Fig. 2.1
Goals of preoperative evaluation
Table 2.1
Basic preoperative evaluation
Patient particulars | Age | Sex | Height | Weight |
---|---|---|---|---|
Allergies | Drug and type of allergy: rash/anaphylaxis | |||
Medications | List of medications and those taken in AM | |||
Previous surgeries | List of surgeries | |||
Anesthesia problems | PONV | MH | Other | |
System review | See below | |||
Airway examination | Class 1–4 | Neck movements | Dentition (dentures/caps/crown) | |
Physical examination | Cardiac | Pulmonary | Neurological | Vitals/others |
Laboratory values | CBC | Chemistry | Coagulation | ECG/chest X-ray/others |
NPO status | Full stomach precautions? | |||
Anesthetic plan | General | Regional | TIVA | MAC |
Regional anesthesia | Spinal | Epidural | Nerve block: single shot/continuous | |
Invasive monitoring | Arterial line | Central venous catheter | Pulmonary artery catheter | |
ASA classification | 1–6 (E) |
Preoperative System Review
Cardiovascular
In general, history should include questions about hypertension (diastolic BP < 110 mmHg), angina, myocardial infarction, congestive cardiac failure, arrhythmias (atrial fibrillation on warfarin), valvular disease, lipids status, and the presence of a pacemaker/AICD. Specific guidelines for preoperative cardiac evaluation for noncardiac surgery were initially developed in 1980 by the American Heart Association and American College of Cardiology. This included an algorithm to assist in clinical decision making for cardiac evaluation. The most recent revision of this was in October 2007. The algorithm (Table 2.2) is now based on several factors:
Table 2.2
Cardiac evaluation algorithm
Active cardiac conditions | Surgical risk | Functional capacity | Clinical risk factors | Surgical class | Plan |
---|---|---|---|---|---|
Yes | Testing and treatment | ||||
No | Low | Surgery | |||
Intermediate or high | >4 MET | Surgery | |||
<4 MET | 3 or more | Vascular | Testing/surgery | ||
Intermediate | Surgery/beta-blockers or testing | ||||
1–2 | Vascular | Surgery/beta-blockers or testing | |||
Intermediate | Surgery/beta-blockers or testing | ||||
None | Vascular | Surgery | |||
Intermediate | Surgery |
Need for surgery
Presence of active cardiac conditions
Surgical risk
Functional capacity
Clinical indicators/risk factors
Need for Surgery
During emergency surgeries, cardiac complications are significantly increased, up to 2–5 times more frequent when compared to similar elective procedures. Due to the nature of emergency surgery, it is not possible to optimize the patient with significant cardiac comorbidities that are currently not under control. In addition, the nature of the surgery and the insult to the system that has already occurred may make perioperative precautions (i.e., maintenance of blood pressure, avoidance of anemia, use of invasive monitors, etc.) all that one can do to decrease perioperative morbidity and mortality.
If the surgery is emergent, then surgery needs to happen regardless of the patient’s comorbidities. The physician should determine cardiac status and tailor anesthetic management based on that. However, if the surgery is not an emergency, the physician needs to determine the surgical risk, whether or not the patient has active cardiac conditions, clinical risk factors, and what the patient’s functional capacity is, and tailor preoperative workup based on this.
Active Cardiac Conditions
If a patient has any active cardiac conditions, this mandates further evaluation and intensive management, which may result in surgical delay. Active cardiac conditions are listed in Table 2.3. If a patient has active cardiac conditions involving the coronary arteries, then one must take into consideration how long the surgery can wait. This timing is related to the period that the patient needs to be on antiplatelet medication after revascularization:
Table 2.3
Active cardiac conditions
Unstable coronary syndromes | Unstable angina |
Acute myocardial infarction within 30 days | |
Congestive heart failure | Decompensated |
Arrhythmias | Heart block |
Atrial fibrillation | |
Ventricular tachycardia | |
Symptomatic bradycardia | |
Severe valvular disease | Severe aortic stenosis (mean pressure gradient greater than 40 mmHg, valve area less than 1 cm2, presence of symptoms) |
Symptomatic mitral stenosis |
Balloon angioplasty—delay surgery 2–4 weeks
Bare metal stent—delay surgery 4–6 weeks to allow endothelialization of stent. Administer aspirin and Plavix for 4 weeks.
Drug-eluting stent—need to complete 12 months of dual antiplatelet therapy
Surgical Risk
Surgical risk is divided into three categories—high (vascular), intermediate, and low (Table 2.4). The evaluating clinician must also take into account the type of surgery the patient is scheduled to undergo. Factors related to the type of surgery are a function of the degree of invasiveness. Therefore, the amount of expected blood loss, duration of the procedure, potential patient-related stress, and fluid shifts associated with the procedure all need to be taken into account. Once all of these factors are evaluated, a final decision can be made as to the patient’s potential for experiencing a perioperative cardiac complication. Patients undergoing low-risk surgery do not need any additional cardiac testing, unless of course active cardiac conditions are present.
Table 2.4
Surgical risk
High—vascular (cardiac risk >5 %) | Intermediate (cardiac risk 1–5 %) | Low (cardiac risk <1 %) |
---|---|---|
Aortic | Orthopedic | Endoscopy |
Major vascular | Head and neck | Breast |
Peripheral vascular | Prostate | Eye |
Intraperitoneal or intrathoracic | ||
Carotid endarterectomy |
Functional Capacity
Functional capacity involves assessing metabolic equivalent of task (MET) (Table 2.5). If the patient is unable to obtain an exercise level of 4 MET or MET cannot be obtained, further testing may be warranted depending on the patient’s clinical risk factors and the invasiveness of surgery. Patients who can achieve more than 4 MET rarely need any additional cardiac testing.
Table 2.5
Assessing metabolic equivalent of task (MET)
MET | Activity | Perioperative cardiac risk |
---|---|---|
1–3 MET | Taking care of yourself (eating, desk work), walking 1–2 blocks | High |
4–9 MET | Climb stairs, walk briskly, running short distance, moderate sports | Intermediate to low |
10 MET or greater | Active sports (swimming, ski, jogging) | Low |
Clinical Risk Factors
If the patient is undergoing intermediate-risk surgery and has an activity level of less than 4 MET, one must establish how many clinical risk factors the patient has (Table 2.6). If there are no clinical risk factors then one may proceed with surgery. If one or more risk factors are present, then additional cardiac testing may be considered if it will change management. If no cardiac testing is decided, then one may proceed with surgery with heart rate control.
Table 2.6
Clinical risk factors
Heart disease | Myocardial infarction >1 month |
Positive stress test | |
Nitroglycerin use | |
Angina | |
Q waves on EKG | |
Congestive heart failure (CHF) | History of CHF |
Positive chest X-ray (pulmonary vascular redistribution) | |
Peripheral edema, presence of third heart sound (S3) and rales on chest auscultation, dyspnea | |
Cerebrovascular disease | History of stroke or transient ischemic attack (TIA) |
Diabetes mellitus | Insulin therapy |
Renal insufficiency | Serum creatinine > 2 |
If the patient is undergoing high-risk surgery and has an activity level of less than 4 MET, one must establish how many clinical risk factors the patient has. If there are no clinical risk factors, then it may be fine to proceed with surgery. If there are 1–2 clinical risk factors, then consider additional cardiac testing if it will change management, or proceed to the operating room with heart rate control. If there are three or more clinical risk factors, then proceed with additional cardiac testing.
Pulmonary
Asthma and COPD
Both asthma and COPD increase the risk of postoperative respiratory failure. The history should include questions about the type of therapy including steroid use, severity (ER visits, intubation), and any aggravating factors, such as aspirin use or exercise. The patient should be instructed to continue their inhalers as usual and to bring them with them on the day of surgery. If the patient has worsening symptoms or poorly controlled COPD/asthma, a pulmonary consult may be warranted.
Sleep Apnea
The evaluating physician should inquire about snoring (confirmed by a partner), hypertension, chronic fatigue, and obesity. Patients that wear continuous positive airway pressure (CPAP) masks should be instructed to bring their machines on the day of surgery.
Smoking
Patients should be instructed to stop smoking before surgery. Smoking increases airway reactiveness, inhibits ciliary motility to remove secretions, causes poor wound healing, and increases the rate of complications after surgery. The maximal beneficial effects occur if smoking is stopped for at least 8 weeks prior to surgery. However, carboxyhemoglobin (carbon monoxide—CO) levels decrease in the first 12–24 h after stopping smoking (improves oxygenation). Both nicotine and CO have negative effects on the heart (increase oxygen demand, decrease contractility). It should be noted that in some patients, airway reactiveness and secretions might increase paradoxically for about a week after smoking cessation.
Neurological
In general, one should inquire about diseases such as multiple sclerosis, myasthenia gravis and muscular disorders, and spinal cord injury (level of lesion—risk of hypertensive crisis in lesions above T6). The evaluating physician should inquire about the type of seizure type, frequency, and medications. Antiseizure medications should be continued throughout the perioperative period. If the patient cannot take oral medications postoperatively, then intravenous formulations should be substituted. Any baseline functional and neurological impairments (any residuals) should be documented. If the patient has advanced dementia, the evaluating physician may need to take history or to get informed consent from a family member or health care proxy.
Renal
Chronic kidney disease is a complex systemic disease that results commonly from conditions, such as diabetes mellitus, hypertension, and glomerulonephritis. For patients on hemodialysis, the frequency and route of administration of dialysis should be documented, including a plan for timing of dialysis perioperatively. A potassium level should be obtained preoperatively. Volume control is a critical issue in dialysis patients, and these patients may be prone to hypotension.
Hepatic
Etiologies of liver disease include alcoholic, infectious, autoimmune, or neoplastic processes. End-stage liver disease may manifest with ascites, coagulopathies, and encephalopathy with alterations in drug distribution and metabolism. Platelet count and coagulation profile should be evaluated preoperatively in these patients.