Huntington’s disease
Huntington’s disease is a universally fatal neurodegenerative disorder affecting the central nervous system that results from an autosomal dominant mutation in the huntingtin gene. It is characterized by movement and psychiatric disorders as well as dementia and occurs in 4–10 per 100,000 population. The genetic defect is due to a mutation in the Huntingtin gene (HTT) on the short arm of chromosome 4, resulting in production of an abnormal form of huntingtin. Huntingtin is present ubiquitously in somatic tissues, and only recently have the pathological effects of mutant HTT been described outside of the CNS. , The mechanism by which the genetically altered protein induces the associated central nervous system changes is unknown, but prevailing theories suggest that huntingtin deposition enhances neuronal susceptibility to oxidative stress or glutamate mediated excitotoxicity. The brain of a patient with Huntington’s disease undergoes progressive atrophy and gliosis that is most prominent in the basal ganglia. Interestingly, striatal atrophy becomes apparent with some MRI techniques more than a decade before onset of clinical symptoms. These cerebral alterations, combined with loss of GABA-ergic neurons in the striatum, and skeletal muscle changes help explain the motor symptoms of Huntington’s disease, but the pathophysiology of the cognitive and psychiatric alterations remains unknown.
A patient with Huntington’s disease can develop symptoms at any time after infancy, but they usually become evident in the late 30s or early 40s. As such, the diagnosis is often not established until after reproduction, but genetic testing now allows for earlier diagnosis and the option of genetic counseling. The motor symptoms of Huntington’s disease typically begin with a lack of coordination and involuntary jerks. These uncontrollable, involuntary choreic movements (i.e., random jerking movements of the extremities, torso, face and truncal muscles) and athetosis (i.e., slower sinusoid writhing movements) peak after steady progression for 10 years and ultimately develop a rigid dystonic character. Dysphagia is common in advanced cases and most patients suffer from malnutrition at some stage.
All patients with Huntington’s disease eventually develop dementia that spares long-term memory, but impairs executive functions. Other psychiatric and cognitive changes occur before, after, or at the same time as motor abnormalities and may include irritability, apathy, emotional instability, impulsiveness, and aggression. Depression is frequent, as is suicide, which occurs at a rate up to 10 times that of the general population. Death usually occurs within 20 years of diagnosis due to falls, pneumonia, aspiration, malnutrition or suicide.
There are no specific treatments that prevent, cure, or slow the progression of Huntington’s disease. Symptomatic therapy aims to control the motor and psychiatric aspects of the disease. Drugs shown in clinical trials to be efficacious for the treatment of chorea include amantadine, remacemide, levetiracetam, and tetrabenazine. However, they can cause bradykinesia, rigidity, depression and sedation. The affective disorders associated with Huntington’s disease are often amenable to psychiatric treatment, such that polypharmacy is common in these patients. The prudent anesthesiologist will, therefore, be vigilant for the possibility of adverse drug interactions.
Anesthetic management for a patient with Huntington’s disease is driven mostly by theory because the literature is limited to anecdotal experiences and case reports. Because patients with Huntington’s disease are at increased risk of pulmonary aspiration due to pharyngeal muscle abnormalities and dysphagia, aspiration prophylaxis and precautions seem warranted, but whether administration of anesthesia to these patients further increases the risk of aspiration pneumonitis is unknown. Patients with Huntington’s disease are also alleged to be at risk for prolonged respiratory depression and delayed return to consciousness after general anesthesia and have reduced requirements for midazolam. Whether this is related to altered pharmacokinetics due to nutritional depletion and altered protein binding, increased central nervous system sensitivity, or altered pharmacodynamics is unknown. In any event, most patients with Huntington’s disease experience a normal anesthetic and postanesthetic course. , ,
Data concerning the response to muscle relaxants is similarly confusing. There is an increased incidence of abnormal plasma cholinesterase variants among patients with Huntington’s disease and a case report of prolonged muscle relaxation following administration of succinylcholine, but succinylcholine has been used uneventfully in other cases. There are, however, no case reports of succinylcholine-induced hyperkalemia. With respect to non-depolarizing muscle relaxants, both abnormal and normal responses have been reported. ,
There are also reports of clinically significant, generalized, tonic muscle spasms related to shivering during emergence from anesthesia in patients with Huntington’s disease, suggesting maintenance of perioperative normothermia is especially important in these patients. Some authors even recommend avoiding inhalational anesthetics to decrease the risk of postoperative shivering, although the benefit of doing so is only theoretical and exacerbation of involuntary movements has been noted after propofol anesthesia. , , Lastly, other than being technically difficult because of the continuous uncontrollable movements, there appears to be no contraindication to regional anesthesia in the patient with Huntington’s disease. ,
Amyotrophic lateral sclerosis
Amyotrophic lateral sclerosis (ALS) is a progressive, untreatable, degenerative disease of the central nervous system that involves both upper and lower motor neurons. The disease affects 5–6 per 100,000 population with an average age at onset of 56 years. ALS is marked by loss of motor neurons in the anterior horn of the spinal cord, brainstem nuclei of cranial nerves V, VII, IX, X, XII, and degeneration of the corticospinal tracts secondary to loss of cortical motor neurons. This degeneration produces symptoms that include asymmetric muscle atrophy and weakness and bulbar abnormalities, such as dysarthria, dysphagia, drooling, and an ineffective cough. The clinical course ultimately ends in paralysis, but the type depends upon whether upper or lower motor neuron lesions are most prominent. If upper motor neuron lesions predominate, the paralysis is spastic whereas lower motor neuron lesions result in flaccidity. Both evolve over months to years and affect all striated muscles except that of cardiac and ocular origin. The disease leads to a restrictive pulmonary defect, with progressive decreases in FVC and FEV1 as a result of muscle weakness and skeletal deformities. These changes can occur rapidly but typically are slowly progressive and lead to hypercarbia, atelectasis, and a predisposition to pneumonia. Multiple studies suggest that survival and quality of life may be enhanced by the administration of riluzole, a glutamate release antagonist, and both respiratory and nutritional support in the form of noninvasive ventilation and placement of a gastrostomy tube. Death usually occurs within 3–10 years of diagnosis due to respiratory complications, such as pneumonia, atelectasis, and/or aspiration.
There are no laboratory tests to confirm the diagnosis of ALS, which is usually made on the basis of both upper and lower motor neuron abnormalities in association with progressive motor dysfunction. , Supporting laboratory evidence includes spontaneous fibrillations, positive sharp waves, fasciculations and decreased recruitment of motor units on EMG. Nerve conduction studies are normal or reflect denervation of motor neurons without sensory involvement.
Genetics may play a role in the etiology of some cases of ALS as mutations in superoxide dismutase 1, TAR DNA-binding protein, fused in sarcoma, and ubiquitin 2 are associated with the development of ALS, but there are suggestions that environmental factors such as central nervous system trauma, bacteria, and cigarette smoke may be involved. Ultrastructural changes in the motor neurons of patients with ALS include inclusion bodies and swelling in the proximal axon and cell body. Ultimately, these abnormal neurons are thought to undergo necrosis or apoptosis, leading to degeneration and neuronal cell loss.
Given the pathophysiology and clinical manifestations of ALS, anesthetic considerations include altered responses to muscle relaxants, ventilation impairment, bulbar dysfunction, and concerns about neurologic sequelae of regional anesthesia. Patients with ALS are predisposed to succinylcholine-induced hyperkalemia because of denervation and atrophy of skeletal muscles. Thus, succinylcholine is best avoided in these patients. Patients with ALS may also have increased sensitivity to non-depolarizing muscle relaxants, suggesting either that relaxants be avoided altogether or that shorter acting relaxants be used. , Although not currently clinically available in the US, the administration of Sugammadex to a patient with ALS with residual neuromuscular weakness after reversal of neuromuscular blockade has been successfully reported. Progressive impairment of ventilation is another serious problem and the degree of impairment is a useful predictor of anesthetic risk and the need for postoperative ventilatory support. While it would be easy to suggest that regional anesthesia is preferable to general in such high-risk patients, it has not been established that this is true. Although cases have been successfully conducted using both regional and general anesthesia, significant respiratory involvement may predispose patients with ALS to perioperative respiratory failure. Accordingly, it may be necessary to support ventilation in the ALS patient both during and in the immediate postoperative period regardless of anesthetic technique. ,
The primary concern about bulbar dysfunction is dysphagia and the risk of recurrent pulmonary aspiration. For this reason, aspiration prophylaxis should be considered but there is no evidence that this reduces the perioperative risk of aspiration pneumonitis in the ALS patient. Moreover, because of the inability to swallow properly, many ALS patients will require placement of a feeding tube. This can typically be accomplished under regional anesthesia, but may require the use of noninvasive ventilation both during and after the procedure.
Lastly, there has been concern about the possibility that regional anesthesia may facilitate progression of neurodegenerative diseases such as ALS. Evidence for this is entirely anecdotal, however, and there are several case reports of uneventful neurologic recovery following epidural anesthesia and peripheral nerve blocks in ALS patients. Perhaps the most one can say is that regardless of the type of anesthesia, the proximate cause of neurologic deterioration is difficult to establish in a relentlessly progressive neurologic disorder.
Amyotrophic lateral sclerosis
Amyotrophic lateral sclerosis (ALS) is a progressive, untreatable, degenerative disease of the central nervous system that involves both upper and lower motor neurons. The disease affects 5–6 per 100,000 population with an average age at onset of 56 years. ALS is marked by loss of motor neurons in the anterior horn of the spinal cord, brainstem nuclei of cranial nerves V, VII, IX, X, XII, and degeneration of the corticospinal tracts secondary to loss of cortical motor neurons. This degeneration produces symptoms that include asymmetric muscle atrophy and weakness and bulbar abnormalities, such as dysarthria, dysphagia, drooling, and an ineffective cough. The clinical course ultimately ends in paralysis, but the type depends upon whether upper or lower motor neuron lesions are most prominent. If upper motor neuron lesions predominate, the paralysis is spastic whereas lower motor neuron lesions result in flaccidity. Both evolve over months to years and affect all striated muscles except that of cardiac and ocular origin. The disease leads to a restrictive pulmonary defect, with progressive decreases in FVC and FEV1 as a result of muscle weakness and skeletal deformities. These changes can occur rapidly but typically are slowly progressive and lead to hypercarbia, atelectasis, and a predisposition to pneumonia. Multiple studies suggest that survival and quality of life may be enhanced by the administration of riluzole, a glutamate release antagonist, and both respiratory and nutritional support in the form of noninvasive ventilation and placement of a gastrostomy tube. Death usually occurs within 3–10 years of diagnosis due to respiratory complications, such as pneumonia, atelectasis, and/or aspiration.
There are no laboratory tests to confirm the diagnosis of ALS, which is usually made on the basis of both upper and lower motor neuron abnormalities in association with progressive motor dysfunction. , Supporting laboratory evidence includes spontaneous fibrillations, positive sharp waves, fasciculations and decreased recruitment of motor units on EMG. Nerve conduction studies are normal or reflect denervation of motor neurons without sensory involvement.
Genetics may play a role in the etiology of some cases of ALS as mutations in superoxide dismutase 1, TAR DNA-binding protein, fused in sarcoma, and ubiquitin 2 are associated with the development of ALS, but there are suggestions that environmental factors such as central nervous system trauma, bacteria, and cigarette smoke may be involved. Ultrastructural changes in the motor neurons of patients with ALS include inclusion bodies and swelling in the proximal axon and cell body. Ultimately, these abnormal neurons are thought to undergo necrosis or apoptosis, leading to degeneration and neuronal cell loss.
Given the pathophysiology and clinical manifestations of ALS, anesthetic considerations include altered responses to muscle relaxants, ventilation impairment, bulbar dysfunction, and concerns about neurologic sequelae of regional anesthesia. Patients with ALS are predisposed to succinylcholine-induced hyperkalemia because of denervation and atrophy of skeletal muscles. Thus, succinylcholine is best avoided in these patients. Patients with ALS may also have increased sensitivity to non-depolarizing muscle relaxants, suggesting either that relaxants be avoided altogether or that shorter acting relaxants be used. , Although not currently clinically available in the US, the administration of Sugammadex to a patient with ALS with residual neuromuscular weakness after reversal of neuromuscular blockade has been successfully reported. Progressive impairment of ventilation is another serious problem and the degree of impairment is a useful predictor of anesthetic risk and the need for postoperative ventilatory support. While it would be easy to suggest that regional anesthesia is preferable to general in such high-risk patients, it has not been established that this is true. Although cases have been successfully conducted using both regional and general anesthesia, significant respiratory involvement may predispose patients with ALS to perioperative respiratory failure. Accordingly, it may be necessary to support ventilation in the ALS patient both during and in the immediate postoperative period regardless of anesthetic technique. ,
The primary concern about bulbar dysfunction is dysphagia and the risk of recurrent pulmonary aspiration. For this reason, aspiration prophylaxis should be considered but there is no evidence that this reduces the perioperative risk of aspiration pneumonitis in the ALS patient. Moreover, because of the inability to swallow properly, many ALS patients will require placement of a feeding tube. This can typically be accomplished under regional anesthesia, but may require the use of noninvasive ventilation both during and after the procedure.
Lastly, there has been concern about the possibility that regional anesthesia may facilitate progression of neurodegenerative diseases such as ALS. Evidence for this is entirely anecdotal, however, and there are several case reports of uneventful neurologic recovery following epidural anesthesia and peripheral nerve blocks in ALS patients. Perhaps the most one can say is that regardless of the type of anesthesia, the proximate cause of neurologic deterioration is difficult to establish in a relentlessly progressive neurologic disorder.
Parkinson’s disease
Parkinson’s disease (PD) is the second most common neurodegenerative disease (after Alzheimer’s disease). Classically considered a movement disorder, secondary to degeneration of dopaminergic neurons in the basal ganglia and nigrostriatal system, it is now recognized that PD is a multisystem neurodegenerative process. It afflicts about 1 million Americans, or approximately 1% of patients over age 60, and its prevalence is projected to double in the next 15–20 years. Fifteen years after diagnosis, 40% of PD patients are living in long-term care facilities and mortality is almost twice the expected rate. Most cases of Parkinson’’s disease are idiopathic, but environmental factors, including exposure to volatile anesthetics, , and genetic predisposition have been implicated; a recent meta-analysis indicated that for those with a first-degree relative with PD the relative risk of developing PD is 2.9. The common feature of the disease is neuronal loss and gliosis of the substantia nigra, pars compacta. By the time motor symptoms develop, 70% of the dopamine producing cells in the striatum have degenerated, leading to a relative imbalance between the inhibitory properties of dopamine and the excitatory properties of acetylcholine within the striatum. However, pathology extends beyond the striatum and dopamine. The pathologic hallmark of PD is the Lewy body, an intracellular aggregate of abnormal proteins including α synuclein, which is present in nearly all forms of PD. This α synuclein pathology and concomitant neurodegeneration are seen in numerous areas of the central and peripheral nervous system including noradrenergic, serotonergic, and cholinergic neurons of the brainstem and in the amygdala, cingulate gyrus, and neocortex. Moreover, changes in these regions may actually precede the striatal degeneration. Therefore, it is overly simplistic to see PD only as a movement disorder.
Cardinal clinical features of Parkinson’s disease include a resting rhythmic tremor, muscular rigidity, and bradykinesia. These are often associated with a lack of spontaneous movement, masked facies, cogwheel rigidity, a monotonous voice, stooped posture, and a shuffling gait leading to postural instability and impaired locomotion. , Not surprisingly, given the widespread neurodegeneration, non-motor features of the disease represent important sources of disability and, in long-standing PD, are often the predominant problem. Autonomic dysfunction (postural hypotension), daytime sleepiness, depression, anxiety, hallucinations, and psychosis are common; dementia is almost universal in patients with long-standing PD, and can be as high as 90% in patients 90 years old or greater.
There is no cure for Parkinson’s disease. Therapy has focused almost exclusively on the motor aspects of the disease, and only recently have the cognitive and non-motor symptoms received attention. Given that the main deficit in PD is inadequate dopamine in the basal ganglia, pharmacologic therapy aims to increase the activity of dopamine relative to acetylcholine in this region. This is typically accomplished with dopamine receptor agonists, such as bromocriptine and pergolide or with levodopa (L-DOPA), a prodrug that undergoes decarboxylation in both the periphery and central nervous system to produce dopamine. Peripheral conversion of L-DOPA to dopamine produces side effects such as nausea, vomiting, and hemodynamic instability, so combined treatment with carbidopa, a decarboxylase inhibitor that does not cross the blood–brain barrier, is common. L-DOPA is the most potent, best-tolerated symptomatic therapy and may even slow disease progression, but dopamine agonists are often first-line therapy because L-DOPA is associated with a higher incidence of dyskinesias. Dopamine agonists have their own problems, however, including leg edema, hallucinations, somnolence, and development of impulse control disorders, such as binge eating or compulsive gambling. A variety of other drugs used to treat Parkinson’s disease also act by altering the dopamine/acetylcholine balance in the brain. Usually used as initial therapy of mild Parkinson’s disease or as an adjunct to levodopa therapy in patients with dose-related fluctuations, benztropine and other anticholinergic agents block cholinergic transmission and amantadine, an antiviral agent, alters the uptake and release of dopamine at presynaptic sites. Because monoamine oxidase (MAO) is the major enzyme involved in oxidative metabolism of dopamine in the striatum, type-B MAO inhibitors such as selegiline are often employed. Early concerns that the combination of L-DOPA and selegiline may lead to increased mortality have not been substantiated and selegiline has become a first-line treatment choice for many clinicians. ,
When motor complications become disabling and medical therapy fails, deep brain stimulation (DBS) is recommended. DBS involves surgical placement of electrodes in the subthalamic nucleus and other brain regions, and stimulation at high frequencies. In this case stimulation leads to effects similar to lesioning of the same region, possibly by jamming or desynchronizing the region being stimulated. In a 4-year, multicenter trial of patients with bilateral DBS showed an improvement in activities of daily living and PD symptoms. Given the success of DBS in managing medically refractory PD, other surgical approaches for the control of PD, such as thallamotomy and pallidotomy have become increasingly less common as they involve destructive brain lessioning.
Transplantation of fetal midbrain or stem cells into human PD patients is another exciting alternative. The cells function and survive for up to 14 years, but begin to develop Lewy bodies and fail after about 10 years. , Indeed, some argue that pharmacologic and surgical treatments are inherently limited because they only address a late, specific event—loss of striatal dopamine neurons—in what is likely to be a widespread disease.
Perioperative management of the patient with Parkinson’s disease is challenging. Attention should be directed toward maintenance of perioperative drug therapy, potential adverse drug interactions, and the physiologic perturbations associated with the disease. It is also important to recognize that emotional stress, which is unavoidable and difficult to address in the perioperative period, can also exacerbate PD. One major problem is that the half-life of levodopa is short (about 60–90 min). Therefore, even brief interruptions in drug therapy are undesirable and can result in an acute exacerbation of the symptoms of Parkinson’s disease or the development of neuroleptic malignant syndrome, a potentially fatal disorder that presents as hyperthermia, akinesia, altered consciousness, muscle rigidity, and autonomic dysfunction. , Consequently, interruption of anti-Parkinson’s drug therapy should be as brief as possible. However, maintenance of therapy is difficult when the patient is unable to take medications per os for lengthy periods. Intravenous levodopa has been used successfully in the perioperative period but, without co-administration of a decarboxylase inhibitor (not yet available in intravenous form), cardiovascular side effects such as hypertension, hypotension, and arrhythmias can be anticipated. Levodopa and carbidopa are absorbed in the small intestine and thus must first traverse the stomach, making administration of tablets through a gastric tube suboptimal or ineffective because patients with Parkinson’s disease often have delayed gastric emptying. , One recent report involving six patients noted success in administering intravenous amantadine in the perioperative period without the adverse effects of amantadine administration or perioperative complications and this may, therefore, represent a viable alternative.
In addition, Parkinson’s disease takes a toll on body systems that are vitally important during and after surgery. Respiratory dysfunction is especially prominent. , Parkinson’s disease can produce restrictive lung disease secondary to chest-wall rigidity, but pulmonary function tests often reveal a obstructive pattern with a characteristic “sawtooth” pattern on flow volume loops, which are improved, but not normalized, with levodopa. , Upper airway abnormalities also occur. Involuntary movements of the glottis and supraglottic structures cause intermittent airway obstruction, a condition that can be exacerbated by levodopa withdrawl. , Upper airway obstruction, laryngospasm, and respiratory arrest are documented complications of Parkinson’s disease and may occur outside the setting of anesthesia and surgery. , Perhaps not surprisingly, therefore, laryngospasm has been reported postoperatively in awake patients hours after surgery. Direct visualization of the larynx during such episodes reveals complete apposition of the vocal cords requiring succinylcholine for relief. While some of these cases occurred despite maintenance of anti-Parkinson’s drug therapy, most followed withdrawal or pharmacologic antagonism of Parkinson’s medication. , Indeed, not only should interruption of drug therapy be minimized, but also the dosage may need to be increased if airway problems persist despite otherwise adequate therapy.
Parkinson’s patients are predisposed to aspiration because they often have severe, but asymptomatic, dysphagia and dysmotility which, combined with upper airway abnormalities, presents an especially troublesome situation. , In fact, pulmonary aspiration is a frequent cause of death among patients with Parkinson’s disease. As such, administration of antacids and pro-kinetic agents should be considered, but whether anesthesia actually increases the risk of aspiration in these patients is unknown. Metoclopramide must be avoided, however, because it is a dopamine receptor antagonist and could acutely exacerbate the disease. In contrast, prokinetic agents, such as cisapride or domperidone, have no effect on central dopaminergic balance and are reasonable alternatives.
Nervous system dysfunction is also common. Autonomic insufficiency affects the ability of Parkinson’s patients to respond to the hypovolemia and vasodilation sometimes associated with anesthesia and surgery. , Orthostatic hypotension and/or thermoregulatory or genitourinary dysfunction suggests preexisting autonomic insufficiency and should heighten awareness of the potential for perioperative hemodynamic instability and altered responses to vasopressors such as norepinephrine (noradrenaline). At the level of the central nervous system, psychiatric complications such as anxiety, confusion, and even frank psychosis occur more frequently in patients with Parkinson’s disease than the general population, and can be especially problematic in the perioperative period. Often related to or exacerbated by fluctuations in anti-Parkinson’s drugs, the first line of treatment is to look for and remedy reversible causes as one would in any patient with delirium. , Pharmacologic treatment is difficult, however, because the usual remedies (e.g., benzodiazepines for anxiety and antipsychotics for psychosis) can produce severe side effects, such as oversedation or acute exacerbation of motor symptoms in elderly patients with PD. , In the event such treatment becomes necessary, consultation with a specialist is recommended.
Anesthetics and a number of other agents used perioperatively may affect the disease process. Volatile anesthetics can alter dopaminergic balance in the brain but whether they exacerbate Parkinson’s disease is unknown. , In fact, provided the intraoperative electrophysiological approach is based on multi-unit recording, deep brain stimulation surgery has been performed successfully under general anesthesia with a volatile agent, suggesting activity in dopaminergic circuits are reasonably well maintained. Propofol produces both dyskinesias and ablation of resting tremor, suggesting that it has both excitatory and inhibitory effects in this patient population, but it also has been used successfully to sedate Parkinson’s patients during DBS surgery. , Dexmedetomidine also appears to be safe and, when used for deep brain lead implantation and stimulation, has the advantage of not interfering with motor symptoms. Ketamine should be used cautiously, if at all, because of potential interactions between levodopa and its sympathomimetic properties. However, in a single case report, ketamine temporarily stopped the motor symptoms of the disease. Butyrophenones (e.g., droperidol) and phenothiazines, which block dopamine receptors and exacerbate Parkinson’s disease and so should be avoided. In at least one case, droperidol may have induced parkinsonism in a normal patient. Ondansetron, a 5HT-3 serotonin receptor antagonist, appears to be a safe treatment or prevention of emesis in these patients and has been used successfully to treat the psychosis of chronic levodopa therapy. Although opioids are more likely to produce muscular rigidity in a patient with Parkinson’s disease, acute dystonia has been observed only rarely and enhancement of opioid neurotransmission during disease progression may be a compensatory mechanism that prevents motor complications. , Meperidine should be avoided in a patient taking an MAO inhibitor, however, because of the potential for the development of stupor, rigidity, agitation and hyperthermia. Responses to depolarizing as well as nondepolarizing muscle relaxants are thought to be normal in Parkinson’s disease, despite a single case report of succinylcholine-induced hyperkalemia.
Finally, with the advent and increasing popularity of DBS, issues arise about the safety of MRI or intraoperative electrocautery in PD patients with stimulator leads in place. , In theory, extraneous current can heat the electrode tip, causing brain tissue damage, but there is limited experience with this circumstance clinically. To reduce the risk of injury, the bipolar mode should be used if electrocautery is needed and the leads and generator should not be located between the surgical site and ground plate. In the case of an MRI, the neurostimulator should be switched off.
Alzheimer’s type dementia
Dementia is a chronic and progressive decline in intellectual function. As such, it is distinct from normal age-related memory impairment or the acute confusion of delirium. The differential diagnosis of dementia is extensive, but Alzheimer’s disease (AD) is the most common type. , This section will, therefore, focus on AD because it is the most prevalent type of dementia and because there is little evidence that the form of dementia alters perioperative considerations.
Alzheimer’s-type dementia is a chronic neurodegenerative disease that afflicts nearly 5 million Americans, making it the fourth leading cause of death in the US and a major public health problem. AD rarely presents before age 65, but increases in incidence two-fold every 5 years thereafter until, by age 90, up to 50% of people are affected. The clinical diagnosis of AD is difficult because, at least early on, symptoms are often subtle, nonspecific and not easily distinguished from other dementias. Therefore, the definitive diagnosis is made post mortem with demonstration of gross atrophy of the cerebral cortex in conjunction with the neuropathological hallmarks of the disease, namely, neurofibrillary tangles consisting of phosphorylated tau protein and neuritic plaques composed of amyloid β (Aβ). Recent advances in neuroimaging for amyloid plaques and biomarker discovery, particularly for Aβ and tau in plasma and cerebrospinal fluid, promise to enhance the ability to diagnose AD early, but there is enough overlap in the distribution and levels of these markers between demented and nondemented persons that at present none are a foolproof surrogate for a clinical or histopathological diagnosis. AD is insidious, relentless, and devastating. There is a transitional phase, called mild cognitive impairment (MCI), between normal aging and AD, that is defined by a decrease in cognition in any domain, most commonly episodic memory, without impairment of activities of daily living. , The criteria used to define it vary but, in general, about 10–20% of community-dwelling elders have MCI. A large percentage will ultimately convert to AD, which suggests MCI is an early phase of AD in many people. Full blown AD affects much more than memory; namely, language, visuospatial skills, judgment, reasoning, decision-making, and the ability to manage complex tasks deteriorate. Also common are behavioral and psychiatric abnormalities, such as depression, hallucinations, delusions, anxiety, aggression, and agitation. Ultimately, the patient becomes incapacitated to the point of being unable to perform basic activities of daily living. There is currently no cure and death usually occurs within 2–16 years of onset.
AD is probably the end result of a number of biologic and environmental factors. There is a genetic component to the disease as demonstrated by linkage studies revealing rare mutations in the amyloid precursor protein and presenilin genes and increased susceptibility to AD among carriers of the apolipoprotein gene E4 allele. Most of these genetic alterations are neither necessary nor sufficient to cause AD, however, indicating genetic susceptibility works in combination with other factors. Low education level, prior history of head trauma, thyroid disease, and exposure to general anesthesia have been investigated as possible risk factors, with mixed results. Because depression is prevalent in patients with dementia, there is also debate about whether depression is a risk factor for dementia or, conversely, whether subclinical dementia leads to depression.
The pathological hallmarks of AD are extracellular plaques and intracellular neurofibrillary tangles composed of Aβ and tau protein, respectively. This pathology develops long before symptoms develop; indeed, deposition of Aβ in brain parenchyma is believed to be an early critical event in the development of AD. Note, however, that a person can have a high burden of Aβ and be cognitively intact initially. How Aβ and tau produce neurodegeneration and functional impairment is not definitively known, but free radical-mediated oxidative damage, CNS inflammation, energy depletion, calcium-mediated neurotoxicity, and abnormal metal homeostasis are a few of the many theories. , , If the exact mechanism of injury is uncertain, the result is clear. Patients with AD have profound and accelerated cortical atrophy, synapse loss, reactive gliosis, cerebral hypometabolism, and breakdown in cerebral network activity. All major neurotransmitter systems are damaged, particularly in areas associated with memory and cognition such as the hippocampus, basal forebrain, and cerebral cortex, and cerebral proinflammatory cascades are activated, leading to a state of chronic neuroinflammation.
Therapeutic approaches to AD reflect this understanding of the disease pathogenesis, but none have proven effective at stopping or reversing disease progression. Given deficiencies in central cholinergic activity, a mainstay of medical therapy for AD is the administration of anticholineasterases, such as donepezil and rivastigmine. Widely used, these drugs have favorable but mild effects on neuropsychiatric and functional outcomes, mostly in early to moderate stage disease. They also have a variety of side effects including reversible hepatotoxicity, gastrointestinal symptoms (nausea, vomiting, diarrhea, dyspepsia, abdominal pain), and dermatitis, and the potential for interactions with hepatically metabolized drugs such as cimetidine and warfarin also exists. Memantine, a mild, partial NMDA glutamate receptor antagonist, is also widely used but, like donepezil, it produces marginal improvement in cognition early on in the disease, but does not change disease trajectory. Numerous other agents, such as estrogen, antioxidants (e.g., vitamin E), statins, and anti-inflammatory agents, have also been tried. Some show promise but the data are not conclusive and, at times, are conflicting. , Anti-inflammatory agents have been studied fairly extensively but with conflicting results. , Some of the confusion may relate to the age of the study cohort, duration of treatment, and the fact that some NSAIDs have cyclooxygenase-independent effects on Aβ processing, whereas others do not. In fact, any benefit of NSAIDs may be unrelated to their anti-inflammatory actions.
Given the hypothesis that Aβ plays a prominent role in AD pathogenesis, many preventative/treatment efforts are focused on reducing the Aβ burden. Unfortunately, most of these trials have been disappointing. A phase 3 trial of the semagacestat, a γ secretase inhibitor that blocks conversion of the large amyloid precursor protein (APP) to Aβ, was terminated early due to lack of improvement in cognition and adverse side effects. Likewise, two recent trials of monoclonal antibodies intended to capture and clear peripheral and central Aβ proved ineffective. , Moreover, an early clinical trial testing a vaccine to Aβ was aborted due to development of encephalitis, but the results were encouraging enough that newer, less immunogenic vaccines are being tested. Whether these more sophisticated and targeted molecular approaches to AD are successful remains to be seen. Indeed, these failures have led some to question as to the underlying assumption that Aβ is the cause of AD, but there is hope that earlier intervention, when plaques and tangles are present, but the neural damage has not yet occurred, will prove more effective.
Perioperative care of the patient with Alzheimer’s disease is challenging. First, the anticholinesterases used to treat AD may interfere with metabolism of drugs such as succinylcholine and remifentanil that are degraded by plasma anticholinesterases. Second, because pre-existing cognitive impairment predisposes to delirium, the AD patient is at high risk for postoperative confusion. , , There is, however, no reason to think that the precipitating causes of delirium in the demented patient differ from those in the normal patient, although their threshold for developing a cognitive disturbance is presumably lower. Thus, one should assiduously avoid precipitators of delirium, such as cerebral hypoxia and hypoperfusion, endocrine or ionic imbalances, postoperative pain, sepsis, bowel or bladder distension, and use of medications prone to trigger delirium, such as high-dose steroids, neuroleptics, benzodiazepines, ketamine, tertiary anticholinergics, opioids, H-2 blockers, and droperidol. Somewhat counterintuitively, the type of anesthesia (regional vs. general) does not seem to matter as far as complications or mortality after hip fracture repair are concerned, but the rate of ICU admission is higher when this procedure is done under general anesthesia. Excessively deep anesthesia may be a risk, however, as the AD patient with amnesia and severe cortical atrophy and synaptic loss might be exquisitely sensitive to the central nervous system depressant effects of general anesthetic agents. Some literature challenges this assumption, , but one should be cautious about excessively deep anesthesia in the demented patient with a clearly abnormal brain, if for no other reason than both preexisting cognitive impairment and deeper anesthesia as judged by processed EEG are associated with a higher incidence of postoperative delirium. ,
Whether general anesthesia worsens preexisting dementia is not clear. Studies that demonstrate persistent postoperative cognitive dysfunction (POCD) in elderly surgical patients, including specific deficits in memory and executive function, have typically excluded patients with MCI or AD. , Thus, while it is reasonable to infer that a demented patient might be at greater risk for additional cognitive decline perioperatively than a cognitively intact person, this is unproven. Moreover, because poor baseline cognitive performance makes further decline difficult to detect with standard testing, it may be unprovable. More provocative is the question of whether surgery and general anesthesia can cause dementia. Evidence from animals indicates that some commonly used general anesthetic agents and surgery itself enhance the molecular events associated with AD, including producing an increase in cerebral levels of Aβ and phosphorylated tau protein. Epidemiological studies on the topic are retrospective and inconclusive, with some finding no association between surgery/anesthesia and subsequent dementia, and others suggesting that there is one. , The slow development and progression of dementia makes this a difficult problem to study, but well-controlled, prospective studies are clearly necessary.
Demyelinating diseases
Guillain–Barré, Multiple Sclerosis, and Nitrous Oxide Neuropathy
Guillain–Barré (Acute Idiopathic Polyneuritis)
Guillain–Barré is the most common demyelinating paralytic disease in Western countries, with an incidence of 1.1 per 100,000 person years and occurs more frequently in men. Prevailing theories define it as a postinfectious autoimmune disease; it usually develops after a prodromal bacterial or viral illness ( Campylobacter jejuni , cytomegalovirus, Epstein–Barr virus, or mycoplasma). The pathogenesis results from antibody mediated segmental demyelination of peripheral nerves and varying degrees of secondary axonal degeneration, in addition to direct helper T cell reactivity to Schwann cells and myelin, leading to the recruitment of macrophages.
The clinical course of Guillain–Barré is characterized by an acute (days) or subacute (weeks) progressive, ascending, symmetrical paralysis usually beginning in the lower limbs and progressing to the upper limbs, trunk, and cranial nerves. There is significant variability in the clinical course of the disease. Typically, the disease progresses for 2–4 weeks, plateaus for several weeks, and then slowly recedes. Dysautonomia, paresthesias, numbness, and pain without objective sensory loss are common findings. All brainstem functions including pupillary responses, corneal reflexes and vestibulo-ocular reflexes may be lost such that the condition mimics brainstem death. , Outcome is variable; 70% of patients have complete functional recovery at 1 year, but up to 20% are left with severe motor sequelae. Even most patients with complete functional recovery have persistent weakness or numbness not affecting daily life. The 1-year mortality rate is 3–7%. Risk factors for an unfavorable outcome include advanced age, rapid onset and progression of the disease, comorbidities, cardiac and pulmonary complications, a requirement for ventilatory support, and systemic infection. The diagnosis is usually made on clinical grounds and verified by nerve conduction studies and CSF analysis.
A number of therapies have been used to alter the course of this disease, but none are curative. Based on the assumption that Guillain–Barré is an immune-mediated disease, high-dose steroids have been employed, but efficacy is not substantiated by controlled studies. Based on the same theory, plasma exchange and high-dose intravenous immunoglobulins have been evaluated. In prospective randomized studies, they are equally effective in producing functional improvement and are often used early in the disease to both shorten the duration and decrease the risk of respiratory failure. Because such therapies are not curative, symptomatic and supportive care is often required. Mechanical ventilation and hemodynamic support may be necessary due to respiratory failure and autonomic insufficiency, respectively. Severe pain is common in Guillain-Barré and may present prior to onset of weakness. Unfortunately pain associated with Guillain-Barré is often difficult to control and resistant to narcotics, nonsteroidal and steroidal anti-inflammatory agents. , Both carbamazepine and gabapentin decrease fentanyl consumption during the acute phase in patients admitted to the ICU, however, and pain scores are lower among patients treated with gabapentin. Chronic pain is also common and often managed with tricyclic antidepressants, tramadol, gabapentin, carbamazepine, or mexilitene.
Anesthetizing the patient with Guillain-Barré presents challenges related to abnormal responses to muscle relaxants, dysautonomia, pulmonary insufficiency, and cranial nerve dysfunction. First, since muscle denervation is prominent, patients recovering from Guillain–Barré are at risk for a hyperkalemic response to succinylcholine. , The response to nondepolarizing muscle relaxants is also variable. Resistance to block may appear early, whereas sensitivity to blockade occurs later and has persisted for up to 4 years following the initial illness.
Autonomic dysfunction occurs in two-thirds of patients with Guillain–Barré and affects both the sympathetic and parasympathetic nervous systems. This dysautonomia is due to both under- and overactivity of the sympathetic and parasympathetic nervous systems; indeed, some patients are hypertensive and have elevated plasma catecholamine levels, especially during the acute phases of the disease. This dysfunction can lead to a range of autonomic abnormalities including sweating, gastrointestinal dysfunction, hypotension, hypertension, abnormal hemodynamic responses to drugs, abnormal thermoregulation, arrhythmias, and even death. Hence, the ability of the patient to compensate for the vasodilatory effects of regional or general anesthesia may be compromised, potentially leading to severe hemodynamic instability and even circulatory collapse. There may also be exaggerated responses to vasoactive agents and vasodilators should be used with extreme caution. Similarly, antiarrhythmics should be used with caution as the heart is relatively denervated in patients with Guillain–Barré and may have unexpected pro-arrhythmic effects.
Ventilatory impairment is a principal characteristic of the disease with 25% of patients requiring artificial ventilation. Diaphragmatic, intercostal, and accessory muscle weakness produces a restrictive pulmonary defect and respiratory failure manifests initially as weakness of forced exhalation and an impaired cough. Rapid shallow breathing pattern, asymmetric movement of the chest and abdomen during inspiration, and use of accessory muscles suggest impending respiratory failure. Decreased minute ventilation and hypercarbia lead to rapidly progressive ventilatory failure despite intact carbon dioxide responsiveness and ventilatory drive. Vital capacity is a good predictor of the need for mechanical ventilation. When the vital capacity decreases below 15 mL/kg, mechanical ventilation is often required because further deterioration is likely as the disease progresses. However, these criteria may be altered in the anesthetized patient. To the extent that volatile anesthetics have intrinsic muscle relaxant properties and high spinal or epidural anesthesia impairs intercostal muscle function, preoperative status may not predict postoperative respiratory function. Thus, Guillain–Barré patients with adequate ventilatory function preoperatively may need ventilatory support postoperatively regardless of the type of anesthetic administered.
Finally, cranial nerve dysfunction results in an inability to handle secretions and a predisposition to aspiration pneumonitis and positional airway obstruction. Accordingly, aspiration prophylaxis should be considered perioperatively but it is unlikely to mitigate aspiration risk in these patients. In fact, one indication for early tracheostomy is that bulbar muscle weakness, and aspiration risk, may persist long after ventilatory function returns to normal.
Multiple Sclerosis
Multiple sclerosis (MS) is an acquired disease of the central nervous system characterized by demyelinating plaques within the brain and spinal cord. The precise etiology is unknown but autoimmune, viral, and inflammatory mechanisms, combined with genetic susceptibility, have been implicated. , The incidence varies by geographic latitude, being lowest near the equator (1:100,000) and increasing as one moves toward the poles. In the US and Canada, the incidence varies between 6 and 80 per 100,000, with urban dwellers and members of higher socioeconomic groups at greatest risk.
Symptoms generally develop between the ages of 20 and 40 with clinical manifestations reflecting the site of central nervous system demyelination. A predilection for periventricular white matter, optic nerves, pons, medulla and spinal cord lead to the common clinical manifestations. These include optic neuritis, decreased visual acuity, diplopia, nystagmus, weakness, impotence, paresthesias, spasticity, ataxia, bladder dysfunction and autonomic insufficiency. This disease is marked by periods of unpredictable exacerbation and remission. Typically, symptoms develop over a few days, remain stable for a few weeks, and then improve. Improvements are most likely due to a correction in nerve conduction physiology and not remyelination. Ultimately, therefore, remission is incomplete and severe disability can result. There are no specific diagnostic tests for MS so the diagnosis is based on clinical findings supported by laboratory and radiologic tests. Evidence for the diagnosis includes neurologic abnormalities that are separated both in time and place, plaques on head or spinal cord MRI or CT scan, delayed conduction on visual, somatosensory, or auditory evoked potentials, and elevations of CSF IgG and myelin basic protein. Death is usually the result of respiratory muscle paralysis and infection.
There is no definitive therapy for MS. Treatment is directed toward amelioration of acute exacerbations, prevention of relapses, and relief of symptoms. Disease modifying therapies (DMT) for MS have traditionally required administration of injectable drugs including interferon-beta, glatiramer acetate, natalizumab and mitoxantrone. While these drugs are effective in enhancing recovery from acute episodes, reducing the number of relapses, and deterring progression of the disease, they have also been fraught with problems associated with drug administration via injection. , Recently three orally administered drugs have been approved for the treatment of MS including fingolimod, teriflunomide and dimethyl fumarate, all of which are associated with decreased CNS lesions, suppressed relapse rates, and have reasonable safety profiles.
Perioperative issues generally relate to disease severity and progression, associated disorders, preoperative drug therapy, and complications of therapeutic regimens. Because of the waxing and waning clinical course of the disease and the fact that perioperative exacerbation can occur, it is important to document the location and severity of neurologic deficits preoperatively. Autonomic insufficiency, as indicated by a history of impotence, bladder and bowel dysfunction, sweating and cardiovascular disturbances, is also important because of the possibility of perioperative hemodynamic instability and an inability to compensate for the vasodilatory effects of general, spinal, or epidural anesthesia. Interestingly, catecholamine levels may be either elevated (chronic progressive MS) or reduced (relapsing–remitting MS). Whether sensitivity to vasopressors is altered remains unknown, but because 20–50% of patients with MS have evidence of autonomic insufficiency the potential for altered responses should be anticipated. , Spasticity, contractures, and limitation of movement become a problem as the disease progresses. These make surgical positioning difficult and occasionally complicate airway management. Cranial nerve involvement and respiratory muscle weakness are also common in MS. In particular, patients should be questioned about a history of upper airway incompetence, inability to clear secretions, and aspiration. Clinical assessment is usually adequate for evaluating the severity of respiratory muscle weakness in patients, but PFTs may be indicated in some cases.
One important consideration in the operating room or ICU is that MS patients are exquisitely sensitive to hyperthermia. , Small increases in body temperature can cause profound deterioration in neurologic function and make subclinical lesions clinically apparent. As such, active warming devices should be used cautiously during the perioperative period and even mild hyperthermia treated aggressively. A controversial and poorly investigated allegation is that surgery, anesthesia, or particular anesthetic agents can exacerbate MS. The greatest controversy concerns a traditional reluctance to use spinal or epidural anesthesia in a patient with MS. , This reluctance is based, in part, on potentially increased permeability of the blood–brain barrier to local anesthetics and a demyelination-induced predisposition of the spinal cord to local anesthetic toxicity. One speculation is that epidural is more appropriate than spinal anesthesia because the former produces a lower CSF concentration of local anesthetic. There are, however, no large, controlled studies to resolve the issue and case reports of both neurologic complications and uncomplicated use of spinal and epidural anesthesia exist. Moreover, while MS is considered to target the central nervous system, a recent case report suggests that peripheral nerve blocks may contribute to peripheral nerve injury in patients with MS.
There are also some minor issues related to drug effects to consider. Responses to muscle relaxants may be altered. Succinylcholine-induced hyperkalemia is a risk in the patient with severe neurologic disability and muscle atrophy but succinylcholine has been used safely in patients in remission or with mild neurologic symptoms. Data concerning the response to nondepolarizing muscle relaxants are limited. Proliferation of extrajunctional cholinergic receptors and resistance to atracurium are reported in MS but, because MS can be associated with myasthenia gravis, increased sensitivity can also occur. ,
Nitrous Oxide Induced Myeloneuropathy
In addition to its analgesic/anesthetic properties, nitrous oxide inactivates vitamin B12 (cobalamin) and methionine synthase. Consequently, use of this drug can lead to the development of subacute combined degeneration, a myeloneuropathy originally described in patients with vitamin B12 deficiency. Vitamin B12 and the enzyme methionine synthase are essential for the production of methionine, an amino acid precursor required for maintenance of the myelin sheath. Nitrous oxide inactivates vitamin B12 by oxidizing the cobalt in cobalamin, thereby inhibiting the activity of methionine synthase.
Subacute combined degeneration (SCD) after inhalation of nitrous oxide continues to be described in healthy chronic abusers of the drug, but it has also been documented following a single, otherwise uncomplicated anesthetic in patients with vitamin B12 deficiency. In this context, the condition is sometimes termed “anesthesia paresthetica” but remains pathophysiologically identical to SCD. Vitamin B12 deficiency is common in elders and patients with pernicious anemia, tropical sprue, malnutrition, chronic gastritis, HIV infection, gastrectomy, or surgical resection of the terminal ileum. Both serum vitamin B12 concentration and brain methionine synthase activity typically decrease significantly following a single exposure to nitrous oxide, but recover within 48–72 hours. The presumption is that repeated, frequent administration of nitrous oxide, or even a single administration to a patient with a vitamin B12 deficiency because of a coexisting disease state, is required for the subsequent development of nitrous oxide-induced SCD.
The patient who develops subacute combined neurodegeneration after receiving nitrous oxide is usually normal upon emergence from anesthesia and in the immediate perioperative period but develops symptoms of the illness weeks to months later. , Symptoms include paresthesias (pins and needles sensations in the hands and legs), impotence, bladder and bowel dysfunction, weakness and spasticity leading to paraplegia, ataxia, personality changes, and progressive intellectual impairment. , Lhermitte’s sign, a characteristic electric shock sensation down the back and into the legs upon flexion of the neck, may also be present. , Decreased proprioceptive, vibratory, and touch sensation in a stocking-glove distribution, muscle weakness, decreased deep tendon reflexes, and abnormalities on electrophysiologic testing are frequently identified. , , These neurologic findings are the result of progressive demyelination in the posterior columns of the spinal cord; variable degeneration of the lateral and anterior columns of the spinal cord, brain, optic, and peripheral nerves may also occur. Demyelination, which typically begins in the lower cervical or upper thoracic cord, is detectable by MRI and, as demonstrated by enhancement after gadolinium, is associated with breakdown of the blood–brain barrier. , ,
The most effective treatment is prevention through preoperative recognition of B12 deficiency in at-risk patients. If the disease develops, however, the key is early recognition because treatment is straightforward and simple: vitamin B12 or cyanocobalamin injections stop progression of the disease. Provided treatment is begun promptly, complete resolution of symptoms can be expected. Thus, nitrous oxide-induced subacute combined neurodegeneration is unique among the neurologic diseases in this chapter in that it is caused by an anesthetic agent and can be treated effectively.