Key Clinical Questions
For patients admitted to the hospital after a fall, what historical features are helpful in formulating a provisional diagnosis?
Which hospitalized patients are most at risk of an incident fall?
What bedside tools exist to identify potential fallers?
What interventions have been shown to reduce fall risk and prevent injurious falls?
An 85-year-old woman, admitted admitted 2 days ago after a fall resulted in a left proximal humerus fracture, fell again in the hospital. After she stood from the bed and leaned forward to answer the phone located on the bedside table just out of her reach, she fell, struck her forehead on the corner of the bedside table, and twisted her right arm, which she was using to grasp the bedrail and steady herself. Her medications included trimethoprim/sulfamethoxazole for a urinalysis suggestive of urinary tract infection; metoprolol for hypertension and irregular heart rhythm; calcium carbonate with vitamin D; subcutaneous enoxaparin for prophylaxis against thromboembolism; aspirin; hydrocodone for severe shoulder pain; and trazodone for sleep. The previous night she received 5 mg orally of haloperidol because of her restlessness and calling out for help. Her past history included macular degeneration in the left eye, osteoporosis, hypertension, mild cognitive impairment, and recurrent falls. The nurses reported that she has been delirious, with episodes of restlessness and frequent attempts to get out of bed. At the bedside, crying for help, she was lying prone on the floor by the bed and with her left arm in a sling under her. She had a bleeding laceration that will require suturing over the right zygomatic bone and a large hematoma forming over her right eye. She reports pain in her right hand and arm.
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Introduction
Falls are the leading cause of nonfatal injury in almost every age group in the United States, especially the elderly. Falls account for two-thirds of accidental deaths among older adults. About one-third of adults aged 65 years and older who live in the community (outside of assisted living or nursing facilities) fall at least once a year. This rate increases to 50% for those aged 80 years and older. Although most falls do not result in serious injury, about 5% of adults over 65 who fall experience a fracture or require hospitalization. Approximately 200,000 hip fractures occur annually in the United States, usually as the result of a fall.
Falls are the most common adverse event in hospitals and one of the most common causes of hospital-acquired injury reported. Accidental falls in hospitalized patients are associated with injuries, prolonged hospital stay, and poor clinical outcomes. Most falls in the hospital occur in patients’ rooms and bathrooms during transfers between the bed and a chair or while using the toilet or shower. Hospitalized elderly patients fall at a rate of 3 to 17 falls per 1,000 patient days. About one-third of these falls result in an injury. Patient safety groups suggest a benchmark rate of 2.5-3.5 falls per 1,000 patient-days with a goal rate of no more than 0.1 injurious falls per 1,000 patient days. Considered preventable and costly to the health care system, fall-related injuries appear on the Centers for Medicare and Medicaid Services’ (CMS) list of “hospital-acquired conditions” (HAC). As of October 1, 2008, CMS no longer pays hospitals for the costs of treatment of HACs such as injuries sustained from a fall in a hospital. The inclusion of falls-related injuries as a HAC creates for hospitalists an important opportunity to improve quality of patient care while simultaneously implementing everyday practices that could reduce financial losses related to falls in the hospital. Regulatory incentives create an opportunity for hospitalists to assume a medical leadership role with nursing and hospital administration to design processes of care that prevent injurious falls.
The Normal Gait
With understanding of the normal maintenance of balance and gait, clinicians should be able to identify patients at high risk for falls and prescribe preventative measures. A normal gait requires an adequate systolic pressure for a standing posture, normal motor function (locomotion), maintenance of the center of gravity (dynamic balance), sensory input from the visual and vestibular systems, proprioception, normal attention, and adequate cognitive function to avoid obstacles. If a slip does occur, the patient is equipped to compensate and avoid falling. The normal gait has the following features:
The Definition of a Fall
The definition of a fall is any unplanned descent to the floor, the ground, or any lower level. Falls are further classified as injurious or noninjurious. Table 85-1 gives examples of common injuries that occur as a result of falls and classifies injury according to the degree of harm incurred by the fallen individual.
Category | Action required | Common injuries |
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No harm | none | |
Minor harm | Application of dressing, ice, topical medication Cleansing wound Leg elevation | Minor limb contusions Lacerations Minor sprains or strains Minor head injury |
Moderate harm | Suturing, steri-strips, splinting | Lacerations of arms, legs, and head Sprained ankle, wrist Vertebral and rib fractures Minor traumatic brain injury and Small subdural hematoma |
Major harm | Surgery, casting, traction ICU monitoring | Fractures of the hip, forearm, leg, ankle, pelvis, upper arm, hand, skull Traumatic brain injury such as a subdural hematoma or epidural hemorrhage |
Death | Head and neck trauma Major internal organ damage and hemorrhage |
A fall is a complex event that often results from an interaction between patient characteristics and the physical environment. Many underlying conditions may cause patients to fall. Most falls have a multifactorial etiology rather than a single cause. An elderly patient may be prone to falling due to mechanical locomotor problems such as an unsteady gait and/or cognitive impairment, reduced proprioception, and debility. Cognitive impairment (related to specific medications, polypharmacy, or substance abuse) coupled with an intercurrent illness may cause delirium or inattention to obstacles in the environment, thereby increasing the elder’s risk of falling. Falls may also result from orthostatic hypotension, syncope, stroke, seizure, and neuromuscular weakness. The accompanying case illustrates the presence of several risk factors predisposing a patient to an in-hospital fall with injury. It also illustrates opportunities to implement interventions that might have prevented an injurious fall.
Risk Factors for Falls
Common intrinsic and extrinsic risk factors for falls have been identified in studies of community-residing and hospitalized older patients. Intrinsic risk factors describe patient-specific and physiologic characteristics that increase risk of falling (Table 85-2). Some intrinsic risk factors, such as gait and balance abnormalities, may be modifiable. Patients with gait disorders are especially prone to falling. Approximately 15% of people older than 60 years of age and 25% of those 85 years of age or older have a history of gait disorder that predisposes them to fall.
Intrinsic risk factors:
Extrinsic risk factors:
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In the hospital setting, the presence of cognitive impairment due to dementia or delirium poses the highest risk of falling. Patients who are immobile for medical reasons or who are mechanically restrained and confined to bed often become too physically deconditioned and unsteady to walk safely, placing them at risk of sustaining an injurious fall. Notably, detectable gait abnormalities (Table 85-3) affect 20% to 40% of community-dwelling individuals aged 65 and older and 40% to 50% of those aged 85 and older. Thus, predisposition to falling often exists in certain people, especially older patients, before they arrive at the hospital.
Gait Type | Gait Description |
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Age-related | A shorter and more broad-based stride due to a reduction in velocity, stride length, pelvic rotation, muscle strength, and joint movement. Cervical spondylosis, stroke, or peripheral neuropathy may further result in an ataxic gait. Usually due to multiple comorbidities rather than a single, specific cause. |
Defensive posture | A forward posture, broad base, shortened stride, reduced cadence. Usually due to reduced confidence. |
Hydrocephalus or cerebellar injury | Widely separated feet when standing or walking and unsure, jerky steps, varying in size, with trunk swaying forward. Mild deficits will cause the patient to fall to one or both sides during tandem walking. Visual input marginally compensates for cerebellar deficit so that stance is unsteady with eyes open and closed. |
Parkinson disease | A slow, shuffling gait due to a flexed, stooping posture. The patient leans forward to initiate walking and then hurries to catch up. |
Sensory ataxia | A normal stance with eyes open due to visual compensation for proprioceptive loss. Feet usually stamp on the ground; unsteady stance with eyes closed (“positive” Romberg). Patients will have impaired joint position sense. Examples include sensory peripheral neuropathy, spinal cord disease, primary sensory ganglionopathy due to interruption of afferents in peripheral nerves or posterior columns, spinocerebellar tracts of the spinal cord. |
Spastic hemiparetic gait | Extended leg and the toes forced downward. Adduction and circumduction at the hip prevent the toes from catching on the ground. Mild weakness may not affect the gait, but excessive wear of the patient’s shoe sole may be apparent at the outer front aspect. |
Frontal lobe gait | A wide-based gait, with a tendency to fall backwards despite normal motor strength and sensation. Difficulty initiating a walk due to deficits involving connections between the frontal cortex, basal ganglia, and cerebellum. Feet may seem stuck on the floor. |
Steppage gait | Lifts leg high so that the toes clear the ground. Due to lower motor neuron disorder causing weakness of pretibial and peroneal muscles. |
Myopathic gait | A waddling gait with a sway-back, pot-bellied appearance. Due to trunk and pelvic muscle weakness. |