Hypoxic-Ischemic Encephalopathy



Hypoxic-Ischemic Encephalopathy


Ericka L. Fink

Mioara D. Manole

Robert S. B. Clark




Clinical hypoxic-ischemic encephalopathy (HIE) is a complex spectrum of brain injury due to diverse etiologies causing hypoxemia, and the brain injury results from hypoxemia and/or ischemia with or without reperfusion. In newborns, infants, and children, the management and prognostication of HIE is complicated by variability in developmental stage at the time of insult, regional vulnerability, and etiology. Consequently, gaining consensus on guidelines and standards for care remain elusive. Taken together, these daunting hurdles deserve special scientific attention, because HIE is a major cause of morbidity and mortality in pediatric patients, and carries a heavy burden for the patient and caregivers not only in terms of disability and quality of life in survivors but also in high costs associated with lifelong healthcare assistance. To date, there is no efficacious treatment for HIE. However, there has been progress in mitigating HIE, as demonstrated with postresuscitative hypothermia use for adults after ventricular tachycardia/fibrillation (VT/VF)-induced cardiac arrest and for neonates after birth asphyxia, and the early application of thrombolytics in adults after embolic stroke. The challenges remain to develop and optimize neuroprotective strategies to further improve outcomes for children at risk of HIE.


CORE PATHOPHYSIOLOGY AND PATHOBIOLOGY

Prolonged hypoxemia and/or ischemia lead to brain injury by triggering multiple pathologic cascades that can lead to cell death and loss of neurologic function. Interwoven with the pathologic cascades are endogenous neuroprotective responses to minimize damage. These cellular responses—with similarities to other types of acute brain injury, such as traumatic brain injury, central nervous system (CNS) infections, stroke, and status epilepticus—are covered in detail in Chapter 56. However, a few fundamental aspects of particular relevance to HIE warrant further comment here.


Global and Focal Hypoxic-Ischemic Encephalopathy

HIE can result from multiple etiologies which cause either global or focal disease. Global HIE can result from respiratory arrest, cardiac arrest, strangulation, poisoning, sagittal image sinus thrombosis, or profound shock states. Cardiac arrest due to asphyxia is the most common cause of global HIE in infants and children, while cardiac arrest due to arrhythmias is the most common cause in adults. Focal HIE can result from embolic or thrombotic stroke, or intracerebral hemorrhage. There are commonalities and important differences between HIE resulting from global and focal insults.

As outlined in Chapter 56, the principal commonality is the interruption of oxygen and blood flow to cells in the brain. Whether it is global due to cardiac arrest or focal due to vascular interruption of local cerebral blood flow (CBF), all parenchymal cells (neurons, astrocytes, oligodendrocytes, or microglia) will not tolerate prolonged durations of ischemia. The degree of brain damage is directly and strongly correlated with the duration of no-flow, and, as such, the clinical outcome is strongly and inversely correlated with the duration of no-flow. Thus the common clinical goal is to restore CBF as rapidly as possible, whether this is by return of spontaneous circulation (ROSC), in the case of cardiac arrest, or revascularization, in the case of stroke.

Final common pathways after critical global or focal ischemia include excitotoxicity from membrane failure with increased release and decreased reuptake of excitatory amino acids such as glutamate and glycine, oxidative stress,
mitochondrial dysfunction, energy failure, and initiation of cell death cascades (Fig. 65.1) (1). Neuronal and glial cell death can result from necrotic, apoptotic, and more recently described autophagic pathways (refer to Chapter 56). Each mechanism of cell death has a characteristic morphologic appearance and temporal pattern that can be observed at the microscopic and ultrastructural levels (2). Necrosis is a process characterized by immediate mitochondrial energy failure, leading to cellular swelling, loss of membrane integrity, and a prominent inflammatory response in surrounding tissues. Apoptosis is an energy-requiring process generally requiring new protein synthesis. Enzymatic degradation of cytoskeletal proteins results in cell soma and nuclear shrinkage, and nuclear deoxyribonucleic acid (DNA) is characteristically fragmented via endonucleases. In contrast to necrosis, apoptosis produces minimal inflammation. Autophagic stress can also result in cell death. Autophagy is an adaptive response to starvation, and results in autodigestion of cellular proteins and organelles to feed the cell. Triggering of autophagy after acute insults could potentially be beneficial or detrimental, likely depending on the degree and duration of injury. The role of autophagy after cerebral ischemia is only recently being investigated.






FIGURE 65.1. Cellular mechanisms resulting in cell death and hypoxic-ischemic encephalopathy. Prominent contributory mechanisms include excitotoxicity, disturbances in calcium homeostasis, oxidative stress, energy failure, and release of substances triggering cell death pathways. Gly, glycine; NMDA, N-methyl-D-aspartate; IP3, inositol 1,4,5-triphosphate; NO, nitric oxide; NOS, nitric oxide synthase; EndoG, endonuclease G; ATP, adenosine triphosphate. PCP, Phencyclidine; PLA, phospholipases A; PLC, Phospholipase C; DAG, diacyl-glycerol; SMA (second mitochondria-derived activator of caspases); C/Diablo, NAD, Nicotinamide adenine dinucleotide. From: Robert S. B. Clark.

The obvious pathophysiologic difference between global and focal critical ischemia is whether systemic hypoxemia and ischemia occurred before, during, or after focal insults. Multiorgan system failure, particularly cardiovascular failure, can profoundly contribute to the pathologic evolution in the postresuscitative phase, making cardiovascular and systemic stabilization a priority after cardiac arrest. Induction of both pathologic and protective hypoxia-inducible cell-signaling pathways can occur prior to the insult in patients with cardiac arrest. These pathways can be triggered in all regions of the brain rather than in those downstream of vascular occlusion in cardiac arrest compared with stroke. Thus, cell-signaling pathways, both bad and good, represent global therapeutic targets after hypoxia-ischemia from cardiac arrest.


Cardiac Arrest


Epidemiology of Pediatric Cardiac Arrest

In one multicenter study, the incidence of out-of-hospital cardiac arrest per 100,000 person-years ranged from 73 for infants, 8 in children aged 1-11, 6 in those aged 12-19 years, to 127 in adults (3). In contrast, the incidence for in-hospital pediatric cardiac arrest was 1.06 per 1000 hospital admissions in a single-center study (4). Some pediatric centers have implemented special medical emergency teams that respond to prearrest and arrest events to address the frequency of in-hospital cardiac arrests and mortality (5).

Table 65.1 outlines several clinical studies examining cardiac arrest in children. In contrast to adults, where the majority of cardiac arrests are due to cardiac arrhythmia and intrinsic heart disease, the majority of cardiac arrests in children are due to asphyxia (6,7). This includes in-hospital and out-of-hospital arrests. Asphyxial cardiac arrest, accounting for ˜80%-90% of pediatric cardiac arrests, begins with respiratory failure, followed by hypoxemia, hypercarbia and acidosis, hypotension, pulseless electrical activity (PEA), then, ultimately, asystole. The most common clinical entities associated with asphyxial cardiac arrest in an outpatient setting include sudden infant death syndrome, pneumonia, aspiration, and submersion injury (8) (Table 65.2). Notably, many of these events may be preventable. The most common etiologies in inpatients include respiratory failure and congenital heart disease complications (9). Cardiac arrhythmias account for ˜10%-20% of pediatric cardiac arrest, with higher frequency occurring in inpatients. Reentrant arrhythmias, Wolff- Parkinson-White syndrome, long QT syndrome, congenital heart disease with postoperative arrhythmia, electrical injury, physical exertion, and trauma are the most frequent causes of arrhythmia in this cohort. Both adults and children who present with VT/VF as an initial rhythm have a higher incidence of good outcome compared with asphyxial arrest. For children with out-of-hospital cardiac arrest presenting

with VT/VF, the survival to hospital discharge is significantly higher versus those presenting with asystole (30% vs. 5%, respectively) (10). This outcome, although less pronounced, appears similar for in-hospital cardiac arrest as children with VT/VF-associated cardiac arrest had the highest survival to hospital discharge (35%), followed by PEA/asystole (27%), and finally late onset VT/VF (11%) (11). Late onset VT/VF is considered a reperfusion arrhythmia (12). The incidence of asphyxial versus VT/VF cardiac arrest reverses with increasing age group. A recent study showed that 7.6% of children aged 1-7 years versus 27% aged 3-18 years presented with VT/VF (13).








TABLE 65.1 REVIEW OF PEDIATRIC CARDIAC ARREST LITERATURE





























































































































































































































AUTHORS (YEAR)


OH/IH


N


AGEa


MALE (%)


ROSC (%)


VT/VF (%)


SURVIVAL TO D/C (%)


GOOD OUTCOME (%)b


PREDICTORS OF GOOD OUTCOME


PREDICTORS OF POOR OUTCOME


Retrospective Studies de Mos et al. (2006)


IH


91


4 y



82


4


25


43


ECMO within 24 h


Renal failure; epinephrine gtt; calcium bolus during CPR


Engdahl et al. (2003)


OH


98


1 y


52



8


5


60




Gerein et al. (2006)


OH


503


5.6 y


58


5


4


2





Hickey et al. (1995)


OH


41


43 mo


68


56


22


27


73


ROSC in field; awake in ED



Horisberger et al. (2002)


IH OH


89


6 mo



87(IH)


57(OH)



58


79



OH arrest; longer ROSC; trauma etiology


Kuisma et al. (1995)


OH


79


2.9 y


53


10


4



80


Witnessed arrest; near-drowning; bystander CPR; rapid ROSC



Parra et al. (2000)


IH


32


3.5 mo



63



42


73


Mechanical support



Pitetti et al. (2002)


OH


189


41 mo


64



4


2.6


0


Sinus rhythm in ED; fewer epinephrine doses



Ronco et al. (1995)


OH


63


14 mo


65


39



9.5


17



First ED rhythm non-VT/VF


Schindler et al. (1996)


OH


80


1 y


50



63


7.5


0


Rapid ROSC


ROSC > 20 min; >2 doses epinephrine


Slonim et al. (1997)


IH


205




24



13.7




Trauma etiology; longer ROSC; higher PRISM III


Suominen et al. (1997)


OH


50


1.2 y



26


8


16


12


CPR < 15 min



Prospective Studies


Lopez-Herce et al. (2005)


OH


95


63 mo


64


47


9


28


82



ROSC > 20 min


Moler et al. (2009, 2011) and Meert et al. (2009)


IH/OH


353


138


0.9 y


2.9 y


57


69


c


10


7


49


38


77


24


Both pupils reactive; postoperative CPR


More epinephrine doses; atropine, calcium, or sodium bicarbonate administered; preexisting diseases; electrolyte imbalance or drowning/asphyxia as etiology; low blood pH; duration of CPR


Nadkarni et al. (2006)


IH


880


5.6 y


54


63


14


27


65




Sirbaugh et al. (1999)


OH


300


9 mo


60


11


3


2


17



No ROSC in field


Young et al. (2004)


OH


599



58


29


9


8.6


31


Witnessed arrest; PEA or VF as first rhythm


>3 doses epinephrine; ROSC > 30 min; first rhythm asystole


a Mean or median age, depending on the study.

b Good outcome among survivors, defined as good outcome, mild disability, or unchanged from baseline at hospital discharge.

c ROSC was a study inclusion criteria. OH, out-of-hospital; IH, in-hospital; ROSC, return of spontaneous circulation; VT/VF, ventricular tachycardia/fibrillation; D/C, discharge; ECMO, extracorporeal membrane oxygenation; CPR, cardiopulmonary resuscitation; ED, emergency department; PEA, pulseless electrical activity.









TABLE 65.2 COMMON ETIOLOGIES OF OUT-OF-HOSPITAL CARDIAC ARREST IN INFANTS AND CHILDREN, ADAPTED FROM YOUNG ET AL. (2004) (7)















































ETIOLOGY


FREQUENCY (%)


SURVIVAL TO HOSPITAL DISCHARGE (%)


Sudden infant death syndrome


23


0


Trauma


20


5


Respiratory


16


21


Submersion


12


17


Cardiac


8


8


Central nervous system


6


3


Burn


1


0


Poisoning


1


17


Other


10


10


Unknown


3


6


Sudden cardiac arrest in children is rare (between 0.8 and 6.2 per 100,000 per year) but it is an important cause in the outpatient setting, especially in athletes (14). Hypertrophic cardiomyopathy accounts for approximately one-half of sudden cardiac deaths in children, and most occurred in previously well children (15). Other predisposing conditions include additional structural cardiac anomalies, electrical abnormalities in structurally normal hearts, and ingestion of medications or illicit substances. Most of these conditions are associated with ventricular tachyarrhythmias.






FIGURE 65.2. Typical patterns of cerebral blood flow (CBF) after cardiac arrest. There are differences between CBF after asphyxial arrest, more predominant in children, and cardiogenic arrest, more prominent in adults. Four typical phases of CBF have been described: no-flow (Phase I), hyperemia (Phase (II), hypoperfusion (Phase III), and recovery (Phase IV). ROSC, return of spontaneous circulation; VF, ventricular fibrillation. From: Robert S. B. Clark.

Jun 4, 2016 | Posted by in CRITICAL CARE | Comments Off on Hypoxic-Ischemic Encephalopathy

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