Substance abuse: A maladaptive pattern of substance use leading to clinically significant impairment or distress, as manifested by one (or more) of the following, occurring within a 12-month period *
Recurrent substance use resulting in failure to fulfill major role obligations at work, school, or home (e.g., substance-related absences from school or work, neglect of children)
Recurrent substance use in situations in which it is physically hazardous (e.g., driving or operating machinery while impaired by substance use)
Recurrent substance-related legal problems (such as arrests for substance related disorderly conduct)
Continued substance use despite having persistent or recurrent social or interpersonal problems caused or exacerbated by the effects of the substance (e.g., arguments with spouse about the consequences of intoxication)
Substance dependence: A maladaptive pattern of substance use leading to clinically significant impairment or distress, as manifested by three (or more) of the following, occurring at any time in the same 12-month period
Tolerance, as defined by either of the following:
A need for markedly increased amount of the substance to achieve intoxication or desired effect or
Markedly diminished effect with continued use of the same amount of the substance
Withdrawal, as manifested by either of the following:
The characteristic withdrawal syndrome for the substance or
The same (or closely related) substance is taken to relieve or avoid withdrawal symptoms
The substance is often taken in larger amounts or over a longer period than intended
There is a persistent desire or unsuccessful efforts to cut down or control substance use
A great deal of time is spent in activities necessary to obtain the substance, use the substance or recover from its effects
Important social, occupational, or recreational activities are given up or reduced due to substance use
Substance use is continued despite knowledge of having a physical or psychological problem that is likely to have been caused or exacerbated by the substance (e.g., continued drinking despite recognition that ulcer that was made worse by alcohol consumption)
Table 29.2
Proposed DSM-5 criteria for substance use disorder (American Psychiatric Association 2011)
Substance use disorder: A maladaptive pattern of substance use leading to clinically significant impairment or distress, as manifested by two (or more) of the following, occurring at any time in the same 12-month period |
Recurrent substance use resulting in failure to fulfill major role obligations at work, school, or home (e.g., substance-related absences from school or work, neglect of children) |
Recurrent substance use in situations in which it is physically hazardous (e.g., driving or operating machinery while impaired by substance use) |
Continued substance use despite having persistent or recurrent social or interpersonal problems caused or exacerbated by the effects of the substance (e.g., arguments with spouse about the consequences of intoxication) |
Tolerance, as defined by either of the followinga: |
A need for markedly increased amount of the substance to achieve intoxication or desired effect or |
Markedly diminished effect with continued use of the same amount of the substance |
Withdrawal, as manifested by either of the followinga: |
The characteristic withdrawal syndrome for the substance or |
The same (or closely related) substance is taken to relieve or avoid withdrawal symptoms |
The substance is often taken in larger amounts or over a longer period than intended |
There is a persistent desire or unsuccessful efforts to cut down or control substance use |
A great deal of time is spent in activities necessary to obtain the substance, use the substance or recover from its effects |
Important social, occupational, or recreational activities are given up or reduced due to substance use |
Continued substance use despite knowledge of having a physical or psychological problem that is likely to have been caused or exacerbated by the substance (e.g., continued drinking despite recognition that ulcer that was made worse by alcohol consumption) |
Craving or a strong desire or urge to use a specific substance |
It should be emphasized that tolerance and the closely related phenomenon of physical dependence are distinct from addiction, which is characterized by a compulsive drive for drug use without regard to severe adverse consequences (Volkow and Li 2005). Most patients with opioid addiction will manifest some degree of tolerance and physical dependence, and it is certainly possible for a patient to be tolerant to and physically dependent on an opioid analgesic without being addicted. Thus, tolerance and physical dependence per se do not appear to be useful diagnostic criteria for prescription opioid addiction, as these phenomena cannot differentiate addiction from the normal consequences of treatment. In the proposed DSM-5 criteria, tolerance and withdrawal are excluded as criteria for a substance use disorder for medications taken under medical supervision, yet these aspects of prescribing opioids can still remain a source of confusion for physicians and patients alike. Due to some of these difficulties in applying current substance dependence criteria to CNCP patients, Chabal et al. (1997) proposed criteria specifically for opioid abuse in CNCP patients, which are listed in Table 29.3. These criteria notably include several aberrant drug-related behaviors (ADRB; discussed in more detail below), but do not include components relating to tolerance and withdrawal. Complicating the issue of diagnosing prescription opioid addiction in CNCP patients is the phenomenon of pseudoaddiction, in which patients with undertreated pain may appear to be drug-seeking or malingering (Elander et al. 2004; Gallagher and Rosenthal 2008; Lusher et al. 2006). Pseudoaddiction resolves once better pain control is achieved. It is important for clinicians to be aware of diagnostic pitfalls so that patients can be accurately diagnosed and managed appropriately.
The patient displays an overwhelming focus on opioid issues that occupies a significant proportion of the pain clinic visit and impedes progress with other issues regarding the patient’s pain. This behavior must persist beyond the third clinic treatment session |
The patient has a pattern of early refills (three or more) or escalating drug use in the absence of an acute change in his or her medical condition |
The patient generates multiple telephone calls or visits to the administrative office to request more opioids, early refills, or problems associated with the opioid prescription. A patient may qualify with fewer visits if he or she creates a disturbance with the office staff |
There is a pattern of prescription problems for a variety of reasons that may include lost, spilled, or stolen medications |
The patient has supplemental sources of opioids obtained from multiple providers, emergency rooms, or illegal sources |
Epidemiology of Prescription Opioid Addiction
Investigations of the epidemiology of prescription opioid addiction in CNCP have provided disparate estimates of the rates of this potential complication of chronic opioid therapy. A letter reporting addiction in only 4 hospitalized patients out of 11,882 treated with narcotics has been cited in support of low addiction rates in opioid-treated patients (Porter and Jick 1980). However, results observed in hospitalized patients may not generalize to an outpatient population; furthermore, this study documented opioid addiction only in patients with no prior addiction history, thereby potentially missing many addiction cases. An early study by Portenoy and Foley reported a 5% rate of addiction in CNCP patients (Portenoy and Foley 1986), while a prospective study of patients referred to an interventional pain clinic found the rate of opioid abuse to be 9% (Manchikanti et al. 2006). An early systematic review reported addiction rates of 3.2–18.9% in CNCP patients (Fishbain et al. 1992). A higher rate of opioid misuse (32%) was observed in a study of patients referred to a Veterans Administration (VA) primary pain clinic, with predictive factors being prior history of addiction or conviction on drug charges (Ives et al. 2006). Still higher levels of problematic opioid use among CNCP patients were observed in two additional studies, which together reported rates of opioid misuse or dependence between 20 and 40% (Reid et al. 2002; Katz and Fanciullo 2002). The varied rates of opioid use disorders cited above likely reflect not only differences in study populations, but also differences in definitions of abuse, addiction and misuse, and in outcome measures used. Studies variously assessed opioid misuse, abuse, and dependence. The choice to measure different outcomes in these patient populations may in part reflect the difficulties and ambiguities in making opioid use diagnoses in CNCP patients. Clearly, there is a need for additional research to clarify the discrepancies in the epidemiology of opioid use disorders in CNCP patients.
Aberrant Drug-Related Behaviors
Clinicians have identified certain ADRB that are associated with opioid dependence (Fleming et al. 2008). Among these, it has been suggested that certain behaviors (forging prescriptions, stealing or borrowing drugs, frequently “losing” prescriptions, and resisting medication changes) are more predictive of opioid misuse than other behaviors (aggressive complaining about the need for more drugs, drug hoarding during periods of reduced symptoms, and unsanctioned dose escalations) as the latter may indicate poorly controlled pain (Portenoy 1996). There is some overlap between ADRB and DSM-IV criteria for opioid dependence (e.g., self-escalation in opioid dose may be analogous to more use than intended in DSM); however, not all patients with ADRB will meet criteria for DSM-IV opioid abuse or dependence. Thus, the presence of ADRB may alert clinicians to the presence of an opioid use disorder or may indicate vulnerability for developing an opioid use disorder.
Several scales and diagnostic tools have been developed to assess the presence of ADRB in patients receiving opioid analgesics. For example, the revised version of the Screener and Opioid Assessment for Patients with Pain (SOAPP-R) is a self-report questionnaire that includes questions about family and personal history of substance abuse problems, lost or stolen medications, legal problems, and medication craving (Butler et al. 2008). The same group developed another questionnaire, the Current Opioid Misuse Measure (COMM), which was designed to monitor the misuse of medication in patients who have been prescribed opioids for extended time periods (Butler et al. 2007). Another group developed a different questionnaire, the Opioid Risk Tool (ORT), which was developed to predict which patients will develop ADRB (Webster and Webster 2005). The ORT includes questions about family and personal history of substance abuse as well as questions about psychiatric diagnoses and history of sexual abuse. The Prescription Drug Use Questionnaire (PDUQ) is an interview screening tool created to stratify patients into three groups: those who are likely to be (1) non-addicted, (2) substance-abusing, and (3) substance-dependent (Compton et al. 1998). A limitation of the PDUQ is that it is designed to be used by a trained mental health professional, and thus may be difficult to incorporate into a primary care setting. Finally, the Diagnosis, Intractibility, Risk, and Efficacy (DIRE) Score is another clinician-scored tool that relies on chart review to assign scores based on diagnosis, engagement in treatment, history of psychiatric disorders and substance abuse, and functional status (Belgrade et al. 2006). The DIRE Score was developed with the aim of predicting compliance and efficacy with the ultimate goal of helping clinicians predict which patients would benefit most from opioid therapy.
Identifying Patients at Risk for Prescription Opioid Addiction
Efforts have been made to predict which CNCP patients are most at risk for prescription opioid addiction when prescribed opioid analgesics. Although these predictive factors are currently imperfect, certain risk factors for prescription opioid addiction have been identified. As might be expected, one of the most consistent predictors of prescription opioid misuse is a prior history of substance use disorders (Ives et al. 2006; Edlund et al. 2007; Turk et al. 2008). For example, a study conducted at a VA multidisciplinary opioid renewal clinic (ORC), a history of cocaine abuse was the most powerful predictor for failing the program, increasing the odds of program failure by approximately 5 times (odds ratio 4.97) (Meghani et al. 2009). In addition, tobacco smokers may be at greater risk for opioid misuse (Michna et al. 2004). A family history of substance abuse may also be predictive of opioid misuse (Schieffer et al. 2005). The clinical utility of self-reported history of substance use may be limited by patient reluctance to divulge these behaviors in themselves and in their significant others (Cook et al. 1995; Fishbain et al. 1999). Urine drug screens (UDS) can potentially address problems associated with relying on self-report, although they cannot provide diagnoses of substance abuse or dependence. A history of legal problems has also been observed to predict opioid misuse. For example, in one study a history of DUI or drug convictions were strong predictors of opioid misuse (Ives et al. 2006). Younger age may also predict greater risk for prescription opioid misuse (Turk et al. 2008).
The presence of ADRB can alert clinicians about the potential for opioid addiction. Fleming et al. (2008) showed that a significantly greater proportion of patients with four or more lifetime ADRBs (vs. those with one to three lifetime ADRBs) met DSM-IV criteria for opioid dependence. Even so, most patients who engage in ADRB do not appear to have opioid dependence, as this same study also reported that only 9.9% of patients with four or more lifetime ADRB met criteria for opioid dependence (Fleming et al. 2008). Furthermore, in a study of patients referred because of the presence of ADRB [performed at the PVAMC Opioid Renewal Clinic (ORC)], only 13% required referral for addiction treatment when provided a structured approach to opioid management that included opioid treatment agreements and UDSs (Wiedemer et al. 2007). It is possible that other patients with ADRB may have pseudoaddiction, or they engage in ADRB due to undertreatment of pain (Gallagher and Rosenthal 2008). It is also possible that certain ADRB are more predictive of substance use problems than others. For example, Fleming and colleagues propose that four specific behaviors appear useful as screening questions to predict patients at risk for a current substance use disorder based on the high proportion of positive responses in this group compared to low risk patients: (1) oversedated oneself, (2) felt intoxicated, (3) early refills, and (4) increased dose on own (Fleming et al. 2008). Another group reported that craving for an opioid medication predicted a higher incidence of physician-rated ADRB and more frequent positive UDS (Wasan et al. 2009).
Approach to Prescribing Opioid Analgesics for CNCP
As with all medications, clinicians must weigh the risks and benefits of opioid analgesic therapy for each individual patient. Balancing risks and benefits is particularly challenging in the case of opioid analgesics (Gallagher and Rosenthal 2008; Ballantyne 2007), as clinicians must not only consider benefits and traditional side effects/serious adverse events, but also the risk of addiction, which patients may not always recognize or divulge. These difficulties are compounded by lack of clarity in the terminology and diagnosis related to prescription opioid addiction, which results in a wide “gray area” between patients who clearly benefit from chronic opioid therapy vs. those who are clearly harmed.
Biopsychosocial Assessment of CNCP Patients
Any decision regarding the risks and benefits of chronic opioid therapy depends upon a proper assessment. In this regard, the use of biopsychosocial principles in the approach to the patient with CNCP has been advocated (Gallagher 2004). In this approach, clinicians asses not only the underlying physical condition associated with CNCP, but also any associated psychiatric conditions, stressors, and social factors that may exacerbate pain or contribute to poor function (Geisser et al. 2003). The level of suffering associated with CNCP and the outcome of treatment may be impacted by the patient’s coping style (e.g., catastrophizing and external locus of control) or psychiatric comorbidities (Gallagher and Rosenthal 2008).
There is a complex relationship between pain and emotions, and a strong association between CNCP and both depressive and anxiety disorders has been described (Asmundson et al. 2002; Eisendrath 1995; Gallagher et al. 2000; McWilliams et al. 2008). Depression and anxiety disorders have been reported to be 2–3 times more prevalent among CNCP patients than in the general population, and for some disorders this ratio may be even higher (Asmundson and Katz 2009; Fishbain 1999). The causal relationships between CNCP and psychiatric comorbidities are under investigation. For example, seasonal co-variation between pain and depressed mood has been reported (Gallagher et al. 1995), and the stress of living with chronic pain increased the risk for depression even in persons without a personal or family history of depression (Dohrenwend et al. 1999), suggesting that at least in some cases the comorbidity between CNCP and depression may primarily result from stress of living with pain rather than familial risk. On the other hand, a shared pathogenesis between fibromyalgia and depression has been suggested, and it is possible that fibromyalgia is a depression spectrum disorder (Arnold et al. 2004; Raphael et al. 2004). Furthermore, exposure to the stress of a major life trauma (9/11 World Trade Center attack) did not increase rates of developing fibromyalgia, but was associated with increased pain in community subjects who had already been diagnosed with fibromyalgia (Raphael et al. 2002). These results highlight the complex relationships between CNCP and psychiatric comorbidities, and suggest that the causal relationships between pain and psychiatric disorders may be different among specific CNCP conditions. Regardless of causality, treating psychiatric comorbidities in CNCP patients may improve functioning and decrease reliance on opioid analgesics (Nickel et al. 2006). It is also possible that relief of pain with antidepressant treatment may lead to higher remission rates of depressive symptoms (Gallagher and Rosenthal 2008).
Principles of Prescribing Opioid Analgesics for CNCP
In general, opioids are not first line therapies for CNCP, and are only prescribed after trials of other agents have failed. It may be optimal to prescribe opioids in a multidisciplinary setting, which includes physical, vocational, or psychological components, and are provided by at least two healthcare professionals with different clinical backgrounds (Flor et al. 1992; Guzman et al. 2001). Because of the complexities of CNCP, opioids are often most effective when part of an individualized multiple component pain treatment plan. Some patients may benefit from cognitive-behavioral therapy (Chou et al. 2009; Hoffman et al. 2007; Morley et al. 1999; van Tulder et al. 2000) or other techniques such as progressive relaxation and biofeedback (van Tulder et al. 2000). In opioid-naïve patients, opioids should be started at a low dose and titrated slowly to minimize side effects. In patients with continuous pain, some authors recommend around-the-clock opioid dosing rather than an as-required (PRN) regimen (Jovey et al. 2003). The use of long-acting vs. short-acting opioids has also been advocated. It has been suggested that long-acting opioids may promote patients’ focus on daily activities rather than on their pain, which may improve adherence and reduce pain-related anxieties (Jovey et al. 2003; Rauck 2009). However, long-term trials of these formulations are needed to draw firm conclusions regarding the relative risks and benefits of long-acting vs. short-acting opioids.
Certain standard practices regarding the prescribing of opioid analgesics to CNCP patients may help clinicians identify and respond to potential problems associated with these medications. The concept of “universal precautions,” adopted from an infectious disease model, involves treating all patients as though they may be at risk for opioid addiction (Gourlay et al. 2005). This concept was developed in response to the difficulties in predicting which patients will demonstrate ADRB prior to beginning opioid therapy. Standardizing policies may prevent certain patients from feeling like they are being singled out. Adequate communication is key when prescribing opioids, so clinic policies should be clearly stated to help prevent any possible misunderstandings. The use of an opioid treatment agreement that is signed by the patient can be helpful in this regard. Additional measures to facilitate communication include telephone contacts and frequent visits (Wiedemer et al. 2007; Gallagher and Rosenthal 2008; Wasan et al. 2005). Monitoring is also an important aspect of opioid therapy. In addition to routinely monitoring treatment response and side effects, random UDS and pill counts have been advocated for patients receiving prescription opioids (Wiedemer et al. 2007; Gallagher and Rosenthal 2008). The utility of urine testing is enhanced by close attention to patients’ behaviors; indeed, monitoring both UDS and behavior has been shown to identify more patients with ADRB than either strategy alone (Katz et al. 2003).
Some patients who are good candidates for a trial of opioid therapy may be reluctant to take opioid medications out of fear of side effects or addiction. If this occurs, clinicians can educate patients that tolerance develops to many of the side effects of opioids, and that effective treatments exist for those side effects that do not develop tolerance (e.g., fiber and stool softeners for constipation). Patients who are concerned about the risk of addiction may be educated that one of the most consistent predictors of prescription opioid addiction is personal history of substance use disorders. Thus, patients without a history of substance use disorders may be at relatively lower risk for the development of opioid misuse. Patients may also be confused about the difference between tolerance and addiction; therefore an explanation of these differences may be helpful, including an explanation that patients taking opioid analgesics are expected to develop some degree of tolerance to their medication, which is not the same as addiction. Finally, all patients should be reassured that they will be monitored carefully, and that treatment is available if they do develop opioid misuse or addiction.
Addressing Problems Associated with Chronic Opioid Therapy
Addiction
Many physicians have little training in addiction or dealing with difficult patient behavior (Wasan et al. 2005). A history of addiction or ADRB does not necessarily preclude the use of opioid analgesics, but it does indicate a need for practices that reduce risk in these patients (Wiedemer et al. 2007). Useful strategies to address ADRB and addiction problems in CNCP patients receiving opioids include increased structure and intensity of care, with increased frequency of visits, increased monitoring (e.g., UDS) and shorter-term opioid prescriptions (Gallagher and Rosenthal 2008). If a patient meets criteria for substance abuse or dependence (either for opioids or other drug classes), then referral to a clinician who specializes in the treatment of addictive disorders is also indicated. Some patients who are unable to be managed in a standard outpatient clinic may require treatment in a more supervised setting, such as a methadone program. Ultimately for some patients, it may be determined that the risks of opioid analgesics outweigh their benefits, and should thus be discontinued. Currently, there are no definitive guidelines regarding which specific behaviors warrant opioid taper (Chou et al. 2009); however, the seriousness of behavioral problems can suggest a course of action. If patients failed multiple attempts to treat opioid addiction, or if they engage in certain more serious ADRB (e.g., opioid diversion, forged prescriptions), then the use of chronic opioid therapy is generally not an appropriate treatment and in some guidelines, may be considered contraindicated (The Management of Opioid Therapy for Chronic pain Working Group 2010).
Opioid Rotation
Opioid rotation, or switching from one opioid to another is a potential strategy for patients who experience intolerable side effects or inadequate analgesia despite dose increases. The most frequent reason for opioid treatment failure is that a dose increase necessary for pain control is limited by intolerable side effects (Vissers et al. 2010). Some of the factors that may contribute to this phenomenon include pharmacological induction of opioid metabolism by other drugs (Trescot et al. 2008), opioid tolerance, and opioid-induced hyperalgesia (see above). The theory behind opioid rotation is thought to be based on incomplete cross-tolerance between different opioid analgesics (Chou et al. 2009; Vissers et al. 2010); individual differences in opioid responsiveness may also contribute to the success of opioid rotation (Smith 2008). A systematic review of opioid rotation in patients with cancer pain found that 50–70% of patients regained adequate pain control and/or experienced reduced side effects (McNicol et al. 2003). A study that included both patients with cancer pain and CNCP showed good pain control after opioid rotation preceded by a brief period of therapy with immediate-release morphine (Gatti et al. 2010). Studies performed in CNCP patients showed that opioid rotation from morphine to methadone or transdermal buprenorphine resulted in improved outcomes for a majority of patients (Fredheim et al. 2006a; Freye et al. 2007). Switching to methadone was also shown to result in a statistically significant (but not clinically significant) increase in QTc interval (Fredheim et al. 2006b).
Currently, there are no evidence-based guidelines for specific opioid choices with opioid rotation (Chou et al. 2009; Vissers et al. 2010). Dose conversion or equianalgesic tables are available (Vissers et al. 2010; Pereira et al. 2001); however, such conversion tables can only provide approximate guidelines for selecting appropriate doses due to individual differences in response and incomplete cross-tolerance (Galer et al. 1992; Vissers et al. 2010). It is generally recommended to start the new opioid at a dose lower than that theoretically calculated (e.g., 25–50%) from equianalgesic tables (Chou et al. 2009; Vissers et al. 2010). This general rule may need modification in the case of methadone due to its non-linear pharmacokinetics, large interindividual differences in drug clearance, and pharmacodynamic properties. The relative potency of methadone increases with increased morphine dose at the time of rotation (Gonzalez-Barboteo et al. 2008; Ripamonti et al. 1998). Methadone conversion ratios based on morphine dose equivalents have been recommended: 4:1 for a daily morphine equivalent of <90 mg, 5:1 for 90–400 mg morphine equivalent, and 10:1 for >400 mg daily morphine equivalent (Weschules and Bain 2008).
Discontinuation of Opioid Therapy
As mentioned above, the clinical decision may be made to discontinue opioid therapy if patients engage in repeated and serious ADRB. Opioids may also be discontinued if patients experience intolerable side effects or lack of progress toward therapeutic goals, and other measures such as opioid rotation or dose escalation have failed. There is insufficient evidence to guide specific discontinuation strategies; however, an opioid taper can usually be performed in an outpatient setting in patients without severe medical or psychiatric comorbidities (Chou et al. 2009). An inpatient setting may be necessary for patients who are unable to reduce their opioid use in a less structured setting. Few studies have examined the optimal rate of opioid taper; existing studies suggest that a slow taper (e.g., dose reduction of 10% per week) may reduce opioid withdrawal symptoms (Cowan et al. 2005; Ralphs et al. 1994; Tennant et al. 1983). Anecdotal evidence suggests that at higher opioid doses (e.g., over 200 mg/day of morphine equivalents) the initial taper can be more rapid, but when relatively low doses are reached (e.g., 60–80 mg/day of morphine equivalents), the rate of dose reduction may need to be slowed due to the occurrence of more withdrawal symptoms (Chou et al. 2009).
Summary
Opioid therapy can be a useful treatment strategy to improve pain symptoms and quality of life in some patients with CNCP. The risks and benefits of opioid therapy must be carefully weighed for each individual patient, and a trial of opioid analgesics begun in those patients for whom the likely benefits outweigh potential risks. This chapter presents the factors that clinicians must weigh in the decision to begin opioid therapy for CNCP conditions. In addition, we present some practical strategies for addressing problems that may arise in the course of opioid therapy. Though in some cases there is insufficient evidence for definitive guidance of clinical decisions, it is hoped that these questions will be addressed in future research.
Future Strategies
A number of issues show promise as potential areas of future research to improve the use of opioid analgesics to treat CNCP. For example, little is known about the effects of opioids on the brains of CNCP patients, or indeed about the long-term effects of opioids on the brain in general. Thus, more neuroimaging studies in these areas would be helpful. As mentioned above, there is substantial individual variability in response to opioids. In addition, there may be variability in response to opioids among different CNCP conditions. Predicting which patients are more likely to respond to opioid analgesics, and furthermore which patients will respond to specific opioids would help clinicians better guide treatment choices. Promising areas of future research also include the search for novel therapeutic compounds. For example, in 1995 a novel receptor with similarities to the known opioid receptors was identified (ORL-1, or “opioid-receptor-like 1” Chiou et al. 2007; Reinscheid et al. 1995; Meunier et al. 1995). Although there are no currently available medications that specifically target this receptor, it is possible that the ORL-1 receptor may become the target of novel analgesic medications.
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