal intubation is associated with bronchospasm in smokers ; neuraxial anesthesia avoids airway instrumentation and is therefore preferable to general anesthesia, although no controlled studies have documented differences in peripartum morbidity. If general anesthesia is required, methods for reducing the risk for intraoperative bronchospasm described previously should be considered. One study noted that respiratory resistance did not decrease after tracheal intubation in smokers anesthetized with desflurane , suggesting that other volatile halogenated anesthetic agents might be preferable.
CYSTIC FIBROSIS
Epidemiology
Cystic fibrosis (CF), a lethal genetic disorder that is transmitted as an autosomal recessive trait, affects approximately 1 in 5000 births in the United States. Because of improvements in diagnosis and therapy, a growing number of women with CF survive to reproductive age. From 2005 to 2014 the pregnancy rate in CF patients in the United States decreased approximately 2% per year. This decline was consistent with the overall national trend; however, the pregnancy rate in CF patients was much lower than that in the general population. In a retrospective multinational study, Shteinberg et al. found that 35% of women with CF had subfertility, which was approximately three times higher than in the general population.
Pathophysiology
Clinical features of CF result from abnormalities of epithelial tissues, especially in the respiratory, digestive, and reproductive tracts. Normal epithelial cells secrete Cl − in response to an increase in intracellular cyclic adenosine monophosphate (cAMP). In CF, a genetic mutation makes epithelial cells unable to alter Cl − permeability in response to changes in cyclic adenosine monophosphate (cAMP). The responsible gene is located on chromosome 7 and encodes a protein known as the cystic fibrosis transmembrane regulator (CFTR), which may be absent or dysfunctional as a result of multiple mutations. The CFTR acts as a Cl − channel but also has a number of other actions. CF is characterized by impaired water flow from the interior to the exterior of epithelial cells, leading to obstruction of exocrine glands with mucus.
In the lungs, abnormalities of electrolyte transport alter the composition of airway secretions. Inflammation, with infiltration of polymorphonuclear leukocytes, also contributes to changes in airway secretions. Large numbers of disintegrating neutrophils release DNA in quantities sufficient to overwhelm the ability of deoxyribonuclease I (DNAse I), an endogenously released enzyme, to digest extracellular DNA. Undigested DNA increases the viscosity of airway secretions, which causes obstruction of small airways and reduced lung volumes. The ensuing ventilation-perfusion inequalities produce arterial hypoxemia. Some patients have hyperreactive airways. Spontaneous pneumothorax occurs with an annual incidence estimated at 0.64%. Chronic airway obstruction and impaired mucus clearance increase the frequency of pulmonary infection. Additional contributory factors to inflammation include tumor necrosis factor alpha (TNF-α) mutations, fatty acid metabolism abnormalities, and increased arachidonic acid and metabolites. Most patients become colonized or infected with Pseudomonas aeruginosa . Eventually, tissue damage leads to bronchiectasis and pulmonary insufficiency. Chronic hypoxemia and lung destruction may produce pulmonary hypertension and cor pulmonale. Nonrespiratory manifestations of CF include pancreatic exocrine insufficiency, intestinal obstruction, and infertility.
Diagnosis
Clinical criteria for the diagnosis of CF include (1) the presence of chronic obstructive lung disease and colonization with P. aeruginosa before 20 years of age, (2) exocrine pancreatic insufficiency, and (3) a family history of CF. Laboratory findings include (1) sweat Cl − concentration > 60 mEq/L, (2) CFTR genotype with two known CF mutations, and (3) detection of CFTR dysfunction by the nasal potential difference test. Chest radiographs often demonstrate hyperinflation, and arterial blood gas measurement may show hypoxemia. Pulmonary function tests, which can reveal obstructive or restrictive lung patterns, are useful to assess the severity of the disease. With serial measurements, clinicians should look for evidence of an increased residual volume and a reduced FEV 1 .
Interaction With Pregnancy
Effect of Pregnancy on Cystic Fibrosis
The following factors may contribute to the deterioration of pulmonary function during pregnancy: (1) increased airway responsiveness and obstruction (as can occur in patients with asthma), (2) increased work of breathing, and (3) cardiovascular changes such as congestive heart failure and pulmonary hypertension associated with the increased blood volume of pregnancy.
In spite of potential negative effects of pregnancy on the course of CF, long-term maternal outcome does not appear to be affected. However, temporary reductions in FEV 1 in the immediate postpartum period may occur, and prepregnancy FEV 1 is a useful predictor of ability to tolerate pregnancy.
Effect of Cystic Fibrosis on Pregnancy
CF has been associated with an increased risk for low-birth-weight infants and preterm delivery, but recent evidence suggests that improved care of these patients can mitigate these problems. Affected women with poor prepregnancy FEV 1 (≤50% predicted) are more likely to have cesarean delivery, preterm delivery, and low-birth-weight infants compared with women with FEV 1 > 50% predicted. Potential mechanisms for these complications include chronic hypoxemia and poor maternal nutrition. Pancreatic insufficiency, poor nutritional status, CF-related diabetes mellitus, poor cardiac function, and high bacterial burden have been associated with poorer pregnancy outcomes.
Medical Management
Respiratory management of CF is primarily symptomatic. Patients with large volumes of mucus production undergo mechanical airway clearance. Some patients inhale recombinant human DNAse I to reduce viscosity of lung secretions caused by accumulating DNA. Hypertonic saline inhalation aids clearance of airway mucus. Bronchodilators may help those patients who manifest a reversible component of airway obstruction. Continuous oxygen therapy may benefit patients with hypoxemia and cor pulmonale.
Long-term antibiotic therapy with inhaled tobramycin reduces both the incidence of recurrent pulmonary infection and the frequency of exacerbations in patients with CF. Long-term administration of oral azithromycin also decreases exacerbations from CF through either its antibiotic or its antiinflammatory properties. Effects of long-term antibiotic therapy on the fetus are unknown.
Other forms of therapy include gene therapy and lung transplantation. The goal of gene therapy is to improve function of the defective CFTR protein. Ivacaftor and lumacaftor/ivacaftor combination therapies are used for patients with certain specific mutations. With only anecdotal experience in pregnancy, the safety of these CFTR modulators for the fetus has not yet been established. Concerns regarding these medications include potential increased risk of neonatal cataracts; infants exposed to these medications in utero or while breastfeeding are recommended to undergo a screening ophthalmologic examination.
Pulmonary deterioration sometimes necessitates double-lung transplantation, although it is unclear whether this alters survival. Pregnancy following lung transplantation is associated with a high risk of prematurity, neonatal complications, and rates of rejection.
Obstetric Management
Because of the influence of pregravid maternal health on pregnancy outcome, the primary obstetric issue centers on the advisability of pregnancy in patients with CF. Criteria for termination of pregnancy are not clearly defined. Genetic counseling regarding the risk for CF in offspring is another important component of obstetric management.
Anesthetic Management
Considerations for anesthetic management focus primarily on the pulmonary system. Because of the high incidence of hypoxemia in patients with CF, continuous monitoring of oxygen saturation and appropriate oxygen therapy are advisable. The increased cardiac output at the time of delivery is important to consider in women with right heart dysfunction, including those with pulmonary hypertension, as it may merit invasive monitoring in patients at risk of heart failure.
The goals of pain relief during labor are to provide adequate analgesia and to prevent maternal hyperventilation while avoiding high thoracic motor block and respiratory depression. High thoracic motor block may impair the parturient’s ability to cough and eliminate thick secretions. Hyperventilation increases the work of breathing and may cause decompensation in patients with severe pulmonary dysfunction. For pain relief during labor, parenteral opioid analgesia may worsen pulmonary function by depressing respiratory drive and inhibiting cough. Intrathecal opioids have been used successfully, but patients should be monitored carefully for respiratory depression. Continuous lumbar epidural analgesia, with a sensory nerve block maintained at the level of the T10 dermatome, can provide excellent pain relief and reduce the stimulus for hyperventilation, with minimal motor block of the thorax. A dilute solution of bupivacaine, with or without a lipophilic opioid, provides sensory analgesia with minimal motor block and is therefore nearly ideal in this setting. In healthy parturients, this technique actually improves respiratory function slightly.
Cesarean delivery should be reserved for obstetric indications. No studies have documented differences in outcome between general anesthesia and neuraxial anesthesia in patients with CF; however, neuraxial anesthesia offers the advantage of avoiding tracheal intubation which may be associated with bronchospasm or obstruction of the tracheal tube with secretions. Neuraxial anesthesia also avoids positive-pressure ventilation, which may enlarge a preexisting pneumothorax. The primary consideration for neuraxial anesthesia during cesarean delivery is to avoid high thoracic motor block, which may impair ventilation and the ability to cough. Effective spinal anesthesia for cesarean delivery slightly decreases vital capacity. Methods for reducing the risk for excessively high motor block include the use of a continuous catheter technique, which allows titration of the local anesthetic agent to achieve the desired sensory level, and the use of the lowest concentration of local anesthetic (with or without a lipophilic opioid) that provides surgical anesthesia. Both epidural and CSE anesthesia have been used. Patients with severe cardiorespiratory manifestations of CF may benefit from extracorporeal membrane oxygenation (ECMO) peripartum, and consultation with an ECMO team may help optimize the patient for delivery and potential support.
For general anesthesia, techniques to reduce the risk for bronchospasm, as described for patients with asthma (see earlier discussion), may be warranted. Additional considerations include (1) humidification of gases to prevent inspissation of mucus, (2) frequent suctioning to remove excess secretions, and (3) use of ventilator settings that allow an appropriately long expiratory phase to prevent air trapping and pneumothorax. It may be prudent to avoid nitrous oxide because of the risk for pneumothorax. Patients should be allowed to awaken fully before extubation of the trachea. Early chest physiotherapy and mobilization are recommended in the immediate postoperative period to reduce the risk of venous thromboembolism, infection, and deconditioning.
RESPIRATORY FAILURE
Epidemiology
The prevalence of acute respiratory failure during pregnancy is thought to be as high as 1 in 500 with an estimated 0.1% to 0.3% of pregnancies affected. While the most common obstetric causes are hypertensive disease and hemorrhage, a significant number of patients suffer from acute respiratory distress syndrome (ARDS) . A large database analysis of more than 55 million pregnancies from 2006 to 2012 revealed that the number of pregnant patients requiring mechanical ventilation as a result of ARDS increased from 36.5 cases per 100,000 live births in 2006 to 59.6 cases per 100,000 live births in 2012, with an in-hospital mortality rate of 9%.
Pregnancy may predispose women to the development of ARDS secondary to the physiologic changes that occur during pregnancy, including increased blood volume, reduced oncotic pressure, upregulation of the inflammatory response, increased capillary leak, decreased lower esophageal sphincter tone, and increased intraabdominal pressure. A study that compared pregnant and nonpregnant women with ARDS found that pregnant women were younger and had greater severity of ARDS and higher driving pressures than nonpregnant women; maternal and perinatal mortality were high at 18.5% and 37%, respectively. Notably, mortality in the latter study was not significantly different between the pregnant and the nonpregnant cohort.
Pathophysiology
The pathophysiology of respiratory failure depends on the underlying disorder. ARDS results from a group of predisposing conditions, but a common final pathway leads to similar manifestations. Damage to the alveolar and capillary membranes initiates a cascade of events leading to fluid transudation that often is accompanied by pulmonary venoconstriction. Direct injury to the alveolar and capillary membranes can result from pulmonary aspiration of gastric contents and perhaps oxygen toxicity. Indirect toxicity can result from humoral and cellular mechanisms caused by triggers such as sepsis and amniotic fluid embolism. Transudation of fluid leads to atelectasis, airway obstruction, reduced lung compliance, and altered ventilation-perfusion relationship. Both physiologic dead space and shunt fractions are increased.
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