The transition from intrauterine to extrauterine life represents the most important adjustment that a neonate will make. This transition occurs uneventfully after most deliveries and is dependent on the anatomic and physiologic condition of the infant, the ease or difficulty of the delivery, and the extrauterine environmental conditions. When the transition is unsuccessful, prompt assessment and supportive care must be initiated immediately.
At least one person skilled in neonatal resuscitation should be present at every delivery. The resuscitation team may include personnel from the pediatric, anesthesiology, obstetric, respiratory therapy, and nursing services. The composition of the team varies among institutions, but there should be some form of 24-hour coverage in all hospitals that provide labor and delivery services. A multidisciplinary team should participate in the process of ensuring that appropriate personnel and equipment are available for neonatal resuscitation.
All personnel working in the delivery area should receive basic training in neonatal resuscitation to ensure prompt initiation of care before the arrival of the designated resuscitation team. The 2020 American Heart Association (AHA) Guidelines for Cardiopulmonary Resuscitation and Emergency Cardiovascular Care reflect a review of scientific evidence by members of the American Academy of Pediatrics (AAP), the AHA, and the International Liaison Committee on Resuscitation. These guidelines have been incorporated into the Neonatal Resuscitation Program (NRP), which is the standardized training and certification program administered by the AAP. The NRP, originally sponsored by the AAP and the AHA in 1987, is designed for use by all personnel who attend deliveries. To ensure the implementation of current guidelines for neonatal resuscitation, the AAP recommends that at least one NRP-certified practitioner attend every delivery. The American Society of Anesthesiologists has emphasized that a single anesthesiologist should not be expected to assume responsibility for the concurrent care of both the mother and her child. Rather, a second anesthesia provider or a qualified individual from another service should assume responsibility for the care of the neonate, except in an unforeseen emergency. Box 9.1 lists the qualifications of individuals delegated to perform neonatal resuscitation.
Box 9.1
Qualifications of Individuals Performing Neonatal Resuscitation
Modified from American Academy of Pediatrics, American College of Obstetricians and Gynecologists. Chapter 10: Care of the newborn. In: Guidelines for Perinatal Care . 8th ed. American Academy of Pediatrics; 2017:347–408.
-
•
Ability to rapidly and accurately evaluate newborn condition
-
•
Ability and authority to seek additional personnel and experts to assist with resuscitation
-
•
Knowledge of risk factors predisposing to need for resuscitation
-
•
Skills in airway management, chest compression, emergency administration of drugs and fluids, establishment of umbilical vein or intraosseous needle access, and maintenance of thermal stability
Although anesthesia providers are not usually the primary provider of neonatal resuscitation, they may be asked to assist in cases of difficult airway management or when the neonatal resuscitation team has not yet arrived. The anesthesia provider should be prepared to assist, provided that doing so does not compromise the care of the mother. Written hospital policies should identify the personnel responsible for neonatal resuscitation, and obstetric anesthesia providers should also maintain a high level of skill in neonatal resuscitation.
TRANSITION FROM INTRAUTERINE TO EXTRAUTERINE LIFE
Circulation
At birth, the circulatory system changes from a fetal circulation pattern, which is in parallel, through a transitional circulation, to an adult circulation pattern, which is in series ( Fig. 9.1 ). In the fetus, blood from the placenta travels through the umbilical vein and the ductus venosus to the inferior vena cava and the right side of the heart. The anatomic orientation of the inferior vena caval–right atrial junction favors shunting (i.e., streaming) of this well-oxygenated blood through the foramen ovale to the left side of the heart. The blood is then pumped through the ascending aorta, where branches that perfuse the upper part of the body (e.g., heart, brain) exit proximal to the entrance of the ductus arteriosus. Desaturated blood returns to the heart from the upper part of the body via the superior vena cava. The anatomic orientation of the superior vena caval–right atrial junction favors the streaming of blood into the right ventricle. Because fetal pulmonary vascular resistance is higher than systemic vascular resistance (SVR), approximately 90% of the right ventricular output passes through the ductus arteriosus and enters the aorta distal to the branches of the ascending aorta and aortic arch; therefore, blood that is less well-oxygenated perfuses the lower body, which has a lower oxygen consumption than the heart and brain. Deoxygenated blood from the fetus returns to the placental circulation via the umbilical arteries.
Modification of Blood Flow Patterns From the Fetal (Left) , via the Transitional (Center) , to the Neonatal (Right) Circulation. In the fetal circulation, oxygenated blood (white) from the placenta travels through the umbilical vein (1) into the ductus venosus and the inferior vena cava (2) . The majority of oxygenated blood passes through the patent foramen ovale (PFO) from the right atrium to the left atrium (3) and ventricle (4) , and distributes this blood to the brain (5) . The deoxygenated blood (blue) from the brain and upper extremities enters the superior vena cava, mixing with a small portion of the oxygenated blood in the right atrium, before entering the right ventricle (RV, 7 ). The mostly deoxygenated blood is transported into the pulmonary artery, where the majority is diverted through the patent ductus arteriosus (PDA, 8 ) into the descending aorta (9) , thereby bypassing the lungs. Some blood enters the lower body (10) , but the majority returns to the placenta via the umbilical arteries (11) . A small amount of blood from the pulmonary artery enters the lungs (12) . During the transitional circulation, which occurs over a few days, the PFO closes, diverting blood from the right atrium to the right ventricle. Closure of the PDA diverts deoxygenated blood through the pulmonary arteries to the lungs. The neonatal circulation separates the oxygenated and deoxygenated blood flow pathways.
Illustration by Naveen Nathan, MD, NorthShore University HealthSystem, University of Chicago Pritzker School of Medicine, Evanston, IL.
At the time of birth and during the subsequent period of circulatory transition, the amount of blood that shunts through the foramen ovale and ductus arteriosus diminishes, and flow becomes bidirectional. Clamping the umbilical cord (or exposing the umbilical cord to room air) results in increased SVR. Concurrently, expansion of the lungs and increased alveolar oxygen tension and pH result in decreased pulmonary vascular resistance and greater flow of pulmonary artery blood through the lungs. Increased pulmonary artery blood flow results in improved oxygenation and higher left atrial pressure; the latter leads to a diminished shunt across the foramen ovale. Increased P o 2 and SVR and decreased pulmonary vascular resistance result in constriction of the ductus arteriosus. Together, these changes in vascular resistance result in functional closure of the foramen ovale and the ductus arteriosus. This process does not occur instantaneously, and arterial oxygen saturation (Sa o 2 ) remains higher in the right upper extremity (which is preductal) than in the left upper extremity and the lower extremities until blood flow through the ductus arteriosus is minimal. Differences in Sa o 2 are usually minimal by 10 minutes and absent by 24 hours after birth. Provided there is no interference with the normal drop in pulmonary vascular resistance, both the foramen ovale and the ductus arteriosus close functionally as the infant transitions to an adult circulation.
Persistent pulmonary hypertension of the newborn (previously referred to as persistent fetal circulation) occurs when the pulmonary vascular resistance remains elevated after the time of birth. Factors that may exacerbate this problem include hypoxia, acidosis, hypovolemia, and hypothermia. Maternal use of nonsteroidal antiinflammatory drugs may cause premature constriction of the ductus arteriosus in the fetus and thus predispose to persistent pulmonary hypertension of the newborn.
Respiration
Fetal breathing movements have been observed in utero as early as 11 weeks’ gestation. These movements increase with advancing gestational age but undergo a marked reduction within days of the onset of labor. They are stimulated by hypercapnia and maternal smoking and are inhibited by hypoxia and central nervous system (CNS) depressants (e.g., barbiturates). Under normal conditions, this fetal breathing activity results only in the movement of pulmonary dead space.
The fetal lung contains a liquid composed of an ultrafiltrate of plasma, which is secreted by the lungs in utero ; the volume of this lung liquid is approximately 30 mL/kg. Partial reabsorption of this liquid occurs during labor and delivery, and approximately two-thirds is expelled from the lungs of the term neonate by the time of delivery. Preterm infants and infants requiring cesarean delivery without labor may have a greater amount of residual lung liquid after delivery owing to a reduced catecholamine surge at delivery. This residual lung liquid leads to difficulty in the initiation and maintenance of normal breathing patterns and is the presumed cause of transient tachypnea of the newborn (TTN) .
The first breath occurs approximately 9 seconds after delivery. Air enters the lungs as soon as the intrathoracic pressure begins to decrease. This air movement during the first breath is important because it establishes the neonate’s functional residual capacity ( Fig. 9.2 ).
Typical Pressure-Volume Loop of the Neonate’s First Breath. The intrathoracic pressure decreases to −30 to −40 cm H 2 O, drawing air into the lungs. The expiratory pressure is much greater than the inspiratory pressure.
Modified from Milner AD, Vyas H. Lung expansion at birth. J Pediatr . 1982;101:879–886.
Lung inflation is a major physiologic stimulus for the release of lung surfactant into the alveoli. Surfactant, which is necessary for normal breathing, is present within the alveolar lining cells by 20 weeks’ gestation and within the lumen of the airways by 28 to 32 weeks’ gestation. However, significant amounts of surfactant do not appear in terminal airways until 34 to 38 weeks’ gestation unless its production has been stimulated by chronic stress or maternal corticosteroid administration. Stress during labor and delivery can lead to the passage of meconium into the amniotic fluid and gasping efforts by the fetus, which may result in the aspiration of amniotic fluid into the lungs.
Catecholamines
Transition to extrauterine life is associated with a catecholamine surge. In chronically catheterized sheep, catecholamine levels begin to rise a few hours before delivery and may be higher at the time of delivery than at any other time during life. Catecholamines have an important role in the following areas: (1) the production and release of surfactant, (2) the transition to active sodium transport for absorption of lung fluid, (3) the mediation of preferential blood flow to vital organs during the period of stress that occurs during every delivery, and (4) thermoregulation of the neonate.
Thermal Regulation
Thermal stress challenges the neonate in the extrauterine environment. Neonates raise their metabolic rate and release norepinephrine in response to cold; this response facilitates the oxidation of brown fat, which contains numerous mitochondria. The oxidation results in nonshivering thermogenesis , the major mechanism for neonatal heat regulation. This process may lead to significant oxygen consumption, especially if the neonate has not been dried and placed in an appropriate thermoneutral environment, for example, under a radiant warmer. Thermal stress is an even greater problem in infants with low fat stores, such as preterm infants or infants who are small for gestational age. An alternative method to eliminate heat loss from evaporation is to provide an occlusive wrap rather than drying the infant. For infants born at less than 28 weeks’ gestation, the use of polythene wraps or bags is recommended to minimize heat loss. For extreme preterm infants, increasing the ambient room temperature from 20°C to 23°C may minimize the risk for hypothermia. The maintenance of a neutral thermal environment (i.e., 34°C to 35°C) is recommended.
In the neonate with a perinatal brain injury, however, mild hypothermia therapy through selective head or whole-body cooling is initiated in the first 6 hours of life and may be neuroprotective in the setting of hypoxia-ischemia. Hyperthermia may worsen neurologic outcomes and should be avoided. Hypothermia therapy, via selective head cooling or whole-body hypothermia, is usually continued for several days after initiation. Consequently, if an infant is delivered at a center where hypothermia therapy is unavailable, passive cooling can be initiated by turning the radiant warmer off while awaiting infant transfer.
Administration of neuraxial analgesia during labor is associated with an increase in maternal and fetal temperature, which might result in an increase in the frequency of neonatal sepsis evaluations (see Chapter 24 ). However, a number of variables (e.g., preeclampsia/hypertension, gestational age, birth weight, meconium aspiration, respiratory distress at birth, hypothermia at birth, and group B beta-hemolytic streptococcal colonization of the maternal birth canal) have been observed to be strong predictors of neonatal sepsis evaluations, whereas maternal fever and epidural analgesia have not. Confounding variables may influence the findings of these types of association studies; patients who choose either to receive or not receive neuraxial analgesia are inherently different. The incidence of actual neonatal sepsis is not different in term infants whose mothers either do or do not receive neuraxial analgesia.
In infants not requiring immediate resuscitation, providing skin-to-skin contact with the mother can allow for appropriate thermal regulation, enhance breastfeeding, and reduce maternal stress. This practice must be associated with close monitoring to prevent the infant from slipping off the mother and to detect sudden unexpected postnatal collapse (SUPC). Although rare, SUPC can be a fatal event in an otherwise healthy-appearing infant; prevention requires adequate personnel for observation, monitoring, and treatment.
ANTEPARTUM AND INTRAPARTUM ASSESSMENT
Approximately 10% of neonates require some level of resuscitation. The need for resuscitation can be predicted before labor and delivery with approximately 80% accuracy based on the presence of antepartum risk factors ( Box 9.2 ).
Box 9.2
Risk Factors Suggesting a Greater Need for Neonatal Resuscitation
Modified from Textbook of Neonatal Resuscitation . 8th ed. American Academy of Pediatrics and American Heart Association; 2021.
Antepartum Risk Factors
-
•
Maternal diabetes
-
•
Hypertensive disorder of pregnancy
-
•
Chronic hypertension
-
•
Fetal anemia or isoimmunization
-
•
Previous fetal or neonatal death
-
•
Bleeding in second or third trimester
-
•
Maternal infection
-
•
Maternal cardiac, pulmonary, renal, thyroid, or neurologic disease
-
•
Polyhydramnios
-
•
Oligohydramnios
-
•
Premature rupture of membranes
-
•
Fetal hydrops
-
•
Postterm gestation
-
•
Multiple gestation
-
•
Discrepancy between fetal size and dates (i.e., last menstrual period)
-
•
Drug therapy (e.g., lithium carbonate, magnesium, adrenergic-blocking drugs)
-
•
Maternal substance abuse
-
•
Fetal malformation
-
•
Diminished fetal activity
-
•
No prenatal care
-
•
Maternal age > 35 y
Intrapartum Risk Factors
-
•
Emergency cesarean delivery
-
•
Forceps or vacuum-assisted delivery
-
•
Breech or other abnormal presentation
-
•
Preterm labor
-
•
Precipitous labor
-
•
Chorioamnionitis
-
•
Prolonged rupture of membranes (>18 h before delivery)
-
•
Prolonged labor (>24 h)
-
•
Macrosomia
-
•
Category II or III fetal heart rate patterns
-
•
Use of general anesthesia
-
•
Uterine tachysystole with fetal heart rate changes
-
•
Maternal administration of opioids within 4 h of delivery
-
•
Meconium-stained amniotic fluid
-
•
Prolapsed umbilical cord
-
•
Placental abruption
-
•
Placenta previa
-
•
Significant intrapartum bleeding
Preterm delivery increases the likelihood that the neonate will require resuscitation. When a mother is admitted with either preterm labor or premature rupture of membranes, plans should be made for neonatal care in the event of delivery. The antenatal assessment of gestational age is based on the presumed date of the last menstrual period, the fundal height, and ultrasonographic measurements of the fetus. Unfortunately, it may be difficult to assess gestational age accurately because menstrual dates may be unknown or incorrect, the fundal height may be affected by abnormalities of fetal growth or amniotic fluid volume, and ultrasonographic assessment of fetal age is less precise after mid-pregnancy. The assessment of gestational age is most accurate in patients who receive prenatal care in early pregnancy; accurate knowledge of the gestational age enables the healthcare team to plan for the neonatal needs and to appropriately counsel the parents regarding neonatal morbidity and mortality. These plans and expectations must be formulated with caution and flexibility because the antenatal assessment may not accurately predict neonatal size, maturity, and/or condition at delivery.
A variety of intrauterine insults can impair the fetal transition to extrauterine life. For example, neonatal depression at birth can result from acute or chronic uteroplacental insufficiency or acute umbilical cord compression. Chronic uteroplacental insufficiency, regardless of its etiology, may result in fetal growth restriction. Fetal hemorrhage, viral or bacterial infection, meconium aspiration, and exposure to opioids or other CNS depressants also can result in neonatal depression. Although randomized trials have not confirmed that fetal heart rate (FHR) monitoring improves neonatal outcome, a nonreassuring FHR tracing is considered a predictor of the need for neonatal resuscitation (see Chapter 8 ).
Infants with congenital anomalies (e.g., tracheoesophageal fistula, diaphragmatic hernia, CNS, and cardiac malformations) may need resuscitation and cardiorespiratory support. Ultrasonography allows for the antenatal diagnosis of many congenital anomalies and other fetal abnormalities (e.g., nonimmune hydrops). Obstetricians should communicate knowledge or suspicions regarding these entities to those who will provide care for the neonate in the delivery room to allow the resuscitation team to make specific resuscitation plans.
In the past, infants born by either elective or emergency cesarean delivery were considered more likely to require resuscitation than infants delivered vaginally. Evidence suggests that repeat cesarean deliveries and those performed for dystocia in patients without FHR abnormalities result in the delivery of infants at low risk for neonatal resuscitation, especially when the cesarean deliveries are performed with neuraxial anesthesia. Infants delivered by elective repeat cesarean delivery are at higher risk for subsequent respiratory problems (e.g., TTN) than infants born vaginally. Infants born by cesarean delivery after a failed trial of labor are at a higher risk for neonatal sepsis than similar infants born vaginally. Emergency cesarean delivery is a risk factor for the need for neonatal resuscitation.
NEONATAL ASSESSMENT
Apgar Score
Resuscitative efforts typically precede the performance of a thorough physical examination of the neonate. Because NRP instructions require simultaneous assessment and treatment, it is important that the neonatal assessment be both simple and sensitive. In 1953, Virginia Apgar, an anesthesiologist, described a simple method for neonatal assessment that could be performed while care was being delivered. She suggested that this standardized and relatively objective scoring system would differentiate between infants who require resuscitation and those who need only routine care.
The Apgar score is based on five parameters that are assessed at 1 and 5 minutes after birth. Further scoring at 5- or 10-minute intervals may be done if initial scores are low. The parameters are heart rate, respiratory effort, muscle tone, reflex irritability, and color. A score of 0, 1, or 2 is assigned for each of these five entities ( Table 9.1 ). A total score of 8 to 10 is normal, a score of 4 to 7 indicates moderate impairment, and a score of 0 to 3 signals the need for immediate resuscitation. Dr. Apgar emphasized that this system does not replace a complete physical examination and serial observations of the neonate for several hours after birth.
Table 9.1
Apgar Scoring System
| Parameter | Score | ||
|---|---|---|---|
| 0 | 1 | 2 | |
| Heart rate (bpm) | Absent | <100 | >100 |
| Respiratory effort | Absent | Irregular, slow, shallow, or gasping respirations | Robust, crying |
| Muscle tone | Absent, limp | Some flexion of extremities | Active movement |
| Reflex irritability (nasal catheter, oropharyngeal suctioning) | No response | Grimace | Active coughing and sneezing |
| Color | Cyanotic | Acrocyanotic (trunk pink, extremities blue) | Pink |
The Apgar score is widely used to assess neonates, although its value has been questioned. The scoring system may help predict mortality and neurologic morbidity in populations of infants, but Dr. Apgar cautioned against the use of the Apgar score to make these predictions in an individual infant. She noted that the risk for neonatal mortality was inversely proportional to the 1-minute score. In addition, the 1-minute Apgar score was a better predictor of mortality within the first 2 days of life than within 2 to 28 days of life.
Several studies have challenged the notion that a low Apgar score signals perinatal asphyxia. In a prospective study of 1210 deliveries, Sykes et al. noted a poor correlation between the Apgar score and the umbilical cord blood pH. Other studies, including those of low-birth-weight infants, have found that a low Apgar score is a poor predictor of neonatal acidosis, although a high score is reasonably specific for excluding the presence of severe acidosis. By contrast, the fetal biophysical profile has a good correlation with the acid-base status of the fetus and the neonate (see Chapter 6 ). The biophysical profile includes the performance of a nonstress test and ultrasonographic assessment of fetal tone, fetal movement, fetal breathing movements, and amniotic fluid volume.
Additional studies have suggested that Apgar scores are poor predictors of long-term neurologic impairment. The Apgar score is more likely to predict a poor neurologic outcome when the score remains 3 or less at 10, 15, and 20 minutes. However, when a child has cerebral palsy, low Apgar scores alone are not adequate evidence that perinatal hypoxia was responsible for the neurologic injury.
The American College of Obstetricians and Gynecologists (ACOG) and AAP Task Force on Neonatal Encephalopathy recommend a comprehensive multidimensional assessment be performed of neonatal status and all potential contributing factors (maternal history, obstetric antecedents, intrapartum factors, placental pathology) to assess the likelihood that an acute peripartum or intrapartum event was sufficient to cause neonatal encephalopathy. An Apgar score of less than 5 at 5 minutes and 10 minutes of age confers an increased risk of cerebral palsy, but most infants with low Apgar scores will not develop cerebral palsy. If the 5-minute Apgar score is greater than or equal to 7, it is unlikely that peripartum hypoxia-ischemia caused the neonatal encephalopathy.
In summary, the Apgar scoring system is used throughout the world; it is a convenient method for assessing the status of the neonate immediately after birth as well as the infant’s response to resuscitation. Low Apgar scores alone do not predict individual neonatal mortality or neurologic outcome; rather, Apgar scores can be low for a variety of reasons. Preterm delivery, congenital anomalies, neuromuscular diseases, antenatal drug exposure, manipulation at delivery, and subjectivity and error may influence the Apgar score.
Umbilical Cord Blood Gas and pH Analysis
Umbilical cord blood gas and pH measurements reflect the fetal condition immediately before delivery and can be obtained routinely after delivery or measured only in cases of neonatal depression. These measurements may be a more objective indication of a neonate’s condition than the Apgar score. However, because of the delay between obtaining the samples and reporting the results, decisions must be made based on clinical assessment until the results are available. The ACOG and AAP have recommended that cord blood gas measurements be obtained in cases for which fetal metabolic status is in question.
The fetus produces carbonic acid (from oxidative metabolism) and lactic and beta-hydroxybutyric acids (primarily from anaerobic metabolism). Carbonic acid, which is often called respiratory acid , is cleared rapidly by the placenta as carbon dioxide when placental blood flow is normal. However, metabolic clearance of lactic and beta-hydroxybutyric acids requires hours; thus, these acids are called metabolic or fixed acids . In the fetus, metabolic acidemia is more ominous than respiratory acidemia because the former reflects a significant amount of anaerobic metabolism.
The measured components of umbilical cord blood gas analysis are pH, P co 2 , P o 2 , and bicarbonate (HCO 3 – ). HCO 3 − is a major buffer in fetal blood. The measure of change in the buffering capacity of umbilical cord blood is reflected in the delta base, which is also known as the base excess or deficit; this value can be calculated from the pH, P co 2 , and HCO 3 − . Ideally, blood samples from both the umbilical artery and vein are collected. Umbilical artery blood gas measurements represent the fetal condition, whereas umbilical vein measurements reflect the maternal condition and uteroplacental gas exchange. Unfortunately, it may be difficult to obtain blood from the umbilical artery, especially when it is small, as it is in very low-birth-weight (VLBW) infants. Caution should be used in the interpretation of an isolated umbilical venous blood pH measurement, which can be normal despite the presence of arterial acidemia.
Proper blood sampling and handling are necessary. The measurements should be accurate, provided that (1) the umbilical cord is double-clamped immediately after delivery; (2) the samples are drawn within 20 minutes of delivery into a syringe containing the proper amount of heparin; and (3) the samples are analyzed within 20 minutes. If the delay is longer than 20 minutes, the sample should be placed on ice. The base deficit and lactate values increase with longer delays and, thus, should be interpreted with caution. The P o 2 measurement is more accurate if residual air bubbles are removed from the syringe.
Historically, a normal umbilical cord blood pH measurement was believed to be 7.2 or higher. However, investigators have challenged the validity of this number, given the lack of distinction between umbilical arterial and venous blood despite clear differences in their normal measurements. There is no global consensus on the definition of acidemia. One study noted that the median umbilical arterial blood pH in vigorous infants (those with 5-minute Apgar scores of ≥ 7) was 7.26, with a measurement of 7.10 representing the 2.5th percentile. The statistical lower limit of umbilical artery pH is approximately 7.10 (mean minus two standard deviations). A number of factors may also influence the umbilical arterial blood pH measurement. A fetus subjected to the stress of labor has a lower pH than one born by cesarean delivery without labor. Offspring of nulliparous women tend to have a lower pH than offspring of parous women, a difference that is likely related to a difference in the duration of labor. Other factors influencing fetal acid-base status include the maternal condition, temperature, gestational age, fetal body mass, and infection. Delayed umbilical cord clamping is associated with lower pH and higher P co 2 , base deficit, and lactate because acidic metabolites, which have accumulated in peripheral tissue during labor, are washed into the central circulation as the infant begins to cry and move after delivery.
Fetal arterial pH and P o 2 decrease and P co 2 increases with gestational age, but base deficit values do not change. Preterm infants often have low Apgar scores despite the presence of normal umbilical cord blood gas and pH measurements; therefore, the assessment of umbilical cord blood may be especially helpful in the evaluation of preterm neonates whose low tone or poor respiratory effort may be related to gestational age alone.
Physicians should use strict definitions when interpreting umbilical cord blood gas and pH measurements. Terms such as birth asphyxia should be avoided in most cases. Acidemia refers to an increase in the hydrogen ion concentration in the blood. Acidosis occurs when there is an increased hydrogen ion concentration in tissue. Asphyxia is a clinical situation that involves hypoxia (i.e., a decreased level of oxygen in tissue), damaging acidemia, and metabolic acidosis.
When acidemia is present, the type—respiratory, metabolic, or mixed—must be identified ( Table 9.2 ). Metabolic acidemia is more likely to be associated with acidosis than respiratory acidemia and is clinically more significant. Similarly, mixed acidemia with a high P co 2 , an extremely low HCO 3 − , and a high base deficit is more ominous than a mixed acidemia with a high P co 2 but only a slightly reduced HCO 3 − and a low base deficit. Mixed or metabolic acidemia (but not respiratory acidemia) is associated with an increased incidence of neonatal complications and death.
Table 9.2
Criteria Used to Define Types of Acidemia in Neonates With an Umbilical Arterial pH Measurement < 7.20
Modified from Cahill AG. Intrapartum fetal evaluation. In: Gabbe’s Obstetrics: Normal and Problem Pregnancies , 8th ed. Elsevier; 2021:267–294.
| Classification | P co 2 | Base Deficit (mmol/L) |
|---|---|---|
| Respiratory | Elevated | <12 |
| Metabolic | Normal | ≥12 |
| Mixed | Elevated | ≥12 |
In their study of 3506 term neonates, Goldaber et al. noted that an umbilical arterial blood pH measurement < 7.00 was associated with a significantly higher incidence of neonatal death. All neonatal seizures in their study occurred in infants with an umbilical arterial blood pH < 7.05. By contrast, a short-term outcome study failed to show a good correlation between arterial blood pH and the subsequent health of an infant. In the large study reported by Casey et al., umbilical arterial blood pH of ≤ 7.0 was a poorer predictor of the relative risk for neonatal death during the first 28 days of life than a 5-minute Apgar score of ≤ 3. However, 6264 infants were excluded from their study because umbilical arterial blood gas measurements could not be obtained and these infants had a higher incidence of neonatal death than those for whom blood gas measurements were obtained. In a separate review of 51,519 term deliveries, Yeh et al. found an increased risk for adverse outcomes in infants with a pH < 7.10, with the lowest risk in infants with a pH between 7.26 and 7.30; however, 75% of infants with neurologic morbidity had a normal pH. Thus, it is important to remember that neonates may suffer multiorgan system damage, including neurologic injury, even in the absence of low pH and Apgar scores.
According to the ACOG/APP Task Force, an umbilical arterial blood pH < 7.0 and a base deficit ≥ 12 mmol/L at delivery are considered one part of the definition of an acute intrapartum hypoxic event sufficient to cause cerebral palsy. The base deficit and bicarbonate (the metabolic component) values are the most significant factors associated with morbidity in neonates with an umbilical arterial blood pH < 7.0. Twenty-three percent of infants with an umbilical arterial base deficit of 12 to 16 mmol/L have moderate to severe complications, which increases to 37% when the deficit is greater than 16 mmol/L.
Abnormal FHR patterns and umbilical cord blood gas measurements are not consistently correlated with poor neonatal outcomes. In a longitudinal study that evaluated outcomes at 6.5 years of age, Hafstrom et al. found that infants with an umbilical arterial blood pH < 7.05 but a normal examination at birth had outcomes that did not differ from those for matched infants with a normal umbilical arterial blood pH.
As Virginia Apgar emphasized in 1962, the most important components of neonatal assessment are a careful physical examination and continued observation for several hours. Additional information can be gained from the antenatal history, Apgar scores, and umbilical cord blood gas and pH measurements, provided that clinicians are aware of the proper methods of interpretation as well as the limitations of these methods of assessment.
Respiration and Circulation
There are some similarities between the initial assessment of the neonate and the initial assessment of an adult who requires resuscitation. In both situations, the physician should give immediate attention to the ABCs of resuscitation (i.e., airway, breathing, circulation).
The normal neonatal respiratory rate is between 30 and 60 breaths per minute. Breathing should begin by 30 seconds and be regular by 90 seconds of age. Failure of the neonate to breathe by 90 seconds of age represents either primary or secondary apnea. During primary apnea , but not secondary apnea, tactile stimulation can initiate breathing efforts. In addition, although heart rate may be low with both periods of apnea, a reduction in blood pressure occurs only during secondary apnea. Therefore, during evaluation of the apneic neonate, aggressive resuscitation must be initiated promptly if tactile stimulation does not result in the initiation of spontaneous breathing.
Assessment of the adequacy of respiratory function requires comprehensive observation for signs of neonatal respiratory distress. These signs include cyanosis, grunting, flaring of the nares, retracting chest motions, and unequal breath sounds. The adequacy of respiratory function can also be assessed by the estimation of Sa o 2 . Pulse oximetry provides accurate estimates of Sa o 2 during periods of stability but may overestimate values during rapid desaturation. In addition, the Sa o 2 (Sp o 2 ) measurements may fluctuate in the delivery room as a result of the ongoing transition from the fetal to the neonatal circulation, and it may take more than 10 minutes to achieve a preductal Sa o 2 > 95% in a healthy term infant. Targeted preductal Sp o 2 values are shown in Table 9.3 . Supplemental oxygen may be administered, titrated to achieve the normal range for healthy term infants after vaginal delivery.
Table 9.3
Targeted Preductal Sp o 2 After Birth
From Aziz K, Lee HC, Escobedo MB, et al. Part 5: Neonatal resuscitation: 2020 American Heart Association guidelines for cardiopulmonary resuscitation and emergency cardiovascular care. Circulation . 2020;142(16_suppl_2):S524–S550.
| Time After Birth (min) | Sp o 2 Target (%) |
|---|---|
| 1 | 60–65 |
| 2 | 65–70 |
| 3 | 70–75 |
| 4 | 75–80 |
| 5 | 80–85 |
| 10 | 85–95 |
Pulse oximetry is recommended when resuscitation is anticipated, when positive pressure ventilation or supplemental oxygen is administered, or when central cyanosis persists beyond 5 to 10 minutes of life. The pulse oximeter sensor should be applied to the neonate’s right upper extremity, which receives preductal blood flow (see earlier discussion); because CNS blood flow is also preductal, right upper extremity Sa o 2 measurements provide a more accurate assessment of CNS oxygenation. Sensor placement can be difficult on skin that is wet and covered with vernix caseosa; therefore, it may be easier to place the sensor over the right radial artery, especially in preterm infants.
Neonatal arterial blood sampling is technically difficult and thus rarely obtained in the delivery room. Cannulation of the umbilical artery is useful in infants who will require frequent blood sampling. This procedure often requires the use of microinstruments (especially in preterm and VLBW infants) and the ability to monitor the infant when obscured from view by surgical drapes; therefore, this procedure is usually performed in the neonatal intensive care unit (NICU).
The normal neonatal heart rate may be greater than 160 beats per minute (bpm) in the very early preterm neonate, but it should be within the range of 120 to 160 bpm by 28 weeks’ gestational age. Clinical determination of the heart rate can be done by lightly grasping the base of the umbilical cord to feel the arterial pulsations or by listening to the apical heartbeat. These methods have been found to be less reliable than electrocardiography (ECG). Additionally, several studies have found the ECG to be more accurate than pulse oximetry and is now recommended by the NRP for infants requiring resuscitation.
Measurement of arterial blood pressure is not a priority during the initial assessment and resuscitation of the neonate. However, observation for signs of abnormal circulatory function is considered essential. These signs include cyanosis, pallor, mottled coloring, prolonged capillary refill time, and weakness or absence of pulses in the extremities. One of the causes of abnormal circulatory function is hypovolemia, which should be anticipated in cases of bleeding from the umbilical cord or the fetal side of the placenta or whenever a neonate does not respond appropriately to resuscitation. The hypovolemic neonate may exhibit signs of abnormal circulatory function as well as tachycardia and tachypnea (neonatal hypovolemia usually does not accompany placental abruption, which may cause maternal bleeding, or other conditions associated with fetal asphyxia).
Neurologic Status
The initial neonatal neurologic assessment requires only simple observation. The neonate should demonstrate evidence of vigorous activity, including crying and active flexion of the extremities. Signs of possible neurologic abnormalities include apnea, seizures, hypotonia, and unresponsiveness. Neonates should be assessed for physical signs of hypoxic-ischemic encephalopathy. The modified Sarnat tool distinguishes three stages of encephalopathy based on physical signs and symptoms. The stages of hypoxic-ischemic encephalopathy are associated with different outcomes: stage I, good; stage II, moderate; and stage III, poor. Although detailed neurologic assessment, including head imaging, is performed after the neonate is transferred to the NICU, assessment of tone, baseline heart rate, respirations, and reflex activity is part of both the Apgar scoring system and the assessment for hypoxic-ischemic encephalopathy and is made initially in the delivery room.
Gestational Age
When assessing a very small neonate whose gestational age appears to be lower than that of viability, the evaluator must consider whether it is appropriate to initiate and maintain resuscitation efforts. The most accurate method of estimating gestational age combines consideration of the last menstrual period and early fetal ultrasound as well as physical and neurologic characteristics of the newborn. The neonatal gestational age is often assessed with the use of the scoring systems described initially by Dubowitz et al. and subsequently modified by Ballard et al., using physical and neurologic criteria.
The Ballard score is most accurate when used to estimate gestational age at 30 to 42 hours, rather than during the first several minutes after birth, and is less accurate in very small preterm infants.
Another commonly used criterion for the estimation of gestational age is birth weight. Normal values for birth weight are published and readily available. Although birth weight may help physicians estimate the gestational age of an otherwise healthy preterm infant, physicians cannot rely on birth weight to provide an accurate estimate of gestational age in an infant who suffered from fetal growth restriction or who is large for gestational age.
Because of the potential for inaccurate gestational age estimation in the delivery room, it is best not to use scoring systems to guide decisions regarding the initiation or continuation of neonatal resuscitation immediately after delivery. In most circumstances, the neonate’s response to resuscitative efforts is the best indicator as to whether further intervention is warranted.
NEONATAL RESUSCITATION
The equipment and medications needed for neonatal resuscitation are listed in Box 9.3 . Equipment, supplies, and medications should be checked regularly to ensure that all components are available and functional.
Box 9.3
Equipment and Drugs Needed for Neonatal Resuscitation
ID , Internal diameter. Modified from Textbook of Neonatal Resuscitation . 8th ed. American Academy of Pediatrics and American Heart Association; 2021.
Suction Equipment
-
•
Bulb syringe
-
•
Mechanical suction and tubing
-
•
Suction catheters: 5 F or 6 F, 8 F, and 10 F or 12 F
-
•
8-F feeding tube and 20-mL syringe
-
•
Meconium aspiration device
Bag-and-Mask Equipment
-
•
Neonatal resuscitation bag with a pressure-release valve or pressure manometer and valve to deliver positive end-expiratory pressure (the bag must be capable of delivering 90% to 100% oxygen) or a pressure-limiting T-piece resuscitator
-
•
Face masks, term and preterm newborn sizes (masks with cushioned rim preferred)
-
•
Supraglottic airway devices, term and preterm newborn sizes
-
•
Air source with tubing
-
•
Oxygen with flowmeter (flow rate up to 10 L/min) and tubing (including portable oxygen cylinders)
-
•
Blender to mix air and oxygen to adjust oxygen delivery
Intubation Equipment
-
•
Laryngoscope with straight blades: sizes 0 (preterm) and 1 (term)
-
•
Extra bulbs and batteries for laryngoscope
-
•
Tracheal tubes: 2.5, 3.0, 3.5, and 4.0 mm ID
-
•
Stylet (optional)
-
•
Scissors
-
•
Tape or securing device for tracheal tube
-
•
Alcohol sponges
-
•
CO 2 detector (optional)
-
•
Supraglottic airway (optional)
Medications
-
•
Epinephrine 1:10,000 (0.1 mg/mL), 3- or 10-mL ampules
-
•
Isotonic crystalloid (normal saline or lactated Ringer’s solution) for volume expansion, 100 or 250 mL
-
•
Sodium bicarbonate 4.2% (5 mEq/10 mL), 10-mL ampules
-
•
Normal saline, 30 mL
-
•
Dextrose 10%, 250 mL
-
•
Normal saline “fish” or “bullet” (optional)
-
•
Feeding tube: 5 F (optional)
-
•
Umbilical vessel catheterization supplies:
-
•
Sterile gloves
-
•
Scalpel or scissors
-
•
Povidone-iodine solution
-
•
Umbilical tape
-
•
Umbilical catheters: 3.5 F, 5 F
-
•
Three-way stopcock
-
•
-
•
Syringes: 1, 3, 5, 10, 20, and 50 mL
-
•
Needles: 25-, 21-, and 18-gauge, or puncture device for needleless system
Miscellaneous
-
•
Gloves and appropriate personal protection
-
•
Radiant warmer or other heat source
-
•
Firm, padded resuscitation surface
-
•
Clock (timer optional)
-
•
Warmed linens
-
•
Stethoscope
-
•
Tape: ½ or ¾ inch (1.25 or 1.9 cm)
-
•
Cardiac monitor and electrodes and/or pulse oximeter with probe
-
•
Oropharyngeal airways
-
•
Polythene wrap or bags (for infants < 28 weeks’ gestation)
Although previously published guidelines recommended suctioning of the mouth and nose after delivery of the head, current guidelines do not recommend routine intrapartum oropharyngeal and nasopharyngeal suctioning for infants born with either clear or meconium-stained amniotic fluid to avoid inducing bradycardia.
Timing of cord clamping may vary by the gestational age and vigor of the infant. Current evidence supports a delay in cord clamping for more than 30 seconds after the delivery of term and late preterm infants (≥34 weeks’ gestation) not requiring resuscitation. In preterm infants, delayed cord clamping is associated with improved blood pressure and a lower incidence of intraventricular hemorrhage (IVH) ; no alterations in Apgar scores or need for delivery room resuscitation have been observed with this practice. In nonvigorous term and late preterm infants, intact cord milking may be reasonable compared with early cord clamping (<30 seconds); however, cord milking is not recommended for preterm infants less than 28 weeks’ gestation age. Research is ongoing to determine the benefit of initiating resuscitation with an intact cord to promote improved venous return during initial breaths.
Healthy, term neonates should be placed skin to skin with their mothers after an uneventful vaginal delivery. After cesarean delivery, or after a vaginal delivery in which the need for resuscitation is anticipated, the neonate is transferred to the resuscitation area. The availability of sterile blankets allows the individual performing the delivery to remain sterile while transferring the infant; this issue is especially important during cesarean deliveries. The timing of delivery should be noted, assessment and appropriate resuscitative measures should be continued, and Apgar scores should be assigned at the appropriate intervals ( Fig. 9.3 ).
Algorithm for Resuscitation of the Newly Born Infant. CPAP , Continuous positive airway pressure; ECG , electrocardiographic; ETT , endotracheal tube; HR , heart rate; IV , intravenous; O 2 , oxygen; Sp o 2 , oxygen saturation; UVC , umbilical venous catheter.
From Aziz K, Lee HC, Escobedo MB, et al. Part 5: Neonatal Resuscitation: 2020 American Heart Association Guidelines for Cardiopulmonary Resuscitation and Emergency Cardiovascular Care. Circulation . 2020;142:(16_suppl_2)S524–S550, with permission from the American Heart Association.
Maintaining normal temperature during stabilization for nonasphyxiated infants is essential. The physician or nurse should place the infant beneath an overhead radiant warmer and promptly dry the skin of infants delivered at greater than 28 weeks’ gestation. The infant who is delivered preterm at less than 28 weeks’ gestation should be placed in a polythene bag or wrapping to prevent heat loss. Additional methods to prevent hypothermia include increasing the room temperature, using a thermal mattress, and warm, humidified gases. Hypothermia can result in increased oxygen consumption and metabolic acidosis and is associated with a significantly higher mortality rate among preterm infants.
Selective cerebral hypothermia or whole-body hypothermia may protect against brain injury in the asphyxiated infant. The use of intentional hypothermia therapy requires an Neonatal Intensive Care Unit with defined protocols and multidisciplinary support. When assessing an infant for hypothermia therapy, the radiant warmer can be turned off to allow passive cooling. If the criteria for hypothermia therapy are not met on further assessment, the infant can be warmed slowly. Hyperthermia (>38.0°C) should be avoided in all infants.
The neonate should be positioned in a way that allows the airway to remain open, with the head in the “sniffing” position (the neck flexed on the chest and the head extended on the neck, thereby aligning the oropharynx, pharynx, and hypopharynx). Suctioning of the mouth and nose with a bulb syringe may be necessary if secretions accumulate.
The neonate with a normal respiratory pattern, heart rate, and color requires no further intervention. Often the neonate has a normal respiratory pattern and heart rate but may not be pink. Acrocyanosis often persists for several minutes after delivery and does not require intervention. However, an evaluation for choanal atresia can be performed at this time with the gentle insertion of a small suction catheter through each nostril into the nasopharynx. Vigorous nasal suctioning should be avoided because it can cause trauma to the nasal mucosa and result in progressive edema and airway obstruction. The neonate is an obligate nasal breather; thus, choanal atresia is a potentially lethal anomaly that requires immediate attention. The classic clinical presentation for choanal atresia is an infant with cyanosis and respiratory distress at rest who becomes pink when crying. If this anomaly is present (as evidenced by failure of nasal passage of the catheter), the neonate should have an oral airway or endotracheal tube inserted and an evaluation performed for repair of the obstruction.
Tactile stimulation should be used if the neonate does not breathe immediately; this consists of gently rubbing the back and flicking the soles of the feet. Tactile stimulation does not trigger respiratory efforts during secondary apnea in the neonate. Therefore, if the neonate does not begin to breathe spontaneously after tactile stimulation, the evaluator should begin positive-pressure mask ventilation. If the neonate has an abnormally slow heart rate (i.e., <100 bpm), positive-pressure ventilation should be performed until the heart rate rises to the normal range. Overzealous tactile stimulation (e.g., slapping the back) is not useful; it provides no advantage over the more moderate methods and can cause traumatic injury. Infants with labored breathing, such as retractions or grunting, or persistent cyanosis may benefit from continuous positive airway pressure.
High concentrations of oxygen (as opposed to ambient air) can raise production of oxygen free radicals, which have been linked to hypoxia-reoxygenation injury. Studies of term or near-term infants showed a significantly lower mortality rate with no evidence of harm when resuscitation was performed initially with room air rather than 100% oxygen. The current guidelines for neonatal resuscitation for term infants recommend the initial use of room air for assisted ventilation.
A 2018 metaanalysis compared lower (Fi o 2 < 0.4) versus higher (Fi o 2 ≥ 0.4) initial oxygen concentrations for the resuscitation of preterm infants. No difference in mortality or other outcomes was identified, although the quality of evidence was low. As a result, the current guidelines recommend resuscitation with 21% to 30% oxygen with titration as needed. Sa o 2 measurements of 85% to 92% are thought to be adequate and appropriate for neonates less than 35 weeks’ gestation.
Positive-pressure ventilation must be performed correctly to ensure that it is effective and does not cause barotrauma. Current guidelines recommend the use of a T-piece resuscitator rather than a self-inflating bag to administer positive-pressive ventilation, particularly for preterm infants. A self-inflating bag should be available as backup in the event of compressed gas failure. The face mask must be of appropriate size and shape to ensure a good seal around the nose and mouth. A variety of masks should be available to accommodate infants of all sizes and gestational ages. Use of a supraglottic airway (SGA), rather than a face mask, may be used to deliver positive-pressure ventilation for infants less than 34 weeks’ gestation (see later). For the infant with excessive occipital scalp edema (i.e., caput succedaneum ), placing a small roll under the shoulders to alleviate hyperflexion of the neck may be helpful.
It has been suggested that during the first assisted breath, positive pressure at 30 cm H 2 O in term infants should be maintained for 4 to 5 seconds at the end of inspiration to overcome the surface tension of the lungs and open the alveoli. A 2015 review of the literature assessing the technique in human neonates found low-quality evidence of benefit for its use. The authors concluded that the safety and benefits of sustained inflation require further rigorous study.
The neonatal response to a large, rapid inflation of the lungs is a sharp inspiration of its own (Head’s paradoxical reflex). Subsequent breaths should be delivered at a rate of 40 to 60 breaths per minute, with intermittent inspiratory pauses to prevent the development of atelectasis. The maximum pressure generated should range between 20 and 30 cm H 2 O, with an inspiration-to-expiration ratio of approximately 1:1. In preterm infants, whose lungs may be more easily injured, initial inflation pressures of 20 to 25 cm H 2 O may be adequate. If mask ventilation is needed for longer than 2 to 3 minutes, the stomach should be emptied with an orogastric catheter. Distention of the stomach with air can compromise respiratory function in the neonate. This maneuver should be performed with care because pharyngeal stimulation can result in bradycardia and apnea.
The adequacy of respiratory resuscitation can be monitored from observation of its effect on heart rate; an increase in heart rate is the first consistently reliable sign of effective oxygenation. By contrast, changes in color occur slowly, are difficult to assess, and are a relatively poor index of successful resuscitation.
When the neonate’s heart rate is higher than 100 bpm, positive-pressure ventilation can be stopped, and the infant can be reevaluated for spontaneous respiratory effort. Administration of naloxone is not recommended, even if opioid-induced respiratory depression is the suspected etiology. Naloxone can worsen the neurologic damage caused by asphyxia and can precipitate acute neonatal opioid withdrawal, including seizure activity in cases of maternal opioid abuse. Assisted ventilation should be continued until resolution of the opioid effect rather than attempting to reverse it with naloxone.
If positive-pressure ventilation does not improve oxygenation (as reflected by an increase in heart rate), tracheal intubation is indicated. Tracheal intubation must be performed gently to avoid damage to the delicate neonatal neck and airway. The size of the neonate’s head is large relative to that of its body; therefore, the neonate is in the optimal position when it lies supine. In most cases, it is not necessary to elevate or hyperextend the neonate’s head during laryngoscopy.
The neonatal larynx is more anterior than that of the adult, and visualization often is easier when cricoid pressure is applied. The practitioner should hold the laryngoscope and apply cricoid pressure with the same hand. The thumb and first two fingers hold the base of the laryngoscope, the third finger rests on the mandible, and the fourth finger applies cricoid pressure. This technique promotes gentleness during airway manipulation. The distance from the gums to the larynx often is surprisingly short. A common mistake is to advance the laryngoscope blade too deeply—past the larynx and into the esophagus. When this error occurs, the larynx falls into view if the laryngoscope blade is withdrawn slowly.
The diameter of the endotracheal tube should be large enough to allow adequate ventilation and insertion of a suction catheter (if needed) but small enough to avoid causing trauma and subsequent subglottic stenosis. The ratio of internal diameter to gestational age should be less than 0.1 (e.g., 3.0 mm tube/35 weeks’ gestation = 0.09).
After tracheal intubation, positive-pressure ventilation should be resumed by means of an appropriate circuit (see earlier). Assessment of proper tube placement is accomplished by listening for breath sounds in both axillae. Exhaled CO 2 detection is the recommended method for confirming placement of the tube in the trachea. False-negative results can occur in situations in which the infant is correctly intubated, with the tube in the trachea, but pulmonary blood flow is poor or absent. This may lead to unnecessary extubation in critically ill infants. The Fi o 2 should be reduced as soon as possible, especially in the preterm neonate. The use of a pulse oximeter and an oxygen blender allows more targeted delivery of supplemental oxygen to the preterm infant immediately after birth. If the neonate is to remain intubated, a chest radiograph should be obtained to confirm the exact position of the endotracheal tube.
The skill and experience required for correct tracheal intubation and effective bag-and-mask ventilation may be lacking in providers who are inexperienced with neonatal resuscitation; as a consequence, SGAs have been evaluated as a potential alternative airway device for neonatal resuscitation. The SGA is blindly inserted into the pharynx, and a cuff is inflated to provide a low-pressure seal around the larynx. When evaluated in term infants requiring resuscitation at delivery, use of the SGA was found to be highly successful and without complications. The current neonatal resuscitation guidelines state that the SGA is an acceptable alternative means of establishing an airway in infants born at 34 weeks’ gestation and later.
One cause of unequal breath sounds and eventual circulatory collapse is a tension pneumothorax. Some physicians have recommended that providers of neonatal resuscitation be skilled in needle aspiration of a tension pneumothorax. This maneuver is accomplished by placement of a 22- or 25-gauge needle in the second intercostal space in the midclavicular line (on the side where no breath or heart sounds are heard). Air will rush out of the needle hub, thereby reducing the tension pneumothorax.
In almost all resuscitations, the neonate responds to ventilatory support. Chest compressions are needed in only 0.03% of deliveries. Chest compressions are indicated when the heart rate is less than 60 bpm despite adequate ventilation with supplemental oxygen for 30 seconds.
The preferred method for providing chest compressions is with the thumbs of both hands and the hands encircling the chest. Pressure is applied over the sternum just below an imaginary line drawn between the nipples; pressure applied over the lower part of the sternum or xiphoid can injure the abdomen. The sternum should be compressed to approximately one-third of the anteroposterior dimension of the chest, and the compression depth must be adequate to produce a palpable pulse. The compression time should be slightly shorter than the release time, particularly in the very young infant. Ventilation is compromised if the chest is compressed simultaneously with the administration of positive-pressure ventilation. The recommended ratio of compressions to breaths is 3:1. This pattern is given at a rate of 120 events per minute, with 90 chest compressions and 30 breaths administered each minute. Respirations, heart rate, and color should be rechecked every 30 seconds. Compressions should be resumed until the heart rate is 60 bpm or higher. Positive-pressure ventilation with supplemental oxygen titrated to Sa o 2 should be continued until the heart rate is higher than 100 bpm.
Medications are rarely required during neonatal resuscitation because most neonates who require resuscitative measures respond well to satisfactory oxygenation and ventilation alone. However, a variety of pharmacologic agents should be available in the delivery room (see Box 9.3 ). Epinephrine (0.02 mg/kg or 0.2 mL/kg of a 1 : 10,000 solution) should be administered if the heart rate remains lower than 60 bpm after 30 seconds of adequate ventilation and chest compressions, with a 3 mL normal saline flush for all size infants. Intravenous administration is the preferred route (via an umbilical venous line). While intravenous access is being established, intratracheal administration through an endotracheal tube may be considered; however, a larger dose of epinephrine (0.05 to 0.1 mg/kg) may be required. Administration of epinephrine is especially important if the heart rate is zero, and may require repeated dosing to be effective. Epinephrine raises the heart rate (the major determinant of neonatal cardiac output) and restores coronary and cerebral blood flow (CBF).
Sodium bicarbonate is not recommended during resuscitation. Because of its high osmolarity, this agent can cause hepatic injury at any gestational age and cerebral hemorrhage in the preterm infant ; it may also compromise myocardial and cerebral function. It should be given only during prolonged resuscitation and when adequate ventilation and circulation have been established. Arterial blood gas measurements and serum chemistry determinations should guide the use of sodium bicarbonate, which generally occurs after stabilization.
Atropine is not recommended for use during neonatal resuscitation. Epinephrine is considered the drug of choice for the treatment of bradycardia.
Calcium administration is not recommended for neonatal resuscitation, unless it is given specifically to reverse the effect of magnesium, which may have crossed the placenta from the mother to the fetus. Evidence suggests that calcium administration causes cerebral calcification and decreases survival in stressed neonates.
Volume expanders must be given strictly in recommended doses. A continuous infusion is dangerous in the neonate because it can easily result in the administration of an excessive fluid volume. Fluid overload can cause hepatic capsular rupture, brain swelling in the asphyxiated infant, or intracranial hemorrhage in the preterm infant. The recommended route of vascular access for neonates requiring access at the time of delivery is the umbilical vein. The intraosseous route may be used if intravenous access is not feasible.
The cannulation of the umbilical vein involves insertion of a soft catheter into the cut end of the vein ( Fig. 9.4 ). The catheter is advanced until blood return is noted, but no more than 2 cm past the abdominal surface. If ongoing vascular access is required during the neonate’s hospital course, the soft umbilical catheter can be advanced through the ductus venosus into the inferior vena cava. Care must be taken to avoid leaving the tip in an intermediate location because of possible hepatic damage if a high-osmolarity substance is injected. Other complications of umbilical venous catheterization are hemorrhage and sepsis. The prolonged absence of vascular access in critically ill neonates can lead to hypoglycemia, which in association with hypoxia, can increase the risk for adverse neonatal outcomes.
Cannulation of the Umbilical Vein. A 3.5-F or 5-F umbilical catheter with a single end-hole and a radiopaque marker should be used. For emergency use, the catheter should be inserted into the vein of the umbilical stump until the tip of the catheter is just below the skin level but free flow of blood is present. If the catheter is inserted further, there is a risk for infusing solutions into the liver and possibly causing damage.
Illustration by Naveen Nathan, MD, NorthShore University HealthSystem, University of Chicago Pritzker School of Medicine, Evanston, IL.
Intraosseous access is accomplished by insertion of a 20-gauge needle into the proximal tibia approximately 1 cm below the tibial tuberosity. This technique may be easier to perform for practitioners who have little experience with intravenous or umbilical neonatal catheterization. Absorption from the neonatal bone marrow into the general circulation occurs almost immediately. This rapid absorption results from the preponderance of red bone marrow over yellow bone marrow; yellow bone marrow is less vascular and is the dominant form of marrow after 5 years of age. Complications related to this technique are rare and include tibial fracture, which occurs more often in older children, and osteomyelitis. The risk for infection is proportional to the duration of intraosseous infusion ; therefore, the needle should be removed after 1 to 2 hours and, if necessary, a more conventional route of access should be established.
Volume expanders should be considered when the infant demonstrates signs of shock, such as pale skin, poor perfusion, and weak pulse, or has not shown adequate response to other resuscitative measures. Normal saline is the preferred volume expander, given initially at 10 mL/kg over 5 to 10 minutes, with doses repeated as necessary after reassessment for ongoing hypovolemia. Intravascular volume should be assessed through evaluation of heart rate, capillary refill time, and color. If significant blood loss is suspected, O-negative packed red blood cells may be used according to the same dosage regimen. Red blood cells replete the oxygen-carrying capacity as well as the intravascular volume. O-negative blood should always be available for emergency use during neonatal resuscitation. Placental blood has been used for neonatal volume expansion, but this practice is discouraged in most institutions because of the risks for infection or transfusion of clotted blood. Albumin is not recommended.
SPECIAL RESUSCITATION CIRCUMSTANCES
Meconium-Stained Amniotic Fluid
Meconium is present in the intestinal tract of the fetus after approximately 31 weeks’ gestation. Meconium-stained amniotic fluid is present in 10% to 15% of all pregnancies; the incidence is higher in postterm pregnancies. Intrapartum passage of meconium may be associated with fetal stress and hypoxia.
Meconium aspiration syndrome (MAS) is defined as respiratory distress in a neonate whose airway was exposed to meconium and whose chest radiograph exhibits characteristic findings, including pulmonary consolidation and atelectasis. Treatment of MAS often involves the use of positive-pressure ventilation and is associated with a 5% to 20% incidence of pneumothorax from pulmonary air leaks. It can be associated with persistent pulmonary hypertension of the newborn. The use of extracorporeal membrane oxygenation (ECMO) and inhaled nitric oxide for the treatment of pulmonary hypertension associated with MAS has been shown to reduce mortality rates. In a US study published in 2009, the mortality in neonates admitted to the intensive care unit with MAS was 1.2%.
In an attempt to reduce inhalation of meconium from the pharynx and thus prevent or reduce the severity of MAS, the practice of suctioning the mouth and pharynx after delivery of the head, and subsequent intubation to remove meconium from the trachea was a common practice. However, studies have documented that airway suctioning at birth does not prevent MAS and its associated mortality ; these studies indicated that MAS was primarily a result of intrauterine events such as asphyxia or sepsis. Hypoxia induces pathologic changes in the pulmonary vasculature, which results in pulmonary hypertension and respiratory distress after birth. The pulmonary damage is independent of meconium aspiration; therefore, it is not prevented by the suctioning of meconium. A prospective study designed to assess the efficacy of routine tracheal suctioning of meconium to prevent MAS indicated little or no benefit to this practice. Current guidelines do not recommend routine intrapartum oropharyngeal and nasopharyngeal suctioning after delivery of the infant’s head, given that a large multicenter randomized trial showed no benefit to this practice in term-gestation infants.
Amnioinfusion —the instillation of saline into the amniotic cavity—has been used successfully for reduction of cord compression in the presence of oligohydramnios during labor. It has also been proposed as a potential treatment to reduce the incidence of MAS in infants born to women with thick meconium staining of the amniotic fluid. A large multicenter randomized trial found no difference in rates of MAS or other neonatal disorders with the use of amnioinfusion. Thus, the routine practice of amnioinfusion for meconium-stained fluid alone is not recommended.
Stay updated, free articles. Join our Telegram channel
Full access? Get Clinical Tree





