(1)
Studio Medico-legale Viglino, Corso G. Ferraris 147, Turin, Italy
Let us get started with a dichotomy that needs to be clear: the fil rouge that joins law and medicine together.
Medical jurisprudence: deals with legal aspects of medical practice of doctors.
Forensic medicine: deals with medical aspects of law and medicolegal case management.
This work will take into account the first issue.
The threat of clinical negligence litigation for responsibility1 remains a great apprehension for all practicing doctors since there has been a steady rise in the number of claims for negligence in the last years.
Doctors have the statutory duty to maintain and continuously improve clinical standards through clinical governance. Despite this, standards sometimes fall, and patients more often turn to the courts for remuneration.
The legal standard of care is currently a professionally based standard determined by the evidence provided by expert witnesses. The adoption of guidelines in clinical practice has been increasing with the aim to help standardize care all over the world. There may be a role for the use of guidelines in determining the legal standard of care, which could improve healthcare quality and reduce harm to patients.
We can easily point out five events that might alert the physician to impending litigation:
1.
A clear error is made.
2.
A serious and unexpected accident occurs in the course of treatment.
3.
The patient is clearly dissatisfied. Many legal actions are commenced by discontent patients who feel their physician did not give them enough attention; these patients may then attribute a result that is less than perfect to the carelessness of the physician rather than being an acceptable complication.
4.
A complaint is made to the law authority.
5.
A self-rule decision is made by the law authority to hold an inquest or investigation into the death of a patient.
The most common notice of an impending legal action is the receipt of a letter from a lawyer on behalf of the patient or from the law enforcing agencies. Some of these letters (those from the lawyer) simply request copies of the medical records and may include general questions for the physician about the treatment rendered, the complication that occurred, and the current prognosis for the patient.
A good working knowledge of the law in this regard, coupled with a thorough understanding of the correct method of dealing with such cases, helps one to build confidence over riding the fear of responsibility.
14.1 The Violation of Contract
Almost all over the world these claims are made when it is alleged that the physician has breached an expressed or implied term of the agreement that arises out of the physician-patient relationship, usually an allegation that the physician failed to achieve the guaranteed result. A claim for violation of contract is also advanced when it is alleged that the physician has disclosed confidential information about the patient without proper authorization and in the absence of being required to disclose the information by law. In Italy, the concept of the medical contract has a general application where a direct physician-patient relationship has been established. The existence of a medical contract does not necessarily impose an obligation of result to the physician, although the physician may have an obligation of means.
14.2 Informed Consent
It is now widely accepted that clinicians should negotiate rather than dictate what is in the best interests of patients.
Several decades ago, it was common for clinicians to minimize the importance of respecting the autonomy of patients in clinical practice, their ability, and need to make plans about the personal consequences of treatment for them and others.
It is not unusual today for a claim to be asserted on behalf of the plaintiff alleging that, in obtaining consent, the physician failed to provide all the information about the nature and anticipated effect of the proposed procedure, including the significant risks and possible alternatives that a reasonable person would wish to know in determining whether to proceed. The notion of informed consent is entrenched in many codes of ethics and in legislation, in Italy particular in the Civil Code, and gives the tools in current professional and legal guidance about obtaining informed consent from competent patients.
Successful relationships between doctors and patients depend on trust. To establish that trust, patients’ autonomy must be respected. They must be given sufficient information, in a way that they can understand, in order to enable them to make informed decisions about their care.
For example, in England a wide range of professional organizations—including the British Medical Association, the Royal Colleges, and the various defense associations—all endorse the same moral principles.
The same can be said of professional and regulatory bodies in other countries.
The law also endorses the moral importance of respect for autonomy within medicine. To avoid a claim of battery, the consent of patients to treatment must be based on information “in broad terms” about the nature of, and reason for, proposed treatment choices. Separate consent must be provided for distinct procedures. Patients should be informed about which procedures within a treatment plan are independent and consent obtained for each component therapy, rather than for the plan as if it were as an indistinguishable whole. This will be so, even if refusal of one component may seriously compromise the patient’s prospects for recovery.
The new standards were worrisome for physicians, creating great uncertainty about what was expected of them. It would appear, however, that physicians have come to appreciate the need for more detailed explanations to be given to their patients and are finding the requirements of informed consent are not imposing as stringent a hardship as once feared. The successful defense of such actions is assisted by the overriding requirement, that to succeed the plaintiff must demonstrate that in the face of full disclosure, a reasonable person in the patient’s place would have refused the procedure.
There is a very basic proposition recognized by the courts all over the world that every human being of adult years and of sound mind has the right to determine what shall be done with his or her own body. This general principle is that of the inviolability of the person mostly in all countries. Therefore, subject to certain exceptions, such as an emergency or a court order, a physician must obtain a valid and informed consent before any treatment is administered to a patient.
An emergency nullifying the requirement to obtain consent only exists where there is imminent and serious danger to the life or health of the patient and it is necessary to proceed immediately to treat the patient. The concept of emergency treatment also extends to instances where the patient requires treatment to alleviate severe suffering. The convenience of the physicians, the healthcare team, and the hospital, however, must not be included as determining factors in declaring proposed treatment to be emergent.
The following suggestions may help physicians meet the legal standards applicable to the law of consent:
Discuss with the patient the nature and anticipated effect of the proposed treatment, including the significant risks and available alternatives.
Give the patient the opportunity to ask questions.
Tell the patient about the consequences of leaving the ailment untreated. Although there should be no appearance of coercion by unduly frightening patients who refuse treatment, the courts now recognize there is a positive obligation to inform patients about the potential consequences of their refusal.
Be alert to and deal with each patient’s concerns about the proposed treatment. It must be remembered that any patient’s special circumstances might require disclosure of potential although uncommon hazards of the treatment when ordinarily these might not seem relevant.
Exercise cautious discretion in accepting waivers, even if the patient waives all explanations, has no questions, and may be prepared to submit to the treatment whatever the risks.
In order to avoid a claim of negligence, the information disclosed to patients, when obtaining consent about risks, must be “reasonable” in the eyes of the court, leaving aside breaches of professional duty so obvious that they “speak for themselves.” The care is regarded as appropriate if the experts convince the court that a relevant reasonable body of professional opinion would endorse the course of action that was actually taken. In the case of consent, the issue would be the amount and accuracy of information disclosed by a doctor and contested by a patient.
Being short of suitable action of this will be irrespective of:
1.
The degree that claimants believe that they were morally entitled to specific information they were not given
2.
The degree of harm they suffered as a result
Consent assessed as appropriate is judged by a “professional standard” which may be inappropriate outside the profession if it disregards the patient and is based solely on the views of clinicians.
In the past, some patients were not given the information about therapeutic risks when they clearly should have been. Such moral breaches of the duty to respect the patient’s autonomy have recently led the judiciary to question the relevance of the appropriate standard for determining what patients should be told about risks.