Section 27 Administration
27.1 Emergency department staffing
General principles
Patients requiring emergency care have the right to timely care by skilled staff. The aim of staffing an emergency department (ED) is ultimately to provide care in an acceptable time according to the patient’s clinical urgency (triage category). Staff working in the department also have the right to safe and manageable working conditions and reasonable job satisfaction.
As the activity of an ED fluctuates in both volume and acuity, a threshold level of staffing and resources is required in order to be prepared for likely influxes of patients. In addition, the staffing number and mix needs to take account of the important teaching role of EDs.
The precise number and designation of medical and other staff employed will be determined by the local work practices (what tasks are carried out and by whom). This chapter discusses staffing requirements under the current Australasian model of ED work practices. This includes a major supervisory and teaching role for consultants, and a significant proportion of specialist trainees and junior medical staff in the medical workforce, with a range of tasks, including venepuncture, test requisitioning and written documentation. In addition, roles are expanding into wider realms such as toxicology and observation medicine.
In the UK, there is a move away from the traditional model of staffing based on enthusiastic and committed, but relatively inexperienced, senior house officers, towards more care being delivered by senior medical staff: consultants, registrars, staff grades and associate specialists. There is significant expansion under way in the numbers of registrar training posts and consultants in EDs.
This expansion will ensure that more care is delivered by experienced medical staff in conjunction with nursing colleagues, particularly in the enhanced nurse practitioner role. The concept is of an experienced team of clinicians delivering care.
Calculating clinical workload
ED case-mix and costing studies have sought to measure the medical time commitment for various clinical conditions. Table 27.1.1 describes the approximate average medical time commitment for each of the Australasian Triage Scale categories:1
Table 27.1.1 Australasian Triage Scale Categories
NTS category | Medical time (min) |
---|---|
Category 1 | 160 |
Category 2 | 80 |
Category 3 | 60 |
Category 4 | 40 |
Category 5 | 20 |
Medical staff
The medical workforce of Australasian EDs currently includes the following categories:
The specialist practice of emergency medicine includes non-clinical roles (including departmental management and administration, planning, education, research and medico-political activities) as well as clinical roles. The non-clinical workload of an individual department varies with its size and role, the structure of its staffing and the other management systems within the institution. For senior staff, clinical work generally includes coordination of patient flow, bed management and supervision, and bedside teaching of junior staff, in addition to direct patient care. Some emergency physicians may have other particular roles, such as retrieval and hyperbaric medicine or toxicology services. The increasing number of academic staff may have major research and teaching commitments.
To cover these roles, the ACEM recommends a minimum of 30% non-clinical time for consultants (more for directors of departments) and 15% non-clinical time for registrars.
In 2003, the Australian Medical Workforce Advisory Committee (AMWAC) revised its initial recommendations for the emergency medicine specialist workforce (AMWAC Report 2002–2012, September 2003). The review recognized that greater numbers than previously recommended will be required to provide a 24-h, 7-day consultant cover for major referral hospitals, and a 16-h, 7-day consultant cover for urban district and major rural/regional centres. Throughout Australasia, EDs are experiencing increasing levels of activity. The calculation of medical staff numbers required for a particular department must include not only the extent of consultant cover required, but also the clinical workload and performance, local work practices, and the nature of clinical and non-clinical roles. Because of variations in roles and work practices between sites, it is not possible to devise a staffing profile that is universally appropriate. Other recent changes in staffing patterns include employment across a network, increasing part-time work and sessional contract arrangements. Many emergency physicians are diversifying their practice profile to achieve a balanced and sustainable career, combining salaried and contract work, different types of hospitals and part-time work with a range of other interests.
Ancillary staff
Clerical, paramedical and other ancillary staff are essential to the efficient provision of emergency medical services. They should be specifically trained and experienced for ED work. Clerical staff have a crucial role, encompassing reception, registration, data entry and communications within and outside the department, as well as maintenance of medical records. Dedicated paramedical staff, including therapists and social workers, are important in providing thorough assessment and management of patients, including participating in disposition decisions and discharge support. Other staff, such as porters and ward assistants, play an important role in releasing clinical staff from non-clinical roles.
Optimizing work practices
Traditional hospital work practices involve systems and tasks that are inefficient for the smooth running of modern, busy EDs. In a work environment with a rapid patient throughput and large numbers of staff, efficient work practices are crucial in optimizing clinical performance as well as job satisfaction. A review of staff numbers and seniority cannot provide maximum benefit without consideration of the way the work is done, what tasks are done and by whom.
A review of ED work practices can encompass the following principles:
As the ED workforce develops greater seniority and specialization, and the demands of patient care increase, it is no longer possible to justify outdated work practices. Local research has shown that it is possible to improve clinical service provision by reorganizing roles and tasks in a sustainable way.3 The opportunity exists to create a work environment that both delivers good clinical service and is rewarding and satisfying for staff.
Controversies and future directions
1 Bond MJ, Erwich-Nijout MA, Phillips D, et al. Urgency, disposition and age groups: a case-mix model for emergency medicine. Emergency Medicine. 1998;10:103-110.
2 Australasian College for Emergency Medicine Policy, 2006. P06
3 Morris J, leraci S, Bauman A, et al. Emergency department work practice review project: introduction of work practice model and development of clinical documentation system specifications. Emergency Department Work Practice Review Project, 2001.
27.2 Emergency department layout
Introduction
The emergency department (ED) is a core clinical unit within a hospital. The experience and satisfaction of patients attending the ED are significant contributors to the public image of the hospital. Its primary function is to receive, triage, stabilize and provide emergency care to patients who present with a wide range of undifferentiated conditions which may be critical to semi-urgent in nature. The ED may contribute between 15 and 75% of the hospital’s total number of admissions. It plays an important role in the hospital’s response to trauma, and in the reception and management of disaster victims. To optimize its core function, the department should be purpose-built, providing a safe environment for both patients and staff. The physical environment includes an effective communication system, appropriate signposting, adequate ambulance access and clear observation of relevant areas from the triage area. There should be easy access to the resuscitation area, and quiet and private areas should cater to patients and relatives. Adequate staff facilities and tutorial areas should be available. Clean and dirty utilities and storage areas are also required.
Design considerations
The design of the department should promote rapid access to every area with the minimum of cross-traffic. There must be proximity between the resuscitation and the acute treatment areas for non-ambulant patients. Supporting areas, such as clean and dirty utilities, the pharmacy room and equipment stores, should be centrally located to prevent staff traversing long distances. The main aggregation of clinical staff will be at the staff station in the acute treatment area. This is the focus around which the other clinical areas should be grouped.
Lighting should conform to national standards and clinical care areas should have exposure to daylight whenever possible to minimize patient disorientation. Climate control is essential for the comfort of both patients and staff. Each clinical area needs to be serviced with medical gases, suction, scavenging units and power outlets. The minimum suggested configuration for each type of clinical area is outlined in Table 27.2.1.
Medical gases should be internally piped to all patient care areas, and adequate cabling should ensure the availability of power outlets to all clinical and non-clinical areas. Although patient and emergency call facilities are often considered, there is often inadequate provision for telephone and information technology ports. Emergency power must be available to all lights and power outlets in the resuscitation and acute treatment areas. All computer terminals in the department should have access to emergency power, and emergency lighting should be available in all other areas. The electricity supply should be surge protected to protect electronic and computer equipment, physiological monitoring areas should be cardiac protected, and other patient care areas should be body protected.
Approximately 35–45% of the total area of the department is circulation space. An example of this would be the provision of corridors wide enough to allow the easy passage of two hospital beds with attached intravenous fluids. Although circulation space should be kept to a minimum, functionality, fire safety, and occupational health and safety requirements also need to be considered. The floor covering in all patient care areas should be durable and non slip, easy to clean, impermeable to water and body fluids, and with properties that reduce sound transmission and absorb shocks. Areas accommodating the administrative functions, interviewing and distressed relatives should be carpeted.
Size and composition of the emergency department
The appropriate size of the ED depends on a number of factors: the census, patient mix and acuity, the admission rate, the desired performance level manifested in waiting times, the length of stay of patients in the ED and the role delineation of the department. Departments of inadequate size are uncomfortable for patients, often function inefficiently, and may significantly impair patient care. Overcrowding of patients increases the risk of infectious disease transmission and increases harmful cognitive stimulation for patients with mental disturbance. For the average Australasian ED with an admission rate of approximately 25–35%, its total internal area (excluding departmental radiology facilities and observation/holding ward) should be approximately 50 m2/1000 yearly attendances. The total number of patient treatment areas (excluding interview, plaster and procedure rooms) should be at least 1/1100 yearly attendances, and the number of resuscitation areas should be at least one for every 15 000 yearly attendances. It is recommended that, for departments with average patient acuity, at least half the total number of treatment areas should have physiological monitoring available.
Clinical areas
Individual treatment areas
The design of individual treatment areas should be determined by their specific functions. Adequate space should be allowed around the bed for patient transfer, assessment, performance of procedures and storage of commonly used items. The use of modular storage bins or other materials employing a similar design concept should be considered.
To prevent transmission of confidential information, each area should be separated by solid partitions that extend from floor to ceiling. The entrance to each area should be able to be closed by a movable partition or curtain.
Each acute treatment bed should have access to a physiological monitor. Central monitoring is recommended and monitors should ideally be of the modular type, with print and monitoring modules. The minimum monitored physiological parameters should include SpO2, NIBP (non-invasive blood pressure), electrocardiogram (ECG), and temperature. Monitors may be mounted adjacent to the bed on an appropriate pivoting bracket, or be movable.
All patient care areas, including toilets and bathrooms, require individual patient call facilities and emergency call facilities, so urgent assistance can be summoned when required. In addition, an examination light, a sphygmomanometer, ophthalmoscope and otoscope, waste disposal and footstool should all be immediately available. Basins for hand washing should be readily available.
Resuscitation area
This area is used for the resuscitation and treatment of critically ill or injured patients. It must be large enough to fit a standard resuscitation bed, allow access to all parts of the patient and allow movement of staff and equipment around the work area. As space must also be provided for equipment, monitors, storage, wash-up and disposal facilities, the minimum suitable size for such a room is usually 35 m2 (including storage area), or 25 m2 (excluding storage area) for each bed space in a multi-bedded room. The area should also have visual and auditory privacy for both the occupants of the room and other patients and their relatives. The resuscitation area should be easily accessible from the ambulance entrance and the staff station, and be separate from patient circulation areas. In addition to standard physiological monitoring, invasive pressure and capnography monitoring should be available. Other desirable features include a ceiling-mounted operating theatre light, a radiolucent resuscitation trolley with cassette trays, overhead X-ray and lead lining of walls and partitions between beds.
Acute treatment area
This area is used for the assessment, treatment and observation of patients with acute medical or surgical illnesses. Each bed space must be large enough to fit a standard mobile bed, with adequate storage and circulation space. The recommended minimum space between beds is 2.4 m and each treatment area should be at least 12 m2. All of these beds should be positioned to enable direct observation from the staff station and easy access to the clean and dirty utility rooms, procedure room, pharmacy room and patient shower and toilet.
Single rooms
These rooms should be used for the management of patients who require isolation, privacy, or who are a source of visual, olfactory or auditory distress to others. Deceased patients may also be placed there for the convenience of grieving relatives. These rooms must be completely enclosed by floor-to-ceiling partitions but allow controlled visual access and have a solid door. Each department should have at least two such rooms. The isolation room is used to treat potentially infectious patients. The isolation room should be located in an area which does not allow cross infection to other patients in the emergency department. Each isolation room should have negative-pressure ventilation, an ante room with change and scrub facilities and be self-contained with en-suite facilities. A decontamination area should be available for patients contaminated with toxic substances. In addition to the design requirements of an isolation room, this room must have a floor drain and contaminated water trap. The decontamination area should be directly accessible from the ambulance bay and be located in an area which will prevent the ED from being contaminated in the event of a chemical or biological incident. Single rooms should otherwise have the same requirements as acute treatment area bed spaces.
Acute mental health area
This is a specialty area designed specifically for the assessment, protection and containment of patients with actual or potential behavioural disturbances. Ideally, each unit comprises two separate but adjacent rooms allowing for interview and examination/treatment functions. Each room should have two doors large enough to allow a patient to be carried through, and must be lockable only from the outside. One of the doors may be of the ‘barn door’ type, enabling the lower section to be closed while the upper section remains open. This allows direct observation of and communication with the patient without requiring staff to enter the room. Each room should be squarely configured and be at least 16 m2 in size to enable a restraint team of five members to contain a patient without the potential of injury to a staff member. The examination/treatment room will facilitate physical examination or chemical restraint when indicated. The unit should be shielded from external noise, located as far away as possible from external sources of stimulation (e.g. noise, traffic) and must be designed in such a way that direct observation of the patient by staff outside the room is possible at all times. Services such as electricity, medical gases and air vents or hanging points should not be accessible to the patient. It is preferable that furniture be made of foam rubber and no materials be accessible that could be used as weapons or for inflicting self-harm. A smoke detector should be fitted, and closed-circuit television may be used in addition to direct visual monitoring.
Consultation area
Consultation rooms are provided for the examination and treatment of ambulant patients who are not suffering a major or serious illness. These rooms have similar space requirements to acute treatment area bed spaces. In addition, they are equipped with office furniture, radiological viewing panel and a basin for hand washing. Consultation rooms may be adapted and equipped to serve specific functions, such as ENT or ophthalmology treatment, or as part of a fast track area to treat patients with non-complex single system diseases.
Plaster room
The plaster room allows for the application of splints, plaster of Paris and for the closed reduction of displaced fractures or dislocations, and should be at least 20 m2 in size. Physiological equipment to monitor the patient during procedures involving regional anaesthesia or sedation is required. Specific features of such a room include a storage area for plaster, splints and bandages; X-ray viewing panels; provision of oxygen and suction; a nitrous oxide delivery system; plaster trolley with plaster instruments; and a sink and drainer with a plaster trap. Ideally, a splint and crutch store should be directly accessible in the plaster room.
Procedure room
A procedure room(s) may be required to undertake procedures such as lumbar puncture, tube thoracostomy, thoracocentesis, diagnostic peritoneal lavage, bladder catheterization or suturing. It requires noise insulation and should be at least 20 m2 in size.
Staff station
A single central staff area is recommended for staff servicing the different treatment areas, as this enables better communication between, and coordination of, staff members. The staff station in the acute treatment area should be the major staff area within the department. The staff area should be of an ‘arena’ or ‘semi-arena’ design, whereby the main areas of clinical activity are directly observable. The station may be raised in order to give uninterrupted vision of patients, and should be centrally located. It should be constructed to ensure that confidential information can be conveyed without breach of privacy. Sliding windows and adjustable blinds may be used to modulate external stimuli, and a separate write-up area may be considered. Sufficient space should be available to house an adequate number of telephones, computer terminals, printers and data outlets, and X-ray viewing panels/digital imaging systems; dangerous drug/medication cupboards; emergency and patient call displays; under-desk duress alarm; valuables storage area; police blood alcohol sample safe; photocopier and stationery store; and write-up areas and workbenches. Direct telephone lines, bypassing the hospital switchboard, should be available to allow staff to receive admitting requests from outside medical practitioners or to participate in internal or external emergencies when the need arises. A dedicated line to the ambulance and police service is essential, as is the provision of a facsimile line. A pneumatic tube system for transporting specimens to pathology and transferring medical records and imaging requests may also be located in this area.
Short-stay unit
Many EDs operate short-stay units that support the function of the department. The purpose of these units is to manage patients who would benefit from extended treatment and observation but have an expected length of stay of less than 24 h. It is considered that the minimum functional unit size is eight beds. It is configured along similar lines to a hospital ward with its own staff station. The capacity is calculated to be 1 bed per 4000 attendances per year and its size will be influenced by its function and case mix. As short stay units are usually high volume users of mental health, social work, physiotherapy, drug and alcohol and community support services, appropriate space should be allocated to allow these services to operate.
Medical assessment and planning unit
A medical assessment and planning unit is an inpatient hospital unit which may either be co-located or built near an ED. It is managed by inpatient medical teams. The purpose is to facilitate the assessment and treatment of patients who require coordinated multidisciplinary team interventions minimizing length of stay and optimizing health outcomes. Its configuration and function is determined by case mix and local operational policies. It is usually configured up to 30 beds along similar lines to a hospital ward.
Clinical support areas
The clean utility area requires sufficient space for the storage of clean and sterile supplies and procedural equipment, and bench tops to prepare procedure trays. The dirty utility should have sufficient space to house a stainless steel bench top with sink and drainer, pan and bottle rack, bowl and basin rack, utensil washer, pan/bowl washer/sanitizer, and slop hopper and storage space for testing equipment (such as for urinalysis). A separate store room may be used for the storage of equipment and disposable medical supplies. A common design fault is to underestimate the amount of storage space required for a modern department. A pharmacy/medication room may be used for the storage of medications used by the department, and should be accessible to all clinical areas. Entry should be secure with a self-closing door, and the area should have sufficient space to house a refrigerator for the storage of heat-sensitive drugs. Other design features should include spaces for a linen trolley, mobile radiology equipment, patient trolleys and wheelchairs. Beverage-making facilities for patients and relatives, a blanket-warming cupboard, disaster equipment store, a cleaners’ room and shower and toilet facilities also need to be accommodated. An interview room may be designated for the interviewing or counselling of relatives in private. It should be acoustically treated and removed from the main clinical area of the department. A distressed relatives’ room should be provided for the relatives of seriously ill or deceased patients. Consideration for two such rooms should be given in larger departments to allow the separation of relatives of patients who have been protagonists in violent incidents or clashes. They should be acoustically insulated and have access to beverage-making facilities, a toilet and telephones. A single-room treatment area should be in close proximity to these rooms to enable relatives to be with dying patients, and should be of a size appropriate to local cultural practices.
Non-clinical areas
Waiting area
The waiting area should provide sufficient space for waiting patients as well as relatives or escorts, and should be open and easily observed from the triage and reception areas. Seating should be comfortable and adequate space should be allowed for wheelchairs, prams, walking aids and patients being assisted. There should be an area where children may play, and support facilities such as television should be available. Easy access from the waiting room to the triage and reception area, toilets and baby change rooms, and light refreshment should be possible. Public telephones should be accessible and dedicated telephones with direct lines to taxi firms should be encouraged. The area should be monitored to safeguard security and patient well-being, and it is desirable to have a separate waiting area for children. The waiting area should be at least 5 m2/1000 yearly attendances, and should contain at least one seat per 1000 yearly attendances.
Reception/triage area
The department should be accessed by two separate entrances: one for ambulance patients and the other for ambulant patients. It is recommended that each contain a separate foyer that can be sealed by the remote activation of security doors. Access to treatment areas should also be restricted by the use of security doors. Both entrances should direct the patient flow towards the reception/triage area, which should have clear vision to the waiting room and the ambulance entrance. The triage area should have access to a pulse oximeter, a computer terminal, a hand basin, examination light, telephones, chairs and desk, and patient weighing scales, and should have adequate storage space for bandages, medical equipment and stationery.
Reception/clerical office
Staff at the reception counter receive patients arriving for treatment and direct them to the triage area. After assessment there, patients or relatives will generally be directed back to the reception/clerical area, where clerical staff will conduct registration interviews, collate the medical record and print identification labels. When a decision to admit has been made, clerks also interview patients or relatives at the bedside or at the reception counter to finalize admission details. The counter should provide seating and be partitioned for privacy at the interview. There should be direct communication with the reception/triage area, the staff station in the acute treatment area, and the design should take due consideration of the safety of staff. This area should have access to an adequate number of telephones, computer terminals, printers, facsimile machines and photocopier. It should also have sufficient storage space for stationery and medical records.
Tutorial room
This room provides facilities for formal undergraduate and postgraduate education and meetings. It should be in a quiet, non-clinical area near the staff room and offices. Provision should be made for a DVD/VCR, television, projectors and screen, whiteboard, power outlets, tube X-ray viewer or picture archiving communication system, telephone and examination couch.
Telemedicine area
Departments using telemedicine facilities should have a dedicated, fully enclosed room with appropriate power and communications cabling. This room should be of suitable size to allow simultaneous viewing by members of multiple service teams, and should, ideally, be close to the staff station.
Offices
Offices provide space for the administrative, managerial, quality assurance, teaching and research roles of the ED. The number of offices required will be determined by the number and type of staff. In a large department, offices may be needed for the director, deputy director, nurse manager, academic staff, staff specialists, registrars, nurse consultants/practitioners, nurse educator, secretary, social worker/mental health crisis worker, information support officer, research and projects officers and clerical supervisor. Larger departments may consider the incorporation of a meeting room into the office area.
Staff facilities
A room should be provided within the department to enable staff to relax during rest periods. Food and drink should be able to be prepared and appropriate table and seating arrangements should be provided. It should be located away from patient care areas and have access to natural lighting and appropriate floor and wall coverings. A staff changing area with lockers, toilets and shower facilities should also be provided.
Likely developments over the next 5–10 years
Over the last 20 years EDs have been providing care of an ever-increasing complexity. Changes in technology have enabled the management of greater numbers of patients in the community who would previously have required hospitalization. As financial pressures on hospitals have also increased, the importance of the ED has grown considerably, and modern departments have significantly expanded facilities. Future design considerations are likely to centre on advances in the areas of information technology, telecommunications and new non-invasive diagnostic modalities. In addition to these technologically driven changes, it is likely that a greater emphasis will be placed on developing ED design configurations that maximize efficient work practices. Computerized patient tracking systems using electronic tags and built-in sensors will provide additional information that may further improve operational efficiency. The electronic medical record will make detailed medical information immediately available and will greatly facilitate quality improvement and research activities. Digital radiography, personal communication devices, voice recognition systems and expanded telemedicine facilities will make the ED of the future as reliant on electricity and cabling as it is on oxygen and suction.
The increasing age of the population needs also to be considered when designing an ED. Older patients are more likely to have poor mobility, vision and balance as well as being at increased risk of delirium due to underlying disease or hospitalization. They are likely to require greater space for the use of mobility aids and require greater shielding from sources of cognitive overstimulation than other patients. Standard hospital trolleys may pose a falls risk and contribute to the development of pressure areas so consideration should be given to the use of more comfortable ‘reclining lounge chair’ style seating or hospital beds for this group of patients. Adequate lighting and the maintenance of a normal diurnal ‘night-day’ light pattern should be considered for elderly patients who spend prolonged periods of time in the emergency department.
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27.3 Quality assurance/quality improvement
Introduction
A primary role of the emergency department (ED) is to deliver the best possible care to presenting patients. In order to deliver optimal care, a system of quality management must be part of the culture for all staff and must be applied to all functions of the department. Quality management requires effective leadership, organizational vision, strategic development, commitment to improving processes and systems, accountability, communication, support for staff development and commitment to analysis, change and review. Quality management is a continuous cycle, with measurement and monitoring required to establish that change is required, planning and implementation of the change and re-evaluation and monitoring to ensure the change has the desired effect. Consumer involvement is a fundamental part of quality management. In the emergency setting, consumers include patients, staff and the other clinical and hospital staff who interface with the ED.
History
The traditional approach of quality assurance involves a number of retrospective attempts to police various activities of the ED. The types of tools used in this approach are pathology result checking, missed fractures, medical record reviews, death audits and patient complaints. Although these checks are essential, it must be recognized that the traditional quality-assurance (QA) philosophy involves crisis management and implies ‘fault’, and the apportioning of blame. The trend currently involves movement from the QA model to the philosophy of total quality improvement and total quality management (TQM).1 This management system has been adopted from industrial models, and applied to hospitals.2 Much of the change has been triggered by the climate of accountability and clinical governance.
Definitions
Continuous quality improvement
The Deming cycle (described by WE Deming) is a fundamental tool for the approach to quality in any system. The PDCA (plan, do, check, act) cycle should incorporate the important sequential steps of planning, staff engagement, implementation, measurement, re-measurement and re-evaluation, followed by an improved plan and so on.
A QI system covers a number of dimensions. These are:
There are a number of vital characteristics of a CQI programme that are necessary for its successful operation.1 A CQI programme:
A more detailed outline of TQM is beyond the scope of this book; however, the recent literature abounds with discussion on the various tools used, pitfalls in introduction, and so on.5–14
National bodies
The push to TQM has been facilitated by various bodies, including The Australian Council on Healthcare Standards (ACHS), that in 1997 introduced its Evaluation and Quality Improvement Program (EQuIP) as a framework for hospitals to establish quality processes.15 This is a requirement for accreditation with the ACHS. In 2006, the Australian Commission for Safety and Quality of Health Care was established to oversee improvements in the Australian context (previously the Australian Council for Safety and Quality). In the USA, the Joint Commission on Accreditation of Healthcare Organizations (JCAHO) and the Institute for Healthcare Improvement have led the way in the move from QA to QI.16–17
The Australasian College for Emergency Medicine, the American College of Emergency Physicians and the British Association for Accident and Emergency Medicine are facilitating the process of QI by their training role, introduction of clinical indicators, policy development and standards for EDs.18–19 In Australasia, the introduction of the Australasian Triage Scale, which has been widely adopted in EDs, has been used in the process of benchmarking, and the development of standards.20
Quality in the ED
The ED is a complex environment, which involves close interaction with the rest of the hospital and the community. The inputs are uncontrollable and unregulated, and the ‘customers’ are under a high level of stress because of the nature of their problems, the unfamiliarity of the environment and the lack of control they perceive at a time when they are feeling personally vulnerable.
The ED is dealing simultaneously with life-threatening illness and minor complaints. It is an area under a high level of scrutiny from all quarters, the patients, the families and friends, the other departments in the hospital, and the wider community – both medical and non-medical. This in itself is stressful, and is compounded by the fact that many of the staff working in the ED are rotating through the department for relatively short periods of time, are often relatively junior and are undergoing training themselves. This training role is of critical importance in most EDs, and must not be forgotten in any process dealing with quality issues. All these aspects of an ED make the maintenance of quality difficult and all the more imperative. In order to establish a system where quality care can be delivered with any degree of reliability, it is important that all staff are committed to the process, and that management provide appropriate leadership and resources. The delivery of quality involves a continuing process of data collection (performance measures), analysis, feedback and introduction of strategies to improve the system, followed by re-analysis of the performance measures (the quality cycle).
Common measures of clinical performance or outcome
The following are commonly used measures:
The first three of these are the current ACHS/ACEM Clinical Indicators for Emergency Medicine.17
It is also evident that all EDs have common areas where there is high potential for problems to develop, and that these areas should be routinely monitored. The mechanism for doing this will vary from institution to institution.
Another aspect of the measuring of performance is that the process is one in evolution. Not only should the quality of the service improve as the measures are improved and re-assessed, but the areas for attention can change and develop with the whole system. Peeling off layers as problems are addressed, exposes new things to improve. Again, this process must be internally driven to be effective. There is little point in collecting an enormous amount of data, unless the process is useful to the improved functioning of the whole system. Those best able to make those improvements should be an integral part of the system.
Likely developments over the next 5–10 years
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14 Kennedy MP, Cleaton PGA, Harrington AP, et al. Quality assurance to continuous quality improvement: development of an emergency department system. Emergency Medicine. 1997;9:247-253.
15 Australian Council on Healthcare Standards. The Australian Council on Healthcare Standards EQuIP Standards, 4th edn. Melbourne: Australian Council on Healthcare Standards, May 2006.
16 Joint Commission on Accreditation of Health Care Organizations. Accreditation manual for hospitals. Joint Commission on Accreditation for Health Care Organizations, 1991.
17 Institute for Healthcare Improvement. http://www.ihi.org.
18 The Australian Council on Healthcare Standards Clinical indicators, a users’ manual. Emergency medicine indicators, version 3. The Australian Council on Healthcare Standards, Melbourne.
19 Australasian College for Emergency Medicine Policy Document. Quality Management in Emergency Medicine, July 2002. P28
20 Standards Committee Australasian College for Emergency Medicine. National Triage Scale. Emergency Medicine. 1994;6:145-146.
27.4 Business planning
Introduction
Emergency departments (EDs) in public sector health services in Australasia are typically mid-sized clinical units within the organizational structures of hospitals. Staff numbers may range from 20 to over 200 and expenditure budgets from $1m to over $20m per annum. ED efficiency directly affects the global efficiency of the healthcare process in the hospital, and purchasers are therefore increasingly interested in the value and performance of emergency medicine services. ED managers are being required to report on the dimensions of cost, output, quality and efficiency through a business planning process and other reporting mechanisms in order to justify their level of resourcing.
Types of plans
ED plans are relatively low in the hierarchy of planning instruments that begin with national and state health policy, health departments’ strategic and corporate plans, regional and hospital strategic and business plans and, finally, the business and project plans of individual clinical units and departments. Strategic plans describe how organizations propose to respond to changing technology, altered demographics, shifting paradigms of care and industrial and regulatory reform, as well as issues associated with the cost, quality and accessibility of health care. These plans typically look 5–10 years into the future, and the ED should reasonably expect to have input at a variety of levels into the strategic planning process.
Project plans, on the other hand, are highly focused on a particular objective outcome to be achieved within a given timeframe, and with a specified level of resources. Project plans may need to be created by an ED for the implementation of a new and significant piece of technology, major refurbishment or redevelopment, or some types of work practice reform. However, the most important planning instrument for an ED is its annual business plan.
The business plan
The business plan is an important multipurpose document that needs to be developed by the ED management group, in consultation with hospital management, on an annual basis. At one level, the business plan represents a management contract between the executive of the hospital and the ED. At another level, the business plan provides information to the staff of the department about the agreed targets for expenditure, activity, efficiency and quality of services to be provided in the next financial year.
Planning process
The plan should be developed by the medical director, business manager and nurse manager of the ED. It is often useful to include a representative from the hospital’s financial services department early in the process, so that there is a clear understanding of the financial framework for the plan. It is vitally important that the process be informed with as much useful data as possible, including accurate and up-to-date financial and activity statistics, and quality and efficiency indicators. The premises, or context, of the business plan need to be established. Unless there are specific reasons for change, it can usually be assumed that hospital managers will require that the business plan be based on management of the same level of activity at a similar quality to the previous year. Other assumptions, relating to estimated wages growth, non-labour cost escalations, leave requirements and so on, should be stated.
The timing of business plan development depends on the government budget cycle for public sector EDs and the timing of the financial year for private sector EDs. In most jurisdictions this process needs to commence in early January, with the draft business plan available for the hospital executive by the end of February. The process may need to begin much earlier if significant additional or special funding is being sought. Such requests are best handled as separate submissions, which will then need to pass through the various evaluation and approval steps to be finally included in the government’s forward estimates and budget. It is uncommon for special projects requiring substantial funds to be approved and funded within one budget cycle.
A typical business planning cycle is illustrated in Figure 27.4.1.
Business plan content
The ED business plan must address, as a minimum, each of the dimensions of performance, that is, expenditure, activity, quality and efficiency. A typical index is illustrated in Table 27.4.1. Some hospitals may require that their own format be used.
Table 27.4.1 Typical business plan index. Smithfield Hospital Emergency Department Business Plan 2003/2004 Table of Contents
1.0 | Introduction |
Mission, role, objectives | |
2.0 | Executive summary |
3.0 | Projected outcomes 2002/2003 |
3.1 | Budget |
3.2 | Budget variance analysis |
3.3 | Staffing profile |
3.4 | Activity |
3.5 | Quality |
Efficiency indicators | |
Clinical indicators | |
Consumer indicators | |
4.0 | Budget estimates 2003/2004 |
5.0 | SPECIAL ISSUES 2003/2004 |
Equipment | |
<$5000 | |
>$5000 | |
Maintenance | |
Projects | |
Information system | |
Short-stay unit | |
Head injury research |
The introduction to the business plan should be brief. It is often useful to re-state the role and objectives of the ED, and of any of its subunits. The executive summary should present an overview of the business plan, including a general perspective on the integrity of the budget and activity targets for the current year, and outlining any premises used in the creation of the current plan. Special issues may be highlighted.
Budget
The projected financial outcomes for the current financial year should have been carefully estimated. This projected end-of-year position should be shown in a tabular format against the agreed targets from the previous year’s business plan, as well as the actual outcomes of the previous year. In government organizations, adherence to budget is the highest priority and, therefore, the budget details should be presented first. The management group should have a detailed understanding of every variance from the budget that has occurred in the current year, and a note of explanation of variance on every line item should be provided. Because the high fixed costs associated with operating an ED are related to the labour intensity of the service, it is useful to include a section tracking paid full-time equivalent staff, by month, for the current year compared to the previous financial year. This is especially important if there has been an overrun in the labour budget, as the hospital executive will wish to be reassured that this is not due to the employment of excess staff.
Activity
The activity of the ED may be shown as total attendances and attendances by category of the Australasian Triage Scale. The admission rate by triage category should also be shown, and all values should be tabulated against the previous year’s activity levels. Where an ED operates a short-stay ward or observation unit, the top 20 diagnosis-related groups by volume should be shown, together with the number of total separations, weighted separations and the case-mix index. This information should be available from the financial services department. Again, the data should be benchmarked to the previous year. Additional relevant activity data, such as inter-hospital transfers, retrievals and so on, should be included.
Quality
Waiting time by triage category is the key quality and efficiency indicator for an ED. The average waiting time per patient in each triage category should be shown, together with the percentage of patients in each triage category who are seen within the timeframe specified by the Australasian Triage Scale. These data should be benchmarked against the previous year’s performance and, ideally, also against benchmarking data from similar hospitals elsewhere. Performance against clinical indicators recommended by the Australian Council on Healthcare Standards should also be reported. Additional access indicators include the frequency and duration of ambulance bypass (occasions per month), and admission access block (percentage of total admitted patients spending longer than 8 h in the ED) should be provided. Some units use additional quality indicators, such as the percentage of correct diagnoses made on admitted patients by the ED, and the mortality rate of sentinel diagnoses (for instance poisoning and overdose, major trauma), among others.
The written complaint rate (per 10 000 attendances) about ED services should be known and reported.
It is appropriate in the section on ‘quality’ that research and educational achievements should be succinctly reported, together with any innovative projects.
Projections
Having summarized the current year’s performance, the remainder of the business plan should be used to present the ED’s projections and estimates for the next financial year. Again, the projected budget should be presented first. This is best done in a tabular format and compared to the previous year’s budget and projected actual expenditure. Any premises, assumptions or caveats related to the projected budget should be included as footnotes to the table. The most common premise relates to the volume and quality of services to be provided, and the usual approach is iso-volume/iso-quality; this should not be varied in the business plan unless previously agreed by the hospital executive. Periodically, circumstances will dictate that a hospital vary the desired quality of services, perhaps as part of a strategic initiative to develop the ED, or the volume of services in response to changing demographic projections. Apart from anticipated wages growth, it is important for the management group to make reasonable enquiries about predictable leave (such as sabbaticals or long-service leave), and these should be appropriately costed. In the non-labour budget, possible variations in the cost of overseas-sourced clinical supplies or pharmaceuticals due to revaluation of the currency should be considered, although in some jurisdictions non-labour increments are specified, for budget purposes, across the whole of government.
Realistically, most hospital executives will reject a budget proposal that exceeds the previous year’s expenditure, escalated by projected wages growth, unless there are special mitigating factors, or a source of funds for the predicted additional expenditure has been identified. For this reason, it is often useful to have three additional sections in the business plan addressing equipment needs, facility maintenance needs, and a projects summary.
Equipment
The ED management group should canvass widely among the staff about perceived equipment needs. It is important that the totality of clinical and non-clinical equipment needs is understood and equitably prioritized in order to optimize the efficiency of the whole department. Most hospitals require that equipment requests be stratified according to cost, with items less than $5000 typically being met from a global allocation to the department. Apart from tabulating the need for this lower-priced equipment, a few lines of narrative about each item often assists the executive in ensuring the reasonableness of the request. The table should indicate whether the equipment is new or replacement. High-cost equipment (e.g. ultrasound machines, computerized tomography scanners or arterial blood gas machines) will almost always require the presentation of a full business case and economic analysis in line with all government procurement instructions.

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